Cross Ocean USD ESS Fund IV Closed L.P.
Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.
Raised
$55M
Investors
24
Min Invest
$5,000,000
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What this filing shows
·Every sentence is a value as filed on SEC Form D
Cross Ocean USD ESS Fund IV Closed L.P. is a Cayman Islands limited partnership that first filed a Form D on July 30, 2021 and most recently amended it on May 17, 2023, describing itself as a private equity fund. The offering claims Rule 506(b), Section 3(c), Section 3(c)(7) and covers equity and pooled investment fund interests. Cross Ocean USD ESS Fund IV Closed L.P. reported $55,220,000 sold from 24 investors in an offering of indefinite size as of the Form D filed May 17, 2023. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $5,000,000. The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly. The issuer's address of record is C/O Danesmead Partners Ltd., Po Box 490, 2nd Fl,Windward Iii, Regatta Office Park, Grand Cayman, Cayman Islands KY1-1106.
EDGAR Filing Data
Form D — Primary Source
View on SEC.govFilings on Record
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In the Terminal
Filing events
0
none on file
Critical / warning
0 / 0
0 watch · 0 info
Statements extracted
0
none on file
NAV prints
0
none on file
Offering chains
1
lapsed
Fund family Part of the Cross Ocean USD ESS Fund Closed family: 3 vehicles across 3 generations · full family and the filing behind each link in the terminal
Investor
- The full fund family and any related vehicles (parallel, feeder, successor, sibling series) with the filing that shows each link
- 1 offering timeline: velocity, share raised, first-sale lag, stalled flags
Pro
- This issuer against its cohort: rank by velocity and share raised among offerings filed the same quarter
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Related Persons (Form D)
Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.
Item 3 changed on the Form D filed 2023-05-17: 1 related person added and 1 removed against the filing of 2021-07-30; 7 now listed. The names are in the Terminal feed.
Gregory Bennett
Director · Grand Cayman, E9
Gregory Bennett is a director of the Manager and the General Partner of the Issuer
Richard Ellison
Director · Grand Cayman, E9
Richard Ellison is a director of the Manager and the General Partner of the Issuer
Nathan Day
Director · Grand Cayman, E9
Nathan Day is a director of the Manager and the General Partner of the Issuer
Andrew Jonathan Aitken
Executive Officer · London, X0
Andrew Aitken is an executive officer of the Adviser of the Issuer.
Steven Warburton Heanly
Executive Officer · London, X0
Steven Heanly is an executive officer of the Adviser of the Issuer.
Christopher Steven Zander
Executive Officer · London, X0
Christopher Zander is an executive officer of the Adviser of the Issuer.
Guy Steven Beeston
Executive Officer · London, X0
Questions About Cross Ocean USD ESS Fund IV Closed L.P.
Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.
What is Cross Ocean USD ESS Fund IV Closed L.P.?
Cross Ocean USD ESS Fund IV Closed L.P. is a Cayman Islands limited partnership that filed a Form D with the SEC on May 17, 2023 as a private equity fund. The filing claims Rule 506(b), Section 3(c), Section 3(c)(7) for an offering of equity and pooled investment fund interests.
Is Cross Ocean USD ESS Fund IV Closed L.P. legit?
AltStreet does not rate legitimacy; it reports the public record. Cross Ocean USD ESS Fund IV Closed L.P. filed a Form D with the SEC on May 17, 2023 claiming Rule 506(b), Section 3(c), Section 3(c)(7). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $55,220,000 sold to 24 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.
Is Cross Ocean USD ESS Fund IV Closed L.P. registered with or approved by the SEC?
No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Cross Ocean USD ESS Fund IV Closed L.P. claimed Rule 506(b), Section 3(c), Section 3(c)(7) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.
How much has Cross Ocean USD ESS Fund IV Closed L.P. raised?
Cross Ocean USD ESS Fund IV Closed L.P. reported $55,220,000 sold from 24 investors in an offering of indefinite size as of the Form D filed May 17, 2023.
Who can invest in Cross Ocean USD ESS Fund IV Closed L.P.?
The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $5,000,000.
What is the minimum investment in Cross Ocean USD ESS Fund IV Closed L.P.?
The Form D lists $5,000,000 as the minimum investment accepted from any outside investor as of May 17, 2023. Issuers can waive their own minimums, and the figure does not include fees.
Who is selling Cross Ocean USD ESS Fund IV Closed L.P. and how are they paid?
The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly.
Who is behind Cross Ocean USD ESS Fund IV Closed L.P.?
The Form D lists 7 related persons: Gregory Bennett, director (Gregory Bennett is a director of the Manager and the General Partner of the Issuer); Richard Ellison, director (Richard Ellison is a director of the Manager and the General Partner of the Issuer); Nathan Day, director (Nathan Day is a director of the Manager and the General Partner of the Issuer); Andrew Jonathan Aitken, executive officer (Andrew Aitken is an executive officer of the Adviser of the Issuer); Steven Warburton Heanly, executive officer (Steven Heanly is an executive officer of the Adviser of the Issuer); Christopher Steven Zander, executive officer (Christopher Zander is an executive officer of the Adviser of the Issuer); Guy Steven Beeston, executive officer. Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.
Where is Cross Ocean USD ESS Fund IV Closed L.P. located?
The issuer's address on its SEC filings is C/O Danesmead Partners Ltd., Po Box 490, 2nd Fl,Windward Iii, Regatta Office Park, Grand Cayman, Cayman Islands KY1-1106. Its phone number of record is 44-207-653-6200. It is organized under the laws of Cayman Islands.
How long is the Cross Ocean USD ESS Fund IV Closed L.P. offering open?
The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open; 1 amendment is on record for this CIK.
How large is Cross Ocean USD ESS Fund IV Closed L.P.?
The issuer declined to disclose its revenue range on the Form D, which the form permits.
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Data Methodology
Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.