Moody National Financial Fund II, LLC
Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.
Raised
$27M
Investors
293
Min Invest
$50,000
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What this filing shows
·Every sentence is a value as filed on SEC Form D
Moody National Financial Fund II, LLC is a Delaware limited liability company that first filed a Form D on March 24, 2020 and most recently amended it on February 11, 2022 in the Commercial industry group. The offering claims Rule 506(b) and covers equity. Moody National Financial Fund II, LLC reported $27,345,000 sold from 293 investors of a $27,345,000 total offering as of the Form D filed February 11, 2022. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $50,000. The Form D names Moody Securities, LLC (CRD 148771), associated with None; Rodney Bahy Ibrahim (CRD 4358176), associated with Aegis Capital Corp.; Assen Alexandrov Kuklin (CRD 6241473), associated with DEMPSEY LORD SMITH, LLC; James Parry (CRD 1877092), associated with Arkadios Capital and 12 others as recipients of sales compensation soliciting in all states. The issuer's address of record is 6363 Woodway Drive, Suite 110, Houston, TX 77057.
EDGAR Filing Data
Form D — Primary Source
View on SEC.govFilings on Record
Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.
In the Terminal
Filing events
0
none on file
Critical / warning
0 / 0
0 watch · 0 info
Statements extracted
0
none on file
NAV prints
0
none on file
Offering chains
1
closed
Fund family Part of the Moody National Financial Fund family: 2 vehicles across 2 generations · full family and the filing behind each link in the terminal
Investor
- The full fund family and any related vehicles (parallel, feeder, successor, sibling series) with the filing that shows each link
- 1 offering timeline: velocity, share raised, first-sale lag, stalled flags
Pro
- This issuer against its cohort: rank by velocity and share raised among offerings filed the same quarter
- The same events, statements and NAV moves across every issuer, screenable, with unlimited watches and CSV
Counts and dates above are the free record. The values, the series and the comparisons are the seat. Loading your view…
Related Persons (Form D)
Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.
Brett C Moody
Executive Officer · Houston, TX
C Moody Financial Fund Manager II, LLC
Promoter · Houston, TX
Manager of Issuer
C Moody Financial Fund II Manager SM, LLC
Promoter · Houston, TX
Sole Member of Manager of Issuer
Placement Agents and Sales Compensation (Form D)
Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.
Moody Securities, LLCCRD 148771 on BrokerCheck
Associated broker-dealer: None · Houston, TX · Soliciting in all states
Rodney Bahy IbrahimCRD 4358176 on BrokerCheck
Associated broker-dealer: Aegis Capital Corp. (CRD 15007) · New York, NY · Soliciting in AK, CA, CO, CT, FL, IL, LA, MA, MD, MI, NC, ND, NJ, NY, PA, SC, TX, VA
Assen Alexandrov KuklinCRD 6241473 on BrokerCheck
Associated broker-dealer: DEMPSEY LORD SMITH, LLC (CRD 141238) · Port Charlotte, FL · Soliciting in CA, DC, FL, GA, ID, IN, KY, MA, MI, MN, NC, NJ, NM, NV, NY, PA, TN, VA, WI, WY
James ParryCRD 1877092 on BrokerCheck
Associated broker-dealer: Arkadios Capital (CRD 282710) · Frisco, TX · Soliciting in CA, FL, GA, IL, IN, LA, MD, MO, NC, NV, OK, SC, TN, TX
Jeffrey Charles PaladiniCRD 4341198 on BrokerCheck
Associated broker-dealer: BD4RIA, Inc. (CRD 290240) · Hurst, TX · Soliciting in AL, AR, AZ, CA, CO, FL, GA, IL, NE, NM, OK, SC, TX, VA, WI
Nicholas L. GerberCRD 5704569 on BrokerCheck
Associated broker-dealer: BD4RIA, Inc. (CRD 290240) · Fort Worth, TX · Soliciting in TX
Center Street Securities, Inc.CRD 26898 on BrokerCheck
Associated broker-dealer: None · NASHVILLE, TN · Soliciting in all states
Lanny Ray HowarterCRD 813591 on BrokerCheck
Associated broker-dealer: Crown Capital Securities, L.P. (CRD 6312) · San Diego, CA · Soliciting in AZ, CA, KS, MT, TX, UT
Lauren Skidmore IvesterCRD 5001776 on BrokerCheck
Associated broker-dealer: Dempsey Lord Smith, LLC (CRD 141238) · Cramerton, NC · Soliciting in AZ, CA, FL, GA, KY, LA, MD, MI, MS, NC, NH, NJ, NV, OH, OK, OR, PA, RI, SC, TN, TX, VA, WV
Tim CouchCRD 4073942 on BrokerCheck
Associated broker-dealer: Dempsey Lord Smith, LLC (CRD 141238) · Dawsonville, GA · Soliciting in AK, CA, FL, GA, KY, NC, OH, PA, SC, TN, TX, VA
