EDGAR Verified
Primary Source · SEC.gov

Crossover Fund I, LP

Fund Vehicle2021 vintageRule 506(b), Section 3(c), Section 3(c)(1)Filing record

Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.

Raised

$38M

Investors

99

Min Invest

None stated

What this filing shows

·

Every sentence is a value as filed on SEC Form D

Crossover Fund I, LP is a Delaware limited partnership that first filed a Form D on May 4, 2021 and most recently amended it on May 26, 2022, describing itself as a venture capital fund. The offering claims Rule 506(b), Section 3(c), Section 3(c)(1) and covers pooled investment fund interests. Crossover Fund I, LP reported $38,000,000 sold from 99 investors of a $38,000,000 total offering as of the Form D filed May 26, 2022. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(1), it may have no more than 100 beneficial owners. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated. The Form D names Saxony Securities Inc. (CRD 115547), associated with Michael Rose d/b/a Rose Capital Advisors as the recipient of sales compensation soliciting in AZ, CA, FL, IL, LA, MA, MD, NC. The issuer's address of record is 2030 W Baseline Rd 182-19274, Phoenix, AZ 85041.

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001858344
Entity NameCrossover Fund I, LP
ExemptionRule 506(b), Section 3(c), Section 3(c)(1)
What the exemption meansRule 506(b) of Regulation D: securities may be sold to an unlimited number of accredited investors and up to 35 non-accredited investors who meet the rule's sophistication standard, without general solicitation or advertising. Section 3(c) of the Investment Company Act of 1940: the issuer is a pooled investment vehicle relying on an exclusion from registration as an investment company. Section 3(c)(1) of the Investment Company Act: the fund is excluded from investment-company registration because it has no more than 100 beneficial owners.
Entity TypeLimited Partnership
Jurisdiction of OrganizationDelaware
Issuer Address2030 W Baseline Rd 182-19274, Phoenix, AZ 85041
Phone(415) 779-2297
Industry / Fund TypePooled Investment Fund · Venture Capital Fund
Investment Company ActExcluded under Section 3(c)(1) (100 beneficial owners or fewer)
Securities TypePooled investment fund interests
First Sale DateMay 5, 2021
Filing DateMay 26, 2022
Accession Number0001858344-22-000001
Total Offering Amount$38,000,000
Total Amount Sold$38,000,000
Amount Remaining$0
Total Investors99
Non-Accredited InvestorsNone
Minimum Investment$0 (no stated minimum)
Offering DurationIntended to last more than one year
Revenue RangeDecline to Disclose
State (Issuer Address)AZ
Amendment Count2 filings on record

Filings on Record

Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.

Fund Family

Every vehicle in this manager's series as it appears on EDGAR, newest generation first. Sold-to-date and investor counts are each vehicle's latest Form D.

Fund family

Crossover Fund3 vehicles · 3 generations · since 2021 · $43.2M sold across the family

This issuer is in Fund I

VehicleRoleFirst filedStatusSoldInvestors
Fund X · first filed 2026-03-13 · 1 vehicle · $5.2M sold · 54 investors
Crossover Fund X, LLCoffering2026-03-13closed$5.2M54
Fund II · first filed 2026-04-29 · 1 vehicle
Crossover Fund II, LP / DEde2026-04-29pre sale$00
Fund I · first filed 2021-05-04 · 1 vehicle · $38.0M sold · 99 investors
Crossover Fund I, LPthis issuer2021-05-04closed$38.0M99

Grouped from Form D issuer names (generation, sleeve, jurisdiction and legal-form tokens removed); a name-only match, so abbreviated or renamed vehicles can be missed. Sold and investor figures are each vehicle's latest Form D; sleeves that report the same figure share one family-wide total and are counted once. Performance lines are what a public pension plan reports for its own interest in that fund, net, on the plan's cash flows and valuation date; they are not the general partner's figures.

In the Terminal

Filing events

0

none on file

Critical / warning

0 / 0

0 watch · 0 info

Statements extracted

0

none on file

NAV prints

0

none on file

Offering chains

1

closed

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Investor

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Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

Crossover I GP, LLC

Director · Phoenix, AZ

General Partner of the Issuer

Noah Lichtenstein

Director · Phoenix, AZ

Managing Director of the General Partner

Ken Sawyer

Director · Phoenix, AZ

Managing Director of the General Partner

Placement Agents and Sales Compensation (Form D)

Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.

Saxony Securities Inc.CRD 115547 on BrokerCheck

Associated broker-dealer: Michael Rose d/b/a Rose Capital Advisors (CRD 173054) · St. Louis, MO · Soliciting in AZ, CA, FL, IL, LA, MA, MD, NC

Questions About Crossover Fund I, LP

Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.

What is Crossover Fund I, LP?

Crossover Fund I, LP is a Delaware limited partnership that filed a Form D with the SEC on May 26, 2022 as a venture capital fund. The filing claims Rule 506(b), Section 3(c), Section 3(c)(1) for an offering of pooled investment fund interests.

Is Crossover Fund I, LP legit?

AltStreet does not rate legitimacy; it reports the public record. Crossover Fund I, LP filed a Form D with the SEC on May 26, 2022 claiming Rule 506(b), Section 3(c), Section 3(c)(1). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $38,000,000 sold to 99 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Is Crossover Fund I, LP registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Crossover Fund I, LP claimed Rule 506(b), Section 3(c), Section 3(c)(1) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

How much has Crossover Fund I, LP raised?

Crossover Fund I, LP reported $38,000,000 sold from 99 investors of a $38,000,000 total offering as of the Form D filed May 26, 2022.

Who can invest in Crossover Fund I, LP?

The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(1), it may have no more than 100 beneficial owners. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated.

What is the minimum investment in Crossover Fund I, LP?

The Form D lists the minimum investment as $0, which means the issuer did not state a minimum on the form. The offering documents, not the Form D, set the actual subscription terms.

Who is selling Crossover Fund I, LP and how are they paid?

The Form D names Saxony Securities Inc. (CRD 115547), associated with Michael Rose d/b/a Rose Capital Advisors as the recipient of sales compensation soliciting in AZ, CA, FL, IL, LA, MA, MD, NC.

Who is behind Crossover Fund I, LP?

The Form D lists 3 related persons: Crossover I GP, LLC, director (General Partner of the Issuer); Noah Lichtenstein, director (Managing Director of the General Partner); Ken Sawyer, director (Managing Director of the General Partner). Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.

Where is Crossover Fund I, LP located?

The issuer's address on its SEC filings is 2030 W Baseline Rd 182-19274, Phoenix, AZ 85041. Its phone number of record is 415-779-2297. It is organized under the laws of Delaware.

How long is the Crossover Fund I, LP offering open?

The issuer indicated that the offering is intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open; 1 amendment is on record for this CIK.

How large is Crossover Fund I, LP?

The issuer declined to disclose its revenue range on the Form D, which the form permits.

Is this your offering?

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.