Ubuntu Income & Private Equity Fund, LP
Raised
$6M
Investors
17
Min Invest
$250,000
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AltStreet Analysis
·Generated from EDGAR primary sources
Ubuntu Income & Private Equity Fund, LP is a Delaware limited partnership that has raised $6.0M from 17 investors under Rule 506(c) and Section 3(c)(1) exemptions, with a $250K minimum investment. This amended filing was submitted July 7, 2022, by N/A Cottingham Management Company, LLC (executive officer) and Stephen Bick (promoter). No parent platform has been matched in the AltStreet database.
This pooled investment fund employs the 506(c) exemption allowing general solicitation with verified accredited investors, paired with 3(c)(1) Investment Company Act relief. The $250K minimum positions it in the accessible institutional/qualified purchaser tier, while the $353K average commitment ($6.0M across 17 investors) suggests a small fund or early close targeting moderately capitalized accredited investors.
Data Flags
Critical Disclosures
What the filings and the regulators have said about this entity that a reader should know first. Each line links to its source. The history, the same event across other issuers, and alerts are in the terminal.
Reporting lapsed · Form D · last filing July 7, 2022
Offering declared to continue beyond a year; annual amendment 13+ months overdue An issuer that stops filing is the case the going-concern flag cannot catch: the report that would have carried it was never filed.
EDGAR Filing Data
Form D — Primary Source
View on SEC.govFilings on Record
Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.
In the Terminal
Filing events
0
none on file
Critical / warning
0 / 0
0 watch · 0 info
Statements extracted
0
none on file
NAV prints
0
none on file
Offering chains
1
dark
Investor
- 1 offering timeline: velocity, share raised, first-sale lag, stalled flags
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Related Persons (Form D)
Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.
N/A Cottingham Management Company, LLC
Executive Officer · Carlsbad, CA
Stephen Bick
Promoter · Carlsbad, CA
Questions About Ubuntu Income & Private Equity Fund, LP
Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.
What is Ubuntu Income & Private Equity Fund, LP?
Ubuntu Income & Private Equity Fund, LP is a Delaware limited partnership that filed a Form D with the SEC on July 7, 2022 as a private equity fund. The filing claims Rule 506(c), Section 3(c), Section 3(c)(1) for an offering of pooled investment fund interests.
Is Ubuntu Income & Private Equity Fund, LP legit?
AltStreet does not rate legitimacy; it reports the public record. Ubuntu Income & Private Equity Fund, LP filed a Form D with the SEC on July 7, 2022 claiming Rule 506(c), Section 3(c), Section 3(c)(1). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $6,042,202 sold to 17 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.
Is Ubuntu Income & Private Equity Fund, LP registered with or approved by the SEC?
No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Ubuntu Income & Private Equity Fund, LP claimed Rule 506(c), Section 3(c), Section 3(c)(1) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.
How much has Ubuntu Income & Private Equity Fund, LP raised?
Ubuntu Income & Private Equity Fund, LP reported $6,042,202 sold from 17 investors of a $100,000,000 total offering as of the Form D filed July 7, 2022.
Who can invest in Ubuntu Income & Private Equity Fund, LP?
The offering relies on Rule 506(c), so the issuer may advertise it but may sell only to investors it has verified as accredited. Because the fund also relies on Section 3(c)(1), it may have no more than 100 beneficial owners. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $250,000.
What is the minimum investment in Ubuntu Income & Private Equity Fund, LP?
The Form D lists $250,000 as the minimum investment accepted from any outside investor as of July 7, 2022. Issuers can waive their own minimums, and the figure does not include fees.
Who is selling Ubuntu Income & Private Equity Fund, LP and how are they paid?
The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly.
Who is behind Ubuntu Income & Private Equity Fund, LP?
The Form D lists 2 related persons: Cottingham Management Company, LLC, executive officer (General Partner); Stephen Philip Bick, promoter (Managing Member of Cottingham Management Company, LLC, its General Partner). Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.
Where is Ubuntu Income & Private Equity Fund, LP located?
The issuer's address on its SEC filings is 2794 Gateway Road, Carlsbad, CA 92009. Its phone number of record is (858) 764-7200. It is organized under the laws of Delaware.
How long is the Ubuntu Income & Private Equity Fund, LP offering open?
The issuer indicated that the offering is intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open; 5 amendments are on record for this CIK.
How large is Ubuntu Income & Private Equity Fund, LP?
The issuer declined to disclose its revenue range on the Form D, which the form permits.
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Data Methodology
Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.