Bo WangCRD 2394019 on BrokerCheck
Associated broker-dealer: Landolt Securities, Inc. (CRD 28352) · Livingston, NJ · Soliciting in CA, CT, DC, DE, FL, GA, IL, IN, MI, NC, NJ, NY, OH, PA, SC, TX, VA, WA
Donald T. McKiernanCRD 1305965 on BrokerCheck
Associated broker-dealer: Landolt Securities, Inc. (CRD 28352) · Antioch, IL · Soliciting in AZ, CA, FL, GA, IL, LA, MA, MI, MO, MT, NJ, NY, SD, WI
Trawnegan GallCRD 6266415 on BrokerCheck
Associated broker-dealer: Wealthforge Securities, LLC (CRD 152550) · Prosper, TX · Soliciting in AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, IA, ID, IN, KS, LA, MD, ME, MI, MN, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
Centaurus Financial, Inc.CRD 30833 on BrokerCheck
Associated broker-dealer: None · Anaheim, CA · Soliciting in all states
Concorde Investment Services, LLCCRD 151604 on BrokerCheck
Associated broker-dealer: None · Livonia, MI · Soliciting in AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
JOEL T. BARJENBRUCHCRD 5295640 on BrokerCheck
Associated broker-dealer: D.H. HILL SECURITIES, LLLP (CRD 41528) · KINGWOOD, TX · Soliciting in CA, GA, IA, IL, MN, MO, MT, NC, NE, NJ, WI
Questions About Moody National Financial Fund II, LLC
Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.
What is Moody National Financial Fund II, LLC?
Moody National Financial Fund II, LLC is a Delaware limited liability company that filed a Form D with the SEC on February 11, 2022 in the Commercial industry group. The filing claims Rule 506(b) for an offering of equity.
Is Moody National Financial Fund II, LLC legit?
AltStreet does not rate legitimacy; it reports the public record. Moody National Financial Fund II, LLC filed a Form D with the SEC on February 11, 2022 claiming Rule 506(b). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $27,345,000 sold to 293 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.
Is Moody National Financial Fund II, LLC registered with or approved by the SEC?
No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Moody National Financial Fund II, LLC claimed Rule 506(b) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.
How much has Moody National Financial Fund II, LLC raised?
Moody National Financial Fund II, LLC reported $27,345,000 sold from 293 investors of a $27,345,000 total offering as of the Form D filed February 11, 2022.
Who can invest in Moody National Financial Fund II, LLC?
The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $50,000.
What is the minimum investment in Moody National Financial Fund II, LLC?
The Form D lists $50,000 as the minimum investment accepted from any outside investor as of February 11, 2022. Issuers can waive their own minimums, and the figure does not include fees.
Who is selling Moody National Financial Fund II, LLC and how are they paid?
The Form D names Moody Securities, LLC (CRD 148771), associated with None; Rodney Bahy Ibrahim (CRD 4358176), associated with Aegis Capital Corp.; Assen Alexandrov Kuklin (CRD 6241473), associated with DEMPSEY LORD SMITH, LLC; James Parry (CRD 1877092), associated with Arkadios Capital and 12 others as recipients of sales compensation soliciting in all states.
Who is behind Moody National Financial Fund II, LLC?
The Form D lists 3 related persons: Brett C Moody, executive officer; C Moody Financial Fund Manager II, LLC, promoter (Manager of Issuer); C Moody Financial Fund II Manager SM, LLC, promoter (Sole Member of Manager of Issuer). Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.
Where is Moody National Financial Fund II, LLC located?
The issuer's address on its SEC filings is 6363 Woodway Drive, Suite 110, Houston, TX 77057. Its phone number of record is (713) 977-7500. It is organized under the laws of Delaware.
How long is the Moody National Financial Fund II, LLC offering open?
The issuer indicated that the offering is intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open; 2 amendments are on record for this CIK.
What is Moody National Financial Fund II, LLC's revenue?
The issuer declined to disclose its revenue range on the Form D, which the form permits.
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Data Methodology
Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.