AltStreet
EDGAR Verified
Primary Source · SEC.gov

Modern Wax Fund, LLC

Fund Vehicle2020 vintage506(c)

Raised

$2M

Investors

9

Min Invest

$25,000

AltStreet Analysis

·

Generated from EDGAR primary sources

Modern Wax Fund, LLC is a Delaware-organized investment vehicle that filed under Rule 506(c) on March 13, 2020, reporting $1.6M raised from 9 investors with a $25K minimum investment. The fund is managed by Wax Fund Manager, LLC with promotional support from Attic Investments, LLC and Frontline Collectibles, Inc., and is categorized as a luxury fund focused on collectibles.

This 506(c) offering occupies the accessible end of the luxury investment spectrum with a $25K minimum, considerably lower than many alternative asset funds in the collectibles and luxury goods space that typically target $100K+ minimums. The Rule 506(c) exemption allows general solicitation to accredited investors, consistent with retail-oriented alternative funds seeking broader investor bases.

Data Flags

related_personsTwo separate promoters listed (Attic Investments, LLC and Frontline Collectibles, Inc.) alongside the manager, suggesting a multi-party distribution or sourcing arrangement
sales_commissionsNo sales commissions stated on a 506(c) offering with two promoters and $1.6M raised, which may indicate fee structures outside traditional broker-dealer compensation or internal distribution

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001806068
Entity NameModern Wax Fund, LLC
ExemptionRule 506(c)
What the exemption meansRule 506(c) of Regulation D: the issuer may advertise the offering publicly, but every purchaser must be a verified accredited investor.
Entity TypeLimited Liability Company
Jurisdiction of OrganizationDelaware
Issuer Address8745 Gary Burns Dr., Suite 160 #174, Frisco, TX 75034
Phone(949) 351-7585
Industry / Fund TypeOther
Securities TypeEquity
First Sale Date—
Filing DateMarch 13, 2020
Accession Number0001806068-20-000001
Total Offering Amount$1,575,000
Total Amount Sold$1,550,000
Amount Remaining$25,000
Total Investors9
Non-Accredited InvestorsNone
Minimum Investment$25,000
Offering DurationOne year or less
Revenue RangeDecline to Disclose
State (Issuer Address)TX
Amendment CountOriginal filing only

Filings on Record

Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.

DMarch 13, 2020

In the Terminal

Filing events

0

none on file

Critical / warning

0 / 0

0 watch · 0 info

Statements extracted

0

none on file

NAV prints

0

none on file

Offering chains

1

lapsed

Open in the terminal Watch this issuerInvestor $149/mo unlocks the values; Pro $349/mo adds the universe.

Investor

  • 1 offering timeline: velocity, share raised, first-sale lag, stalled flags

Pro

  • This issuer against its cohort: rank by velocity and share raised among offerings filed the same quarter
  • The same events, statements and NAV moves across every issuer, screenable, with unlimited watches and CSV

Counts and dates above are the free record. The values, the series and the comparisons are the seat. Loading your view…

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

-- Wax Fund Manager, LLC

Director · Frisco, TX

-- Attic Investments, LLC

Promoter · Frisco, TX

-- Frontline Collectibles, Inc.

Promoter · Sterling, VA

David Arons

Director · Frisco, TX

Questions About Modern Wax Fund, LLC

Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.

What is Modern Wax Fund, LLC?

Modern Wax Fund, LLC is a Delaware limited liability company that filed a Form D with the SEC on March 13, 2020 in the Other industry group. The filing claims Rule 506(c) for an offering of equity. AltStreet links the issuer to Modern Wax Fund, LLC.

Is Modern Wax Fund, LLC legit?

AltStreet does not rate legitimacy; it reports the public record. Modern Wax Fund, LLC filed a Form D with the SEC on March 13, 2020 claiming Rule 506(c). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $1,550,000 sold to 9 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. The issuer is linked to Modern Wax Fund, LLC, which AltStreet has reviewed. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Is Modern Wax Fund, LLC registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Modern Wax Fund, LLC claimed Rule 506(c) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

How much has Modern Wax Fund, LLC raised?

Modern Wax Fund, LLC reported $1,550,000 sold from 9 investors of a $1,575,000 total offering as of the Form D filed March 13, 2020.

Who can invest in Modern Wax Fund, LLC?

The offering relies on Rule 506(c), so the issuer may advertise it but may sell only to investors it has verified as accredited. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $25,000.

What is the minimum investment in Modern Wax Fund, LLC?

The Form D lists $25,000 as the minimum investment accepted from any outside investor as of March 13, 2020. Issuers can waive their own minimums, and the figure does not include fees.

Who is selling Modern Wax Fund, LLC and how are they paid?

The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly.

Who is behind Modern Wax Fund, LLC?

The Form D lists 4 related persons: Wax Fund Manager, LLC, director (Manager of the Issuer); Attic Investments, LLC, promoter (Member of the Manager); Frontline Collectibles, Inc., promoter (Member of the Manager); David Arons, director (Manager of the Manager). Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.

Where is Modern Wax Fund, LLC located?

The issuer's address on its SEC filings is 8745 Gary Burns Dr., Suite 160 #174, Frisco, TX 75034. Its phone number of record is 949-351-7585. It is organized under the laws of Delaware.

How long is the Modern Wax Fund, LLC offering open?

The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open, and no amendment is on record yet.

What is Modern Wax Fund, LLC's revenue?

The issuer declined to disclose its revenue range on the Form D, which the form permits.

Is this your offering?

Claim this profile to add contact information, team members, LinkedIn profiles, fund history, and additional financial data. EDGAR-sourced data and AltStreet analysis cannot be edited, but corrections can be requested for verifiable inaccuracies.

Claim Profile — FreeGet Verified — $2,400/yr

Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.