Phoenix Fund LLC
Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.
Raised
$121M
Investors
31
Min Invest
$500,000
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What this filing shows
·Every sentence is a value as filed on SEC Form D
Phoenix Fund LLC is a Puerto Rico limited partnership that first filed a Form D on January 7, 2020 and most recently amended it on June 13, 2022, describing itself as a private equity fund. The offering claims Rule 506(c). Phoenix Fund LLC reported $121,306,000 sold from 31 investors of a $500,000,000 total offering as of the Form D filed June 13, 2022. The offering relies on Rule 506(c), so the issuer may advertise it but may sell only to investors it has verified as accredited. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $500,000. The Form D names Francisco Rivera (CRD 2303039), associated with Pariter Securities LLC as the recipient of sales compensation soliciting in PR. The issuer's address of record is 243 Pr Road 2, Guaynabo, PR 00966.
Critical Disclosures
What the filings and the regulators have said about this entity that a reader should know first. Each line links to its source. The history, the same event across other issuers, and alerts are in the terminal.
Reporting lapsed · Form D · last filing June 13, 2022
Offering declared to continue beyond a year; annual amendment 13+ months overdue An issuer that stops filing is the case the going-concern flag cannot catch: the report that would have carried it was never filed.
EDGAR Filing Data
Form D — Primary Source
View on SEC.govFilings on Record
Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.
In the Terminal
Filing events
0
none on file
Critical / warning
0 / 0
0 watch · 0 info
Statements extracted
0
none on file
NAV prints
0
none on file
Offering chains
1
dark
Fund family Part of the Phoenix Fund family: 6 vehicles across 3 generations · full family and the filing behind each link in the terminal
Investor
- The full fund family and any related vehicles (parallel, feeder, successor, sibling series) with the filing that shows each link
- 1 offering timeline: velocity, share raised, first-sale lag, stalled flags
Pro
- This issuer against its cohort: rank by velocity and share raised among offerings filed the same quarter
- The same events, statements and NAV moves across every issuer, screenable, with unlimited watches and CSV
Counts and dates above are the free record. The values, the series and the comparisons are the seat. Loading your view…
Related Persons (Form D)
Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.
Edgar J Rivera
Executive Officer · guaynabo, PR
Placement Agents and Sales Compensation (Form D)
Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.
Francisco RiveraCRD 2303039 on BrokerCheck
Associated broker-dealer: Pariter Securities LLC (CRD 127836) · guaynabo, PR · Soliciting in PR
Questions About Phoenix Fund LLC
Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.
What is Phoenix Fund LLC?
Phoenix Fund LLC is a Puerto Rico limited partnership that filed a Form D with the SEC on June 13, 2022 as a private equity fund. The filing claims Rule 506(c).
Is Phoenix Fund LLC legit?
AltStreet does not rate legitimacy; it reports the public record. Phoenix Fund LLC filed a Form D with the SEC on June 13, 2022 claiming Rule 506(c). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $121,306,000 sold to 31 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.
Is Phoenix Fund LLC registered with or approved by the SEC?
No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Phoenix Fund LLC claimed Rule 506(c) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.
How much has Phoenix Fund LLC raised?
Phoenix Fund LLC reported $121,306,000 sold from 31 investors of a $500,000,000 total offering as of the Form D filed June 13, 2022.
Who can invest in Phoenix Fund LLC?
The offering relies on Rule 506(c), so the issuer may advertise it but may sell only to investors it has verified as accredited. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $500,000.
What is the minimum investment in Phoenix Fund LLC?
The Form D lists $500,000 as the minimum investment accepted from any outside investor as of June 13, 2022. Issuers can waive their own minimums, and the figure does not include fees.
Who is selling Phoenix Fund LLC and how are they paid?
The Form D names Francisco Rivera (CRD 2303039), associated with Pariter Securities LLC as the recipient of sales compensation soliciting in PR.
Who is behind Phoenix Fund LLC?
The Form D lists 1 related person: Edgar J Rivera, executive officer. Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.
Where is Phoenix Fund LLC located?
The issuer's address on its SEC filings is 243 Pr Road 2, Guaynabo, PR 00966. Its phone number of record is 787-781-2584. It is organized under the laws of Puerto Rico.
How long is the Phoenix Fund LLC offering open?
The issuer indicated that the offering is intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open; 1 amendment is on record for this CIK.
How large is Phoenix Fund LLC?
The issuer declined to disclose its revenue range on the Form D, which the form permits.
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Data Methodology
Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.