Investors Choice OZ Fund, LLC
Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.
Raised
$12M
Investors
41
Min Invest
$53,250
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What this filing shows
·Every sentence is a value as filed on SEC Form D
Investors Choice OZ Fund, LLC is a Delaware limited liability company that first filed a Form D on September 14, 2021 and most recently amended it on February 27, 2023 in the Commercial industry group. The offering claims Rule 506(c) and covers equity. Investors Choice OZ Fund, LLC reported $12,348,345 sold from 41 investors of a $53,250,000 total offering as of the Form D filed February 27, 2023. The offering relies on Rule 506(c), so the issuer may advertise it but may sell only to investors it has verified as accredited. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $53,250. The Form D names Pinnacle Capital Securities, LLC (CRD 106213), associated with None; KCD Financial, Inc. (CRD 127473), associated with None as recipients of sales compensation soliciting in all states. The issuer's address of record is 1216 State St Ste 406, Santa Barbara, CA 93101.
Critical Disclosures
What the filings and the regulators have said about this entity that a reader should know first. Each line links to its source. The history, the same event across other issuers, and alerts are in the terminal.
Reporting lapsed · Form D · last filing February 27, 2023
Offering declared to continue beyond a year; annual amendment 13+ months overdue An issuer that stops filing is the case the going-concern flag cannot catch: the report that would have carried it was never filed.
EDGAR Filing Data
Form D — Primary Source
View on SEC.govFilings on Record
Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.
In the Terminal
Filing events
0
none on file
Critical / warning
0 / 0
0 watch · 0 info
Statements extracted
0
none on file
NAV prints
0
none on file
Offering chains
1
dark
Investor
- 1 offering timeline: velocity, share raised, first-sale lag, stalled flags
Pro
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Related Persons (Form D)
Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.
Item 3 changed on the Form D filed 2023-02-27: 0 related persons added and 1 removed against the filing of 2021-09-14; 4 now listed. The names are in the Terminal feed.
ICOZ Manager LLC
Executive Officer · Silverdale, WA
Manager
Gregory Genovese Jr.
Executive Officer · Silverdale, WA
Chief Executive Officer of the Manager
Kim Hansen
Executive Officer · Silverdale, WA
President, Treasurer and Secretary of Manager
USG OZI LLC
Promoter · Silverdale, WA
Placement Agents and Sales Compensation (Form D)
Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.
Pinnacle Capital Securities, LLCCRD 106213 on BrokerCheck
Associated broker-dealer: None · Long Beach, CA · Soliciting in all states
KCD Financial, Inc.CRD 127473 on BrokerCheck
Associated broker-dealer: None · Green Bay, WI · Soliciting in all states
Questions About Investors Choice OZ Fund, LLC
Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.
What is Investors Choice OZ Fund, LLC?
Investors Choice OZ Fund, LLC is a Delaware limited liability company that filed a Form D with the SEC on February 27, 2023 in the Commercial industry group. The filing claims Rule 506(c) for an offering of equity.
Is Investors Choice OZ Fund, LLC legit?
AltStreet does not rate legitimacy; it reports the public record. Investors Choice OZ Fund, LLC filed a Form D with the SEC on February 27, 2023 claiming Rule 506(c). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $12,348,345 sold to 41 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.
Is Investors Choice OZ Fund, LLC registered with or approved by the SEC?
No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Investors Choice OZ Fund, LLC claimed Rule 506(c) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.
How much has Investors Choice OZ Fund, LLC raised?
Investors Choice OZ Fund, LLC reported $12,348,345 sold from 41 investors of a $53,250,000 total offering as of the Form D filed February 27, 2023.
Who can invest in Investors Choice OZ Fund, LLC?
The offering relies on Rule 506(c), so the issuer may advertise it but may sell only to investors it has verified as accredited. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $53,250.
What is the minimum investment in Investors Choice OZ Fund, LLC?
The Form D lists $53,250 as the minimum investment accepted from any outside investor as of February 27, 2023. Issuers can waive their own minimums, and the figure does not include fees.
Who is selling Investors Choice OZ Fund, LLC and how are they paid?
The Form D names Pinnacle Capital Securities, LLC (CRD 106213), associated with None; KCD Financial, Inc. (CRD 127473), associated with None as recipients of sales compensation soliciting in all states.
Who is behind Investors Choice OZ Fund, LLC?
The Form D lists 4 related persons: ICOZ Manager LLC, executive officer (Manager); Gregory Genovese Jr., executive officer (Chief Executive Officer of the Manager); Kim Hansen, executive officer (President, Treasurer and Secretary of Manager); USG OZI LLC, promoter. Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.
Where is Investors Choice OZ Fund, LLC located?
The issuer's address on its SEC filings is 1216 State St Ste 406, Santa Barbara, CA 93101. Its phone number of record is 9253514734. It is organized under the laws of Delaware.
How long is the Investors Choice OZ Fund, LLC offering open?
The issuer indicated that the offering is intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open; 1 amendment is on record for this CIK.
What is Investors Choice OZ Fund, LLC's revenue?
The issuer declined to disclose its revenue range on the Form D, which the form permits.
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Data Methodology
Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.