SEC filing record
Primary Source · SEC.gov

DIV REIT IV, LLC

2020 vintageRule 506(b), Section 3(c), Section 3(c)(7)Filing record

Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.

Latest signalStalledForm D/A · 2024-02-01Last filing 2024-02-01

Raised

$125K

Investors

125

Min Invest

$1,000

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What this filing shows

·

Every sentence is a value as filed on SEC Form D

DIV REIT IV, LLC is a Delaware limited liability company that first filed a Form D on September 2, 2020 and most recently amended it on February 1, 2024 in the REITS and Finance industry group. The offering claims Rule 506(b), Section 3(c), Section 3(c)(7) and covers equity. DIV REIT IV, LLC reported $125,000 sold from 125 investors of a $125,000 total offering as of the Form D filed February 1, 2024. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $1,000. The Form D names Iroquois Capital Advisors, LLC (CRD 145235), associated with None as the recipient of sales compensation soliciting in TN. Sales commissions are reported as $6,250 and finders' fees as $0. Form D allows these to be estimates. The issuer's address of record is C/O the Davis Companies, 125 High Street, Suite 2111, Boston, MA 02110.

Critical Disclosures

What the filings and the regulators have said about this entity that a reader should know first. Each line links to its source. The history, the same event across other issuers, and alerts are in the terminal.

Offering stalled · Form D · last filing February 1, 2024

Latest filing reports amount sold (125,000) at or above the stated offering amount (125,000)

Timeline
Each line is a fact as filed. The history behind it, the same event across other issuers, and an alert on the next one:Open in the terminal Watch this issuer

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001820275
Entity NameDIV REIT IV, LLC
ExemptionRule 506(b), Section 3(c), Section 3(c)(7)
What the exemption meansRule 506(b) of Regulation D: securities may be sold to an unlimited number of accredited investors and up to 35 non-accredited investors who meet the rule's sophistication standard, without general solicitation or advertising. Section 3(c) of the Investment Company Act of 1940: the issuer is a pooled investment vehicle relying on an exclusion from registration as an investment company. Section 3(c)(7) of the Investment Company Act: the fund is excluded from investment-company registration because every investor is a qualified purchaser, generally an individual with at least $5 million in investments or an institution with at least $25 million.
Entity TypeLimited Liability Company
Jurisdiction of OrganizationDelaware
Issuer AddressC/O the Davis Companies, 125 High Street, Suite 2111, Boston, MA 02110
Phone(617) 451-1300
Former NamesDIV VAF IV REIT, LLC (until September 2, 2020)
Industry / Fund TypeREITS and Finance
Investment Company ActExcluded under Section 3(c)(7) (qualified purchasers only)
Securities TypeEquity
First Sale DateJuly 3, 2020
Filing DateFebruary 1, 2024
Accession Number0002009790-24-000004
Total Offering Amount$125,000
Total Amount Sold$125,000
Amount Remaining$0
Total Investors125
Non-Accredited InvestorsNone
Minimum Investment$1,000
Offering DurationOne year or less
Sales Commissions$6,250 (to Iroquois Capital Advisors, LLC)
Finders' Fees$0
Revenue RangeDecline to Disclose
State (Issuer Address)MA
Amendment Count2 filings on record

Filings on Record

Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.

In the Terminal

Filing events

1

latest Feb 1, 2024

Critical / warning

0 / 0

1 watch · 0 info

Statements extracted

0

none on file

NAV prints

0

none on file

Offering chains

1

closed

Latest event Stalled · Feb 1, 2024

SEC.gov
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Fund family Part of the DIV REIT family: 3 vehicles across 3 generations · full family and the filing behind each link in the terminal

Investor

  • The full fund family and any related vehicles (parallel, feeder, successor, sibling series) with the filing that shows each link
  • 1 filing event with values and deltas, latest 2024-02-01, and alerts on the next one
  • 1 offering timeline: velocity, share raised, first-sale lag, stalled flags

Pro

  • This issuer against its cohort: rank by velocity and share raised among offerings filed the same quarter
  • The same events, statements and NAV moves across every issuer, screenable, with unlimited watches and CSV

Counts and dates above are the free record. The values, the series and the comparisons are the seat. Loading your view…

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

Item 3 changed on the Form D filed 2024-02-01: 8 related persons added and 3 removed against the filing of 2020-09-02; 10 now listed. The names are in the Terminal feed.

Robert Kubica

Executive Officer · BOSTON, MA

Jonathan Davis

Executive Officer · BOSTON, MA

Stephen Davis

Executive Officer · BOSTON, MA

Mark Smith

Executive Officer · BOSTON, MA

Quentin Reynolds

Executive Officer · BOSTON, MA

Steve Coyle

Executive Officer · BOSTON, MA

Cappy Daume

Executive Officer · BOSTON, MA

Michael Cantalupa

Executive Officer · BOSTON, MA

Josh Israel

Executive Officer · BOSTON, MA

Leslie Cohen

Executive Officer · BOSTON, MA

Placement Agents and Sales Compensation (Form D)

Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.

Iroquois Capital Advisors, LLCCRD 145235 on BrokerCheck

Associated broker-dealer: None · Nashville, TN · Soliciting in TN

Questions About DIV REIT IV, LLC

Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.

What is DIV REIT IV, LLC?

DIV REIT IV, LLC is a Delaware limited liability company that filed a Form D with the SEC on February 1, 2024 in the REITS and Finance industry group. The filing claims Rule 506(b), Section 3(c), Section 3(c)(7) for an offering of equity.

Is DIV REIT IV, LLC legit?

AltStreet does not rate legitimacy; it reports the public record. DIV REIT IV, LLC filed a Form D with the SEC on February 1, 2024 claiming Rule 506(b), Section 3(c), Section 3(c)(7). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $125,000 sold to 125 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Is DIV REIT IV, LLC registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that DIV REIT IV, LLC claimed Rule 506(b), Section 3(c), Section 3(c)(7) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

How much has DIV REIT IV, LLC raised?

DIV REIT IV, LLC reported $125,000 sold from 125 investors of a $125,000 total offering as of the Form D filed February 1, 2024.

Who can invest in DIV REIT IV, LLC?

The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $1,000.

What is the minimum investment in DIV REIT IV, LLC?

The Form D lists $1,000 as the minimum investment accepted from any outside investor as of February 1, 2024. Issuers can waive their own minimums, and the figure does not include fees.

Who is selling DIV REIT IV, LLC and how are they paid?

The Form D names Iroquois Capital Advisors, LLC (CRD 145235), associated with None as the recipient of sales compensation soliciting in TN. Sales commissions are reported as $6,250 and finders' fees as $0. Form D allows these to be estimates.

Who is behind DIV REIT IV, LLC?

The Form D lists 10 related persons: Robert Kubica, executive officer; Jonathan Davis, executive officer; Stephen Davis, executive officer; Mark Smith, executive officer; Quentin Reynolds, executive officer; Steve Coyle, executive officer; Cappy Daume, executive officer; Michael Cantalupa, executive officer, and 2 more. Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.

Where is DIV REIT IV, LLC located?

The issuer's address on its SEC filings is C/O the Davis Companies, 125 High Street, Suite 2111, Boston, MA 02110. Its phone number of record is 617.451.1300. It is organized under the laws of Delaware.

How long is the DIV REIT IV, LLC offering open?

The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open; 1 amendment is on record for this CIK.

What is DIV REIT IV, LLC's revenue?

The issuer declined to disclose its revenue range on the Form D, which the form permits.

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.