SEC filing record
Primary Source · SEC.gov

Her M.D., Inc.

2024 vintageRule 506(b)Filing record

Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.

Latest signalNew Form D filerForm D · 2024-07-11Last filing 2024-07-11

Raised

$8M

Investors

2

Min Invest

None stated

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What this filing shows

·

Every sentence is a value as filed on SEC Form D

Her M.D., Inc. is a Ohio corporation that first filed a Form D on August 11, 2020 and most recently amended it on July 11, 2024 in the Other Health Care industry group. The offering claims Rule 506(b) and covers equity. Her M.D., Inc. reported $8,000,000 sold from 2 investors of a $10,000,000 total offering as of the Form D filed July 11, 2024. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated. The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly. Sales commissions are reported as $0 and finders' fees as $0. Form D allows these to be estimates. The issuer's address of record is 8350 E. Kemper Road, Suite A, Cincinnati, OH 45249.

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001816044
Entity NameHer M.D., Inc.
ExemptionRule 506(b)
What the exemption meansRule 506(b) of Regulation D: securities may be sold to an unlimited number of accredited investors and up to 35 non-accredited investors who meet the rule's sophistication standard, without general solicitation or advertising.
Entity TypeCorporation
Jurisdiction of OrganizationOhio
Issuer Address8350 E. Kemper Road, Suite A, Cincinnati, OH 45249
Phone(847) 903-7741
Industry / Fund TypeOther Health Care
Securities TypeEquity
First Sale DateJune 28, 2024
Filing DateJuly 11, 2024
Accession Number0000911420-24-000143
Total Offering Amount$10,000,000
Total Amount Sold$8,000,000
Amount Remaining$2,000,000
Total Investors2
Non-Accredited InvestorsNone
Minimum Investment$0 (no stated minimum)
Offering DurationOne year or less
Sales Commissions$0
Finders' Fees$0
Revenue RangeDecline to Disclose
State (Issuer Address)OH
Amendment Count4 filings on record

Filings on Record

Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.

In the Terminal

Filing events

1

latest Jul 11, 2024

Critical / warning

0 / 0

0 watch · 1 info

Statements extracted

0

none on file

NAV prints

0

none on file

Offering chains

3

dark, lapsed

Latest event New filer · Jul 11, 2024

SEC.gov
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Investor

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  • 3 offering timelines: velocity, share raised, first-sale lag, stalled flags

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Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

Item 3 changed on the Form D filed 2024-07-11: 2 related persons added and 1 removed against the filing of 2023-06-05; 9 now listed. The names are in the Terminal feed.

Kathryn McAleer

Director, Executive Officer · Cincinnati, OH

CEO and President

Komel Caruso

Executive Officer · Cincinnati, OH

Wes Cannon

Executive Officer · Cincinnati, OH

Chief Financial Officer

Peter van Riper

Executive Officer · Cincinnati, OH

Secretary

Sunbal Z. Javaid, M.D.

Director · Cincinnati, OH

John F. Harris

Director · Cincinnati, OH

Sharon F. Knight

Director · Cincinnati, OH

Chris F. Kane

Director · Cincinnati, OH

Hannah F. Dymoke

Director · Cincinnati, OH

Questions About Her M.D., Inc.

Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.

What is Her M.D., Inc.?

Her M.D., Inc. is a Ohio corporation that filed a Form D with the SEC on July 11, 2024 in the Other Health Care industry group. The filing claims Rule 506(b) for an offering of equity.

Is Her M.D., Inc. legit?

AltStreet does not rate legitimacy; it reports the public record. Her M.D., Inc. filed a Form D with the SEC on July 11, 2024 claiming Rule 506(b). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $8,000,000 sold to 2 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Is Her M.D., Inc. registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Her M.D., Inc. claimed Rule 506(b) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

How much has Her M.D., Inc. raised?

Her M.D., Inc. reported $8,000,000 sold from 2 investors of a $10,000,000 total offering as of the Form D filed July 11, 2024.

Who can invest in Her M.D., Inc.?

The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated.

What is the minimum investment in Her M.D., Inc.?

The Form D lists the minimum investment as $0, which means the issuer did not state a minimum on the form. The offering documents, not the Form D, set the actual subscription terms.

Who is selling Her M.D., Inc. and how are they paid?

The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly. Sales commissions are reported as $0 and finders' fees as $0. Form D allows these to be estimates.

Who is behind Her M.D., Inc.?

The Form D lists 9 related persons: Kathryn McAleer, director, executive officer (CEO and President); Komel Caruso, executive officer; Wes Cannon, executive officer (Chief Financial Officer); Peter van Riper, executive officer (Secretary); Sunbal Z. Javaid, M.D., director; John F. Harris, director; Sharon F. Knight, director; Chris F. Kane, director, and 1 more. Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.

Where is Her M.D., Inc. located?

The issuer's address on its SEC filings is 8350 E. Kemper Road, Suite A, Cincinnati, OH 45249. Its phone number of record is 847-903-7741. It is organized under the laws of Ohio.

How long is the Her M.D., Inc. offering open?

The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open; 1 amendment is on record for this CIK.

What is Her M.D., Inc.'s revenue?

The issuer declined to disclose its revenue range on the Form D, which the form permits.

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.