Grain Spectrum Holdings III (Cayman), L.P.
Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.
Raised
$118M
Investors
8
Min Invest
$1
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What this filing shows
·Every sentence is a value as filed on SEC Form D
Grain Spectrum Holdings III (Cayman), L.P. is a Cayman Islands entity that first filed a Form D on September 3, 2020 and most recently amended it on October 5, 2020, describing itself as a other investment fund. The offering claims Rule 506(b) and covers equity and pooled investment fund interests. Grain Spectrum Holdings III (Cayman), L.P. reported $118,267,080 sold from 8 investors of a $1,500,075,758 total offering as of the Form D filed October 5, 2020. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $1. The Form D names Credit Suisse Securities (USA) LLC (CRD 816), associated with None as the recipient of sales compensation soliciting in all states. The issuer's address of record is 1900 K Street, N.W., Suite 650, Washington, DC 20006.
EDGAR Filing Data
Form D — Primary Source
View on SEC.govFilings on Record
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In the Terminal
Filing events
0
none on file
Critical / warning
0 / 0
0 watch · 0 info
Statements extracted
0
none on file
NAV prints
0
none on file
Offering chains
1
lapsed
Fund family Part of the Grain Spectrum family: 6 vehicles across 3 generations · full family and the filing behind each link in the terminal
Investor
- The full fund family and any related vehicles (parallel, feeder, successor, sibling series) with the filing that shows each link
- 1 offering timeline: velocity, share raised, first-sale lag, stalled flags
Pro
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Related Persons (Form D)
Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.
David J. Grain
Executive Officer · Washington, DC
President of the Managing Member of the General Partner of the Issuer
Placement Agents and Sales Compensation (Form D)
Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.
Credit Suisse Securities (USA) LLCCRD 816 on BrokerCheck
Associated broker-dealer: None · NEW YORK, NY · Soliciting in all states and outside the United States
Questions About Grain Spectrum Holdings III (Cayman), L.P.
Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.
What is Grain Spectrum Holdings III (Cayman), L.P.?
Grain Spectrum Holdings III (Cayman), L.P. is a Cayman Islands entity that filed a Form D with the SEC on October 5, 2020 as a other investment fund. The filing claims Rule 506(b) for an offering of equity and pooled investment fund interests.
Is Grain Spectrum Holdings III (Cayman), L.P. legit?
AltStreet does not rate legitimacy; it reports the public record. Grain Spectrum Holdings III (Cayman), L.P. filed a Form D with the SEC on October 5, 2020 claiming Rule 506(b). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $118,267,080 sold to 8 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.
Is Grain Spectrum Holdings III (Cayman), L.P. registered with or approved by the SEC?
No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Grain Spectrum Holdings III (Cayman), L.P. claimed Rule 506(b) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.
How much has Grain Spectrum Holdings III (Cayman), L.P. raised?
Grain Spectrum Holdings III (Cayman), L.P. reported $118,267,080 sold from 8 investors of a $1,500,075,758 total offering as of the Form D filed October 5, 2020.
Who can invest in Grain Spectrum Holdings III (Cayman), L.P.?
The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $1.
What is the minimum investment in Grain Spectrum Holdings III (Cayman), L.P.?
The Form D lists $1 as the minimum investment accepted from any outside investor as of October 5, 2020. Issuers can waive their own minimums, and the figure does not include fees.
Who is selling Grain Spectrum Holdings III (Cayman), L.P. and how are they paid?
The Form D names Credit Suisse Securities (USA) LLC (CRD 816), associated with None as the recipient of sales compensation soliciting in all states.
Who is behind Grain Spectrum Holdings III (Cayman), L.P.?
The Form D lists 1 related person: David J. Grain, executive officer (President of the Managing Member of the General Partner of the Issuer). Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.
Where is Grain Spectrum Holdings III (Cayman), L.P. located?
The issuer's address on its SEC filings is 1900 K Street, N.W., Suite 650, Washington, DC 20006. Its phone number of record is 202-779-9055. It is organized under the laws of Cayman Islands.
How long is the Grain Spectrum Holdings III (Cayman), L.P. offering open?
The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open; 1 amendment is on record for this CIK.
How large is Grain Spectrum Holdings III (Cayman), L.P.?
The issuer declined to disclose its net asset value range on the Form D, which the form permits.
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Data Methodology
Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.