POCION, CORP.
Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.
Raised
$560K
Investors
11
Min Invest
$25,000
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What this filing shows
·Every sentence is a value as filed on SEC Form D
POCION, CORP. is a Delaware corporation that first filed a Form D on August 12, 2021 and most recently amended it on April 18, 2024 in the Other industry group. The offering claims Rule 506(b) and covers equity. POCION, CORP. reported $560,000 sold from 11 investors of a $3,500,000 total offering as of the Form D filed April 18, 2024. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $25,000. The Form D names First Liberties Securities, Inc. (CRD 14432), associated with Hilary Bergman as the recipient of sales compensation soliciting in all states. Sales commissions are reported as $175,000 and finders' fees as $0. Form D allows these to be estimates. The issuer's address of record is 24a Trolley Square #2300, Wilmington, DE 19806.
EDGAR Filing Data
Form D — Primary Source
View on SEC.govFilings on Record
Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.
In the Terminal
Filing events
1
latest Apr 18, 2024
Critical / warning
0 / 0
0 watch · 1 info
Statements extracted
0
none on file
NAV prints
0
none on file
Offering chains
2
closed, lapsed
Latest event New filer · Apr 18, 2024
SEC.govInvestor
- 1 filing event with values and deltas, latest 2024-04-18, and alerts on the next one
- 2 offering timelines: velocity, share raised, first-sale lag, stalled flags
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Related Persons (Form D)
Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.
Gonzalo De La Pezuela
Executive Officer, Director · Wilmington, DE
Cesar Ayala
Executive Officer, Director · Wilmington, DE
Frank Lampen
Director · Wilmington, DE
Placement Agents and Sales Compensation (Form D)
Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.
First Liberties Securities, Inc.CRD 14432 on BrokerCheck
Associated broker-dealer: Hilary Bergman (CRD 1834738) · Dallas, TX · Soliciting in all states
Questions About POCION, CORP.
Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.
What is POCION, CORP.?
POCION, CORP. is a Delaware corporation that filed a Form D with the SEC on April 18, 2024 in the Other industry group. The filing claims Rule 506(b) for an offering of equity.
Is POCION, CORP. legit?
AltStreet does not rate legitimacy; it reports the public record. POCION, CORP. filed a Form D with the SEC on April 18, 2024 claiming Rule 506(b). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $560,000 sold to 11 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.
Is POCION, CORP. registered with or approved by the SEC?
No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that POCION, CORP. claimed Rule 506(b) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.
How much has POCION, CORP. raised?
POCION, CORP. reported $560,000 sold from 11 investors of a $3,500,000 total offering as of the Form D filed April 18, 2024.
Who can invest in POCION, CORP.?
The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $25,000.
What is the minimum investment in POCION, CORP.?
The Form D lists $25,000 as the minimum investment accepted from any outside investor as of April 18, 2024. Issuers can waive their own minimums, and the figure does not include fees.
Who is selling POCION, CORP. and how are they paid?
The Form D names First Liberties Securities, Inc. (CRD 14432), associated with Hilary Bergman as the recipient of sales compensation soliciting in all states. Sales commissions are reported as $175,000 and finders' fees as $0. Form D allows these to be estimates.
Who is behind POCION, CORP.?
The Form D lists 3 related persons: Gonzalo De La Pezuela, executive officer, director; Cesar Ayala, executive officer, director; Frank Lampen, director. Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.
Where is POCION, CORP. located?
The issuer's address on its SEC filings is 24a Trolley Square #2300, Wilmington, DE 19806. Its phone number of record is 3018572299. It is organized under the laws of Delaware.
How long is the POCION, CORP. offering open?
The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open; 1 amendment is on record for this CIK.
What is POCION, CORP.'s revenue?
The issuer declined to disclose its revenue range on the Form D, which the form permits.
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Data Methodology
Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.