SEC filing record
Primary Source · SEC.gov

BTCO SECURITIES LLC

2023 vintageBroker-dealer (Exchange Act Rule 17a-5)Filing record

Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form Funding Portal / X-17A-5; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.

Latest signalBroker-dealer annual auditForm X-17A-5/A · 2026-11-02Last filing 2026-11-02

Raised

Pre-open

Investors

—

Min Invest

None stated

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What this filing shows

·

Every sentence is a value as filed on SEC Form D

BTCO SECURITIES LLC is an entity organized in Delaware that first filed a Form D on April 21, 2023 and most recently amended it on November 2, 2026. The offering claims Broker-dealer (Exchange Act Rule 17a-5). BTCO SECURITIES LLC reported no amount sold as of the Form D filed November 2, 2026. The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly. The issuer's address of record is 620 Fifth Avenue, Suite 206, New York, NY 10020.

EDGAR Filing Data

Form Funding Portal / X-17A-5 — Primary Source

View on SEC.gov
CIK Number0001858365
Entity NameBTCO SECURITIES LLC
ExemptionBroker-dealer (Exchange Act Rule 17a-5)
Entity Type—
Jurisdiction of OrganizationDelaware
Issuer Address620 Fifth Avenue, Suite 206, New York, NY 10020
Phone(212) 466-6513
Industry / Fund Type—
Securities Type—
First Sale Date—
Filing DateNovember 2, 2026
Accession Number0001858365-26-000011
Total Offering Amount—
Total Amount Sold—
Total Investors—
Minimum Investment$0 (no stated minimum)
Offering Duration—
State (Issuer Address)NY
Amendment Count5 filings on record

Broker-dealer

3 intermediary filings on record
Annual audit
Form X-17A-5/A filed Nov 2, 2026 for the year to Dec 31, 2025, audited by Ohab and Co (Maitland, FL)X-17A-5/A
Material weakness
None reported on the cover
Registrant type
Broker-dealer

As stated by the registrant in its own SEC filings; AltStreet reads the forms and adds nothing.

Filings on Record

Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.

In the Terminal

Filing events

5

latest Nov 2, 2026

Critical / warning

0 / 0

0 watch · 5 info

Statements extracted

0

none on file

NAV prints

0

none on file

Offering chains

0

none on file

Latest event Bd annual audit · Nov 2, 2026

SEC.gov
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Questions About BTCO SECURITIES LLC

Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.

What is BTCO SECURITIES LLC?

BTCO SECURITIES LLC is an issuer that filed a Form D with the SEC on November 2, 2026. The filing claims Broker-dealer (Exchange Act Rule 17a-5).

Is BTCO SECURITIES LLC legit?

AltStreet does not rate legitimacy; it reports the public record. BTCO SECURITIES LLC filed a Form D with the SEC on November 2, 2026 claiming Broker-dealer (Exchange Act Rule 17a-5). A Form D is a notice of an exempt offering, not a review or approval of it. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Is BTCO SECURITIES LLC registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that BTCO SECURITIES LLC claimed Broker-dealer (Exchange Act Rule 17a-5) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

How much has BTCO SECURITIES LLC raised?

BTCO SECURITIES LLC reported no amount sold as of the Form D filed November 2, 2026.

Who is selling BTCO SECURITIES LLC and how are they paid?

The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly.

Where is BTCO SECURITIES LLC located?

The issuer's address on its SEC filings is 620 Fifth Avenue, Suite 206, New York, NY 10020. Its phone number of record is 212-466-6513. It is organized under the laws of Delaware.

How long is the BTCO SECURITIES LLC offering open?

An issuer must amend its Form D annually while a continuing offering stays open; 1 amendment is on record for this CIK.

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.