Castor Ventures Fund 5
Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.
Raised
Pre-open
Investors
—
Min Invest
$50,000
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What this filing shows
·Every sentence is a value as filed on SEC Form D
Castor Ventures Fund 5 is a Delaware limited liability company that filed a Form D with the SEC on August 26, 2020, describing itself as a venture capital fund. The offering claims Rule 506(c), Section 3(c), Section 3(c)(1) and covers equity and pooled investment fund interests. Castor Ventures Fund 5 reported that the first sale had not yet occurred as of the Form D filed August 26, 2020, so no amount sold or investor count is on file. The total offering amount is listed as indefinite. The offering relies on Rule 506(c), so the issuer may advertise it but may sell only to investors it has verified as accredited. Because the fund also relies on Section 3(c)(1), it may have no more than 100 beneficial owners. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $50,000. The Form D names Daniel C Burns (CRD 2269946), associated with Herald Investment Marketing LLC; James E Hurst (CRD 2533112), associated with Herald Investment Marketing LLC; Alain J Hanover (CRD 7184588), associated with Herald Investment Marketing LLC; Deborah L Walden (CRD 7184645), associated with Herald Investment Marketing LLC as recipients of sales compensation soliciting in all states. The issuer's address of record is 788 Elm Street, Manchester, NH 03101.
EDGAR Filing Data
Form D — Primary Source
View on SEC.govFilings on Record
Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.
In the Terminal
Filing events
0
none on file
Critical / warning
0 / 0
0 watch · 0 info
Statements extracted
0
none on file
NAV prints
0
none on file
Offering chains
1
pre_sale
Fund family Part of the Castor Ventures Fund family: 15 vehicles across 9 generations · full family and the filing behind each link in the terminal
Investor
- The full fund family and any related vehicles (parallel, feeder, successor, sibling series) with the filing that shows each link
- 1 offering timeline: velocity, share raised, first-sale lag, stalled flags
Pro
- This issuer against its cohort: rank by velocity and share raised among offerings filed the same quarter
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Counts and dates above are the free record. The values, the series and the comparisons are the seat. Loading your view…
Adviser of Record (Form ADV)
CRD 170562 · exempt reporting adviser · lists this fund on Schedule D 7.B.(1) as a venture capital fund
From the adviser's Form ADV as loaded from the SEC bulk data, joined on this issuer's Form D file number. Fund-level figures and the adviser's full fund roster are in the terminal.
Related Persons (Form D)
Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.
Michael Collins
Executive Officer · Manchester, NH
CEO of Alumni Ventures Group, the Issuer's Sole Manager
Placement Agents and Sales Compensation (Form D)
Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.
Daniel C BurnsCRD 2269946 on BrokerCheck
Associated broker-dealer: Herald Investment Marketing LLC (CRD 285573) · Manchester, NH · Soliciting in all states
James E HurstCRD 2533112 on BrokerCheck
Associated broker-dealer: Herald Investment Marketing LLC (CRD 285573) · Manchester, NH · Soliciting in all states
Alain J HanoverCRD 7184588 on BrokerCheck
Associated broker-dealer: Herald Investment Marketing LLC (CRD 285573) · Manchester, NH · Soliciting in all states
Deborah L WaldenCRD 7184645 on BrokerCheck
Associated broker-dealer: Herald Investment Marketing LLC (CRD 285573) · Manchester, NH · Soliciting in all states
Questions About Castor Ventures Fund 5
Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.
What is Castor Ventures Fund 5?
Castor Ventures Fund 5 is a Delaware limited liability company that filed a Form D with the SEC on August 26, 2020 as a venture capital fund. The filing claims Rule 506(c), Section 3(c), Section 3(c)(1) for an offering of equity and pooled investment fund interests.
Is Castor Ventures Fund 5 legit?
AltStreet does not rate legitimacy; it reports the public record. Castor Ventures Fund 5 filed a Form D with the SEC on August 26, 2020 claiming Rule 506(c), Section 3(c), Section 3(c)(1). A Form D is a notice of an exempt offering, not a review or approval of it. No sales had been reported as of that notice. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.
Is Castor Ventures Fund 5 registered with or approved by the SEC?
No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Castor Ventures Fund 5 claimed Rule 506(c), Section 3(c), Section 3(c)(1) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.
How much has Castor Ventures Fund 5 raised?
Castor Ventures Fund 5 reported that the first sale had not yet occurred as of the Form D filed August 26, 2020, so no amount sold or investor count is on file. The total offering amount is listed as indefinite.
Who can invest in Castor Ventures Fund 5?
The offering relies on Rule 506(c), so the issuer may advertise it but may sell only to investors it has verified as accredited. Because the fund also relies on Section 3(c)(1), it may have no more than 100 beneficial owners. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $50,000.
What is the minimum investment in Castor Ventures Fund 5?
The Form D lists $50,000 as the minimum investment accepted from any outside investor as of August 26, 2020. Issuers can waive their own minimums, and the figure does not include fees.
Who is selling Castor Ventures Fund 5 and how are they paid?
The Form D names Daniel C Burns (CRD 2269946), associated with Herald Investment Marketing LLC; James E Hurst (CRD 2533112), associated with Herald Investment Marketing LLC; Alain J Hanover (CRD 7184588), associated with Herald Investment Marketing LLC; Deborah L Walden (CRD 7184645), associated with Herald Investment Marketing LLC as recipients of sales compensation soliciting in all states.
Who is behind Castor Ventures Fund 5?
The Form D lists 1 related person: Michael Collins, executive officer (CEO of Alumni Ventures Group, the Issuer's Sole Manager). Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.
Where is Castor Ventures Fund 5 located?
The issuer's address on its SEC filings is 788 Elm Street, Manchester, NH 03101. Its phone number of record is 603-518-8112. It is organized under the laws of Delaware.
How long is the Castor Ventures Fund 5 offering open?
The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open, and no amendment is on record yet.
How large is Castor Ventures Fund 5?
The Form D reports a revenue range of $1 - $1,000,000.
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Data Methodology
Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.