SEC filing record
Primary Source · SEC.gov

Peakview Capital IV, L.P.

Fund Vehicle2020 vintageRule 506(b), Section 3(c), Section 3(c)(7)Filing record

Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.

Raised

$65M

Investors

54

Min Invest

None stated

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What this filing shows

·

Every sentence is a value as filed on SEC Form D

Peakview Capital IV, L.P. is a Delaware limited partnership that first filed a Form D on October 14, 2020 and most recently amended it on June 9, 2023, describing itself as a other investment fund. The offering claims Rule 506(b), Section 3(c), Section 3(c)(7) and covers pooled investment fund interests. Peakview Capital IV, L.P. reported $65,000,000 sold from 54 investors of a $65,000,000 total offering as of the Form D filed June 9, 2023. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated. The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly. The issuer's address of record is 540 University Avenue, Suite 350, Palo Alto, CA 94301.

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001804255
Entity NamePeakview Capital IV, L.P.
ExemptionRule 506(b), Section 3(c), Section 3(c)(7)
What the exemption meansRule 506(b) of Regulation D: securities may be sold to an unlimited number of accredited investors and up to 35 non-accredited investors who meet the rule's sophistication standard, without general solicitation or advertising. Section 3(c) of the Investment Company Act of 1940: the issuer is a pooled investment vehicle relying on an exclusion from registration as an investment company. Section 3(c)(7) of the Investment Company Act: the fund is excluded from investment-company registration because every investor is a qualified purchaser, generally an individual with at least $5 million in investments or an institution with at least $25 million.
Entity TypeLimited Partnership
Jurisdiction of OrganizationDelaware
Issuer Address540 University Avenue, Suite 350, Palo Alto, CA 94301
Phone(650) 321-6600
Industry / Fund TypePooled Investment Fund · Other Investment Fund
Investment Company ActExcluded under Section 3(c)(7) (qualified purchasers only)
Securities TypePooled investment fund interests
First Sale DateOctober 15, 2020
Filing DateJune 9, 2023
Accession Number0001804255-23-000001
Total Offering Amount$65,000,000
Total Amount Sold$65,000,000
Amount Remaining$0
Total Investors54
Non-Accredited InvestorsNone
Minimum Investment$0 (no stated minimum)
Offering DurationIntended to last more than one year
Net Asset Value RangeDecline to Disclose
State (Issuer Address)CA
Amendment Count2 filings on record

Filings on Record

Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.

In the Terminal

Filing events

0

none on file

Critical / warning

0 / 0

0 watch · 0 info

Statements extracted

0

none on file

NAV prints

0

none on file

Offering chains

1

closed

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Fund family Part of the Peakview Capital family: 3 vehicles across 2 generations · adviser of record Peakview Capital · full family and the filing behind each link in the terminal

Investor

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  • 1 offering timeline: velocity, share raised, first-sale lag, stalled flags

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Adviser of Record (Form ADV)

Peakview Capital

CRD 305663 · SEC-registered adviser · lists this fund on Schedule D 7.B.(1) as a private equity fund

Auditor named on Form ADV: EisnerAmper LLP · PCAOB-registered per the adviser

From the adviser's Form ADV as loaded from the SEC bulk data, joined on this issuer's Form D file number. Fund-level figures and the adviser's full fund roster are in the terminal.

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

Peakview General Partner IV, LLC

Director · Menlo Park, CA

"General Partner to the Issuer (""General Partner"")"

Peakview Management, LLC

Director · Menlo Park, CA

"Manager of the General Partner (""Manager"")"

Erik Lassila

Director · Menlo Park, CA

Managing Member of the Manager

Questions About Peakview Capital IV, L.P.

Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.

What is Peakview Capital IV, L.P.?

Peakview Capital IV, L.P. is a Delaware limited partnership that filed a Form D with the SEC on June 9, 2023 as a other investment fund. The filing claims Rule 506(b), Section 3(c), Section 3(c)(7) for an offering of pooled investment fund interests.

Is Peakview Capital IV, L.P. legit?

AltStreet does not rate legitimacy; it reports the public record. Peakview Capital IV, L.P. filed a Form D with the SEC on June 9, 2023 claiming Rule 506(b), Section 3(c), Section 3(c)(7). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $65,000,000 sold to 54 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Is Peakview Capital IV, L.P. registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Peakview Capital IV, L.P. claimed Rule 506(b), Section 3(c), Section 3(c)(7) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

How much has Peakview Capital IV, L.P. raised?

Peakview Capital IV, L.P. reported $65,000,000 sold from 54 investors of a $65,000,000 total offering as of the Form D filed June 9, 2023.

Who can invest in Peakview Capital IV, L.P.?

The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated.

What is the minimum investment in Peakview Capital IV, L.P.?

The Form D lists the minimum investment as $0, which means the issuer did not state a minimum on the form. The offering documents, not the Form D, set the actual subscription terms.

Who is selling Peakview Capital IV, L.P. and how are they paid?

The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly.

Who is behind Peakview Capital IV, L.P.?

The Form D lists 3 related persons: Peakview General Partner IV, LLC, director ("General Partner to the Issuer (""General Partner"")"); Peakview Management, LLC, director ("Manager of the General Partner (""Manager"")"); Erik Lassila, director (Managing Member of the Manager). Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.

Where is Peakview Capital IV, L.P. located?

The issuer's address on its SEC filings is 540 University Avenue, Suite 350, Palo Alto, CA 94301. Its phone number of record is (650) 321-6600. It is organized under the laws of Delaware.

How long is the Peakview Capital IV, L.P. offering open?

The issuer indicated that the offering is intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open; 1 amendment is on record for this CIK.

How large is Peakview Capital IV, L.P.?

The issuer declined to disclose its net asset value range on the Form D, which the form permits.

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.