SEC filing record
Primary Source · SEC.gov

EQT IX (No. 1) USD SCSp

Fund Vehicle2020 vintageRule 506(b), Section 3(c), Section 3(c)(1), Section 3(c)(7)Filing record

Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.

Raised

$1.9B

Investors

26

Min Invest

None stated

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What this filing shows

·

Every sentence is a value as filed on SEC Form D

EQT IX (No. 1) USD SCSp is a Luxembourg limited partnership that first filed a Form D on May 7, 2020 and most recently amended it on March 31, 2021, describing itself as a other investment fund. The offering claims Rule 506(b), Section 3(c), Section 3(c)(1), Section 3(c)(7) and covers pooled investment fund interests. EQT IX (No. 1) USD SCSp reported $1,866,050,000 sold from 26 investors in an offering of indefinite size as of the Form D filed March 31, 2021. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing checks both Section 3(c)(1), which caps the fund at 100 beneficial owners, and Section 3(c)(7), which requires every investor to be a qualified purchaser, generally an individual with at least $5 million in investments. A fund normally relies on one or the other. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated. The Form D names J.P. Morgan Securities LLC (CRD 79); Merrill Lynch, Pierce, Fenner & Smith Incorporated (CRD 7691) as recipients of sales compensation soliciting in all states. The issuer's address of record is 26a, Boulevard Royal, Luxembourg, Luxembourg L-2449.

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001804543
Entity NameEQT IX (No. 1) USD SCSp
ExemptionRule 506(b), Section 3(c), Section 3(c)(1), Section 3(c)(7)
What the exemption meansRule 506(b) of Regulation D: securities may be sold to an unlimited number of accredited investors and up to 35 non-accredited investors who meet the rule's sophistication standard, without general solicitation or advertising. Section 3(c) of the Investment Company Act of 1940: the issuer is a pooled investment vehicle relying on an exclusion from registration as an investment company. Section 3(c)(1) of the Investment Company Act: the fund is excluded from investment-company registration because it has no more than 100 beneficial owners. Section 3(c)(7) of the Investment Company Act: the fund is excluded from investment-company registration because every investor is a qualified purchaser, generally an individual with at least $5 million in investments or an institution with at least $25 million.
Entity TypeLimited Partnership
Jurisdiction of OrganizationLuxembourg
Issuer Address26a, Boulevard Royal, Luxembourg, Luxembourg L-2449
Phone352 267 326
Industry / Fund TypePooled Investment Fund · Other Investment Fund
Investment Company ActExcluded under Section 3(c)(1) (100 beneficial owners or fewer) and Section 3(c)(7) (qualified purchasers only) (both boxes checked on the filing)
Securities TypePooled investment fund interests
First Sale DateMay 13, 2020
Filing DateMarch 31, 2021
Accession Number0001804543-21-000001
Total Offering AmountIndefinite
Total Amount Sold$1,866,050,000
Total Investors26
Non-Accredited InvestorsNone
Minimum Investment$0 (no stated minimum)
Offering DurationOne year or less
Net Asset Value RangeDecline to Disclose
State (Issuer Address)N4
Amendment Count2 filings on record

Filings on Record

Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.

In the Terminal

Filing events

0

none on file

Critical / warning

0 / 0

0 watch · 0 info

Statements extracted

0

none on file

NAV prints

0

none on file

Offering chains

1

lapsed

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Fund family Part of the EQT family: 18 vehicles across 4 generations · full family and the filing behind each link in the terminal

Investor

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  • 1 offering timeline: velocity, share raised, first-sale lag, stalled flags

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Adviser of Record (Form ADV)

Eqt Fund Management S.A.R.L

CRD 288390 · exempt reporting adviser · lists this fund on Schedule D 7.B.(1) as a private equity fund

Auditor named on Form ADV: Kpmg Luxembourg · PCAOB-registered per the adviser

From the adviser's Form ADV as loaded from the SEC bulk data, joined on this issuer's Form D file number. Fund-level figures and the adviser's full fund roster are in the terminal.

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

Item 3 changed on the Form D filed 2021-03-31: 0 related persons added and 1 removed against the filing of 2020-05-07; 9 now listed. The names are in the Terminal feed.

EQT IX (General Partner) S.a r.l.

Promoter · Luxembourg, N4

"General Partner of the Issuer (the ""GP"")."

