OT YC Fund I, LLC
Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.
Raised
$5M
Investors
28
Min Invest
$100,000
Is this your company or fund? Claim this page free, or verify it and carry the Verified Issuer mark.
What this filing shows
·Every sentence is a value as filed on SEC Form D
OT YC Fund I, LLC is a Delaware limited liability company that first filed a Form D on August 26, 2021 and most recently amended it on November 8, 2021, describing itself as a other investment fund. The offering claims Rule 506(b), Section 3(c)(1) and covers pooled investment fund interests. OT YC Fund I, LLC reported $4,528,800 sold from 28 investors of a $4,528,800 total offering as of the Form D filed November 8, 2021. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(1), it may have no more than 100 beneficial owners. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $100,000. The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly. The issuer's address of record is Po Box 171305, Salt Lake City, UT 84117.
EDGAR Filing Data
Form D — Primary Source
View on SEC.govFilings on Record
Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.
In the Terminal
Filing events
0
none on file
Critical / warning
0 / 0
0 watch · 0 info
Statements extracted
0
none on file
NAV prints
0
none on file
Offering chains
1
closed
Fund family Part of the OT YC Fund family: 4 vehicles across 4 generations · adviser of record Ot Management, LLC · full family and the filing behind each link in the terminal
Investor
- The full fund family and any related vehicles (parallel, feeder, successor, sibling series) with the filing that shows each link
- 1 offering timeline: velocity, share raised, first-sale lag, stalled flags
Pro
- This issuer against its cohort: rank by velocity and share raised among offerings filed the same quarter
- The same events, statements and NAV moves across every issuer, screenable, with unlimited watches and CSV
Counts and dates above are the free record. The values, the series and the comparisons are the seat. Loading your view…
Adviser of Record (Form ADV)
CRD 284192 · SEC-registered adviser · lists this fund on Schedule D 7.B.(1) as a venture capital fund
Auditor named on Form ADV: Haynie & Company · PCAOB-registered per the adviser
From the adviser's Form ADV as loaded from the SEC bulk data, joined on this issuer's Form D file number. Fund-level figures and the adviser's full fund roster are in the terminal.
Related Persons (Form D)
Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.
OT Management LLC
Director · Boston, MA
Issuer's Manager
Richard Thoms
Executive Officer · Salt Lake City, UT
Officer of the Issuer's Administrative Manager
Assure Fund Management II LLC
Executive Officer · Salt Lake City, UT
Issuer's Administrative Manager
Questions About OT YC Fund I, LLC
Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.
What is OT YC Fund I, LLC?
OT YC Fund I, LLC is a Delaware limited liability company that filed a Form D with the SEC on November 8, 2021 as a other investment fund. The filing claims Rule 506(b), Section 3(c)(1) for an offering of pooled investment fund interests.
Is OT YC Fund I, LLC legit?
AltStreet does not rate legitimacy; it reports the public record. OT YC Fund I, LLC filed a Form D with the SEC on November 8, 2021 claiming Rule 506(b), Section 3(c)(1). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $4,528,800 sold to 28 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.
Is OT YC Fund I, LLC registered with or approved by the SEC?
No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that OT YC Fund I, LLC claimed Rule 506(b), Section 3(c)(1) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.
How much has OT YC Fund I, LLC raised?
OT YC Fund I, LLC reported $4,528,800 sold from 28 investors of a $4,528,800 total offering as of the Form D filed November 8, 2021.
Who can invest in OT YC Fund I, LLC?
The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(1), it may have no more than 100 beneficial owners. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $100,000.
What is the minimum investment in OT YC Fund I, LLC?
The Form D lists $100,000 as the minimum investment accepted from any outside investor as of November 8, 2021. Issuers can waive their own minimums, and the figure does not include fees.
Who is selling OT YC Fund I, LLC and how are they paid?
The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly.
Who is behind OT YC Fund I, LLC?
The Form D lists 3 related persons: OT Management LLC, director (Issuer's Manager); Richard Thoms, executive officer (Officer of the Issuer's Administrative Manager); Assure Fund Management II LLC, executive officer (Issuer's Administrative Manager). