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EDGAR Verified
Primary Source · SEC.gov

EquityZen Growth Technology Fund LLC - Series 540

CIK 0001800479Single-Deal SPV2020 vintage506(b), 3(c)(1)

Raised

$1M

Investors

56

Min Invest

$10,000

AltStreet Analysis

·

Generated from EDGAR primary sources

EquityZen Growth Technology Fund LLC - Series 540 is a Delaware-based pooled investment fund filed by EquityZen Advisors LLC on 2020-08-26, raising $1.2M from 56 investors under Rule 506(b) and Section 3(c)(1). The offering has a $10K minimum investment and is part of the EquityZen platform, which operates nearly 1,900 related pre-IPO vehicles. This is an original filing with no sales commissions disclosed.

This pre-IPO pooled fund uses the standard 506(b)/3(c)(1) exemption structure typical of private secondary market vehicles, with a $10K minimum investment threshold that positions it as retail-accessible compared to institutional-only offerings. The 56-investor count against $1.2M raised (~$21K average check) reflects a small-ticket, high-participant model common to platform-enabled pre-IPO access vehicles.

Data Flags

generalAssure Fund Management II LLC listed as Director; consistent with EquityZen platform template where Assure appears to serve as fund administrator or service provider across sibling entities

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001800479
Entity NameEquityZen Growth Technology Fund LLC - Series 540
Exemption506(b), 3(c)(1)
First Sale Date—
Filing DateAugust 26, 2020
Accession Number0001800479-20-000001
Total Amount Sold$1M
Total Investors56
Minimum Investment$10,000
Securities TypeEquity, Pooled Investment Fund
State of IncorporationNot specified
Amendment CountOriginal filing only

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

EquityZen Advisors LLC

Executive Officer, Director · New York, NY

Richard Thoms

Executive Officer · Salt Lake City, UT

Assure Fund Management II LLC

Director · Salt Lake City, UT

Philip Haslett

Executive Officer, Director · New York, NY

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.