EQT Fund Management S.a r.l.

Promoter · Luxembourg, N4

Manager of the Issuer.

Joshua Stone

Executive Officer · Luxembourg, N4

Manager of the GP and Manager of the Manager of the Issuer.

Anna Kuylenstierna

Executive Officer · Amsterdam, P7

Manager of the GP.

Patrick Anderson

Executive Officer · Luxembourg, N4

Manager of the GP.

James Arrol

Executive Officer · Luxembourg, N4

Manager of the Manager of the Issuer.

Adam Larsson

Executive Officer · Amsterdam, P7

Manager of the Manager of the Issuer.

Peter Veldman

Executive Officer · Luxembourg, N4

Manager of the Manager of the Issuer.

Nicholas Curwen

Executive Officer · lux, N4

Manager of the Manager of the Issuer.

Placement Agents and Sales Compensation (Form D)

Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.

J.P. Morgan Securities LLCCRD 79 on BrokerCheck

New York, NY · Soliciting in all states

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCRD 7691 on BrokerCheck

New York, NY · Soliciting in all states

Questions About EQT IX (No. 1) USD SCSp

Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.

What is EQT IX (No. 1) USD SCSp?

EQT IX (No. 1) USD SCSp is a Luxembourg limited partnership that filed a Form D with the SEC on March 31, 2021 as a other investment fund. The filing claims Rule 506(b), Section 3(c), Section 3(c)(1), Section 3(c)(7) for an offering of pooled investment fund interests.

Is EQT IX (No. 1) USD SCSp legit?

AltStreet does not rate legitimacy; it reports the public record. EQT IX (No. 1) USD SCSp filed a Form D with the SEC on March 31, 2021 claiming Rule 506(b), Section 3(c), Section 3(c)(1), Section 3(c)(7). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $1,866,050,000 sold to 26 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Is EQT IX (No. 1) USD SCSp registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that EQT IX (No. 1) USD SCSp claimed Rule 506(b), Section 3(c), Section 3(c)(1), Section 3(c)(7) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

How much has EQT IX (No. 1) USD SCSp raised?

EQT IX (No. 1) USD SCSp reported $1,866,050,000 sold from 26 investors in an offering of indefinite size as of the Form D filed March 31, 2021.

Who can invest in EQT IX (No. 1) USD SCSp?

The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing checks both Section 3(c)(1), which caps the fund at 100 beneficial owners, and Section 3(c)(7), which requires every investor to be a qualified purchaser, generally an individual with at least $5 million in investments. A fund normally relies on one or the other. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated.

What is the minimum investment in EQT IX (No. 1) USD SCSp?

The Form D lists the minimum investment as $0, which means the issuer did not state a minimum on the form. The offering documents, not the Form D, set the actual subscription terms.

Who is selling EQT IX (No. 1) USD SCSp and how are they paid?

The Form D names J.P. Morgan Securities LLC (CRD 79); Merrill Lynch, Pierce, Fenner & Smith Incorporated (CRD 7691) as recipients of sales compensation soliciting in all states.

Who is behind EQT IX (No. 1) USD SCSp?

The Form D lists 9 related persons: EQT IX (General Partner) S.a r.l., promoter ("General Partner of the Issuer (the ""GP"")."); EQT Fund Management S.a r.l., promoter (Manager of the Issuer); Joshua Stone, executive officer (Manager of the GP and Manager of the Manager of the Issuer); Anna Kuylenstierna, executive officer (Manager of the GP); Patrick Anderson, executive officer (Manager of the GP); James Arrol, executive officer (Manager of the Manager of the Issuer); Adam Larsson, executive officer (Manager of the Manager of the Issuer); Peter Veldman, executive officer (Manager of the Manager of the Issuer), and 1 more. Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.

Where is EQT IX (No. 1) USD SCSp located?

The issuer's address on its SEC filings is 26a, Boulevard Royal, Luxembourg, Luxembourg L-2449. Its phone number of record is 352 267 326. It is organized under the laws of Luxembourg.

How long is the EQT IX (No. 1) USD SCSp offering open?

The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open; 1 amendment is on record for this CIK.

How large is EQT IX (No. 1) USD SCSp?

The issuer declined to disclose its net asset value range on the Form D, which the form permits.

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.