SEC filing record
Primary Source · SEC.gov

Carlyle Realty Partners IX, L.P.

Fund Vehicle2021 vintageRule 506(b), Section 3(c), Section 3(c)(7)Filing record

Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.

Raised

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Investors

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What this filing shows

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Every sentence is a value as filed on SEC Form D

Carlyle Realty Partners IX, L.P. is a Delaware limited partnership that filed a Form D with the SEC on June 25, 2021, describing itself as a private equity fund. The offering claims Rule 506(b), Section 3(c), Section 3(c)(7) and covers pooled investment fund interests. Carlyle Realty Partners IX, L.P. reported that the first sale had not yet occurred as of the Form D filed June 25, 2021, so no amount sold or investor count is on file. The total offering amount is listed as indefinite. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated. The Form D names TCG Securities, L.L.C. (CRD 154788); Moneda S.A. Administradora General de Fondos, associated with None as recipients of sales compensation soliciting in all states. The issuer's address of record is 1001 Pennsylvania Avenue, Nw, Suite 220 South, Washington, DC 20004.

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001866784
Entity NameCarlyle Realty Partners IX, L.P.
ExemptionRule 506(b), Section 3(c), Section 3(c)(7)
What the exemption meansRule 506(b) of Regulation D: securities may be sold to an unlimited number of accredited investors and up to 35 non-accredited investors who meet the rule's sophistication standard, without general solicitation or advertising. Section 3(c) of the Investment Company Act of 1940: the issuer is a pooled investment vehicle relying on an exclusion from registration as an investment company. Section 3(c)(7) of the Investment Company Act: the fund is excluded from investment-company registration because every investor is a qualified purchaser, generally an individual with at least $5 million in investments or an institution with at least $25 million.
Entity TypeLimited Partnership
Jurisdiction of OrganizationDelaware
Issuer Address1001 Pennsylvania Avenue, Nw, Suite 220 South, Washington, DC 20004
Phone(202) 729-5626
Industry / Fund TypePooled Investment Fund · Private Equity Fund
Investment Company ActExcluded under Section 3(c)(7) (qualified purchasers only)
Securities TypePooled investment fund interests
First Sale DateNot yet occurred (as filed)
Filing DateJune 25, 2021
Accession Number0001866784-21-000001
Total Offering AmountIndefinite
Total Amount Sold$0 (no sales yet)
Total Investors0 (no sales yet)
Non-Accredited InvestorsNone
Minimum Investment$0 (no stated minimum)
Offering DurationIntended to last more than one year
Revenue RangeDecline to Disclose
State (Issuer Address)DC
Amendment CountOriginal filing only

Filings on Record

Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.

In the Terminal

Filing events

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Statements extracted

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none on file

NAV prints

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none on file

Offering chains

1

pre_sale

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Fund family Part of the Carlyle Realty Partners family: 3 vehicles across 3 generations · adviser of record The Carlyle Group · full family and the filing behind each link in the terminal

Investor

  • The full fund family and any related vehicles (parallel, feeder, successor, sibling series) with the filing that shows each link
  • The dated record: 8 facts with source, effective date and capture date, viewable as AltStreet knew them on any past day
  • 1 offering timeline: velocity, share raised, first-sale lag, stalled flags

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Adviser of Record (Form ADV)

The Carlyle Group

CRD 111128 · SEC-registered adviser · lists this fund on Schedule D 7.B.(1) as a real estate fund

Auditor named on Form ADV: Ernst & Young LLP · PCAOB-registered per the adviser

From the adviser's Form ADV as loaded from the SEC bulk data, joined on this issuer's Form D file number. Fund-level figures and the adviser's full fund roster are in the terminal.

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

Carlyle Realty IX, L.L.C.

Promoter · Washington, DC

"The General Partner of the Issuer (the ""GP"")."

TC Group Sub L.P.

Promoter · Washington, DC

Managing Member of the GP.

Norma Kuntz

Executive Officer · Washington, DC

Managing Director of the GP.

Christopher Finn

Executive Officer · Washington, DC

Managing Director of the GP.

Kevin Gasque

Executive Officer · Washington, DC

Managing Director of the GP.

Robert G Stuckey

Executive Officer · Washington, DC

Managing Director of the GP.

Christopher G Lippman

Executive Officer · Washington, DC

Managing Director of the GP.

Placement Agents and Sales Compensation (Form D)

Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.

TCG Securities, L.L.C.CRD 154788 on BrokerCheck

Washington, DC · Soliciting in all states

Moneda S.A. Administradora General de Fondos

Associated broker-dealer: None · Santiago, F3 and outside the United States

Questions About Carlyle Realty Partners IX, L.P.

Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.

What is Carlyle Realty Partners IX, L.P.?

Carlyle Realty Partners IX, L.P. is a Delaware limited partnership that filed a Form D with the SEC on June 25, 2021 as a private equity fund. The filing claims Rule 506(b), Section 3(c), Section 3(c)(7) for an offering of pooled investment fund interests.

Is Carlyle Realty Partners IX, L.P. legit?

AltStreet does not rate legitimacy; it reports the public record. Carlyle Realty Partners IX, L.P. filed a Form D with the SEC on June 25, 2021 claiming Rule 506(b), Section 3(c), Section 3(c)(7). A Form D is a notice of an exempt offering, not a review or approval of it. No sales had been reported as of that notice. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Is Carlyle Realty Partners IX, L.P. registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Carlyle Realty Partners IX, L.P. claimed Rule 506(b), Section 3(c), Section 3(c)(7) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

How much has Carlyle Realty Partners IX, L.P. raised?

Carlyle Realty Partners IX, L.P. reported that the first sale had not yet occurred as of the Form D filed June 25, 2021, so no amount sold or investor count is on file. The total offering amount is listed as indefinite.

Who can invest in Carlyle Realty Partners IX, L.P.?

The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated.

What is the minimum investment in Carlyle Realty Partners IX, L.P.?

The Form D lists the minimum investment as $0, which means the issuer did not state a minimum on the form. The offering documents, not the Form D, set the actual subscription terms.

Who is selling Carlyle Realty Partners IX, L.P. and how are they paid?

The Form D names TCG Securities, L.L.C. (CRD 154788); Moneda S.A. Administradora General de Fondos, associated with None as recipients of sales compensation soliciting in all states.

Who is behind Carlyle Realty Partners IX, L.P.?

The Form D lists 7 related persons: Carlyle Realty IX, L.L.C., promoter ("The General Partner of the Issuer (the ""GP"")."); TC Group Sub L.P., promoter (Managing Member of the GP); Norma Kuntz, executive officer (Managing Director of the GP); Christopher Finn, executive officer (Managing Director of the GP); Kevin Gasque, executive officer (Managing Director of the GP); Robert G Stuckey, executive officer (Managing Director of the GP); Christopher G Lippman, executive officer (Managing Director of the GP). Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.

Where is Carlyle Realty Partners IX, L.P. located?

The issuer's address on its SEC filings is 1001 Pennsylvania Avenue, Nw, Suite 220 South, Washington, DC 20004. Its phone number of record is 202-729-5626. It is organized under the laws of Delaware.

How long is the Carlyle Realty Partners IX, L.P. offering open?

The issuer indicated that the offering is intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open, and no amendment is on record yet.

How large is Carlyle Realty Partners IX, L.P.?

The issuer declined to disclose its revenue range on the Form D, which the form permits.

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.