SEC filing record
Primary Source · SEC.gov

EAST BAY MERCHANT CAPITAL FUND II LP

Fund Vehicle2023 vintageRule 506(b), Section 3(c), Section 3(c)(1)Filing record

Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.

Raised

$23M

Investors

14

Min Invest

None stated

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What this filing shows

·

Every sentence is a value as filed on SEC Form D

EAST BAY MERCHANT CAPITAL FUND II LP is a Delaware limited partnership that filed a Form D with the SEC on April 12, 2023, describing itself as a private equity fund. The offering claims Rule 506(b), Section 3(c), Section 3(c)(1) and covers equity and pooled investment fund interests. EAST BAY MERCHANT CAPITAL FUND II LP reported $23,100,000 sold from 14 investors of a $23,100,000 total offering as of the Form D filed April 12, 2023. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(1), it may have no more than 100 beneficial owners. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated. The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly. The issuer's address of record is 1055 Westlakes Drive, Suite 250, Berwyn, PA 19312.

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001845219
Entity NameEAST BAY MERCHANT CAPITAL FUND II LP
ExemptionRule 506(b), Section 3(c), Section 3(c)(1)
What the exemption meansRule 506(b) of Regulation D: securities may be sold to an unlimited number of accredited investors and up to 35 non-accredited investors who meet the rule's sophistication standard, without general solicitation or advertising. Section 3(c) of the Investment Company Act of 1940: the issuer is a pooled investment vehicle relying on an exclusion from registration as an investment company. Section 3(c)(1) of the Investment Company Act: the fund is excluded from investment-company registration because it has no more than 100 beneficial owners.
Entity TypeLimited Partnership
Jurisdiction of OrganizationDelaware
Issuer Address1055 Westlakes Drive, Suite 250, Berwyn, PA 19312
Phone(467) 424-6610
Industry / Fund TypePooled Investment Fund · Private Equity Fund
Investment Company ActExcluded under Section 3(c)(1) (100 beneficial owners or fewer)
Securities TypeEquity, Pooled investment fund interests
First Sale DateMarch 31, 2023
Filing DateApril 12, 2023
Accession Number0001845219-23-000001
Total Offering Amount$23,100,000
Total Amount Sold$23,100,000
Amount Remaining$0
Total Investors14
Non-Accredited InvestorsNone
Minimum Investment$0 (no stated minimum)
Offering DurationOne year or less
Revenue RangeDecline to Disclose
State (Issuer Address)PA
Amendment Count2 filings on record

Filings on Record

Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.

In the Terminal

Filing events

0

none on file

Critical / warning

0 / 0

0 watch · 0 info

Statements extracted

0

none on file

NAV prints

0

none on file

Offering chains

2

pre_sale, closed

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Fund family Part of the EAST BAY MERCHANT CAPITAL FUND family: 2 vehicles across 2 generations · full family and the filing behind each link in the terminal

Investor

  • The full fund family and any related vehicles (parallel, feeder, successor, sibling series) with the filing that shows each link
  • 2 offering timelines: velocity, share raised, first-sale lag, stalled flags

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Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

Item 3 changed on the Form D filed 2023-04-12: 1 related person added and 1 removed against the filing of 2021-02-09; 3 now listed. The names are in the Terminal feed.

CHARLES WIDGER

Executive Officer, Promoter · BERWYN, PA

ASHLEY WIDGER

Promoter · BERWYN, PA

MCHAEL LENGE

Promoter · BERWYN, PA

Questions About EAST BAY MERCHANT CAPITAL FUND II LP

Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.

What is EAST BAY MERCHANT CAPITAL FUND II LP?

EAST BAY MERCHANT CAPITAL FUND II LP is a Delaware limited partnership that filed a Form D with the SEC on April 12, 2023 as a private equity fund. The filing claims Rule 506(b), Section 3(c), Section 3(c)(1) for an offering of equity and pooled investment fund interests.

Is EAST BAY MERCHANT CAPITAL FUND II LP legit?

AltStreet does not rate legitimacy; it reports the public record. EAST BAY MERCHANT CAPITAL FUND II LP filed a Form D with the SEC on April 12, 2023 claiming Rule 506(b), Section 3(c), Section 3(c)(1). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $23,100,000 sold to 14 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Is EAST BAY MERCHANT CAPITAL FUND II LP registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that EAST BAY MERCHANT CAPITAL FUND II LP claimed Rule 506(b), Section 3(c), Section 3(c)(1) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

How much has EAST BAY MERCHANT CAPITAL FUND II LP raised?

EAST BAY MERCHANT CAPITAL FUND II LP reported $23,100,000 sold from 14 investors of a $23,100,000 total offering as of the Form D filed April 12, 2023.

Who can invest in EAST BAY MERCHANT CAPITAL FUND II LP?

The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(1), it may have no more than 100 beneficial owners. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated.

What is the minimum investment in EAST BAY MERCHANT CAPITAL FUND II LP?

The Form D lists the minimum investment as $0, which means the issuer did not state a minimum on the form. The offering documents, not the Form D, set the actual subscription terms.

Who is selling EAST BAY MERCHANT CAPITAL FUND II LP and how are they paid?

The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly.

Who is behind EAST BAY MERCHANT CAPITAL FUND II LP?

The Form D lists 3 related persons: CHARLES WIDGER, executive officer, promoter; ASHLEY WIDGER, promoter; MCHAEL LENGE, promoter. Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.

Where is EAST BAY MERCHANT CAPITAL FUND II LP located?

The issuer's address on its SEC filings is 1055 Westlakes Drive, Suite 250, Berwyn, PA 19312. Its phone number of record is (467) 424-6610. It is organized under the laws of Delaware.

How long is the EAST BAY MERCHANT CAPITAL FUND II LP offering open?

The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open, and no amendment is on record yet.

How large is EAST BAY MERCHANT CAPITAL FUND II LP?

The issuer declined to disclose its revenue range on the Form D, which the form permits.

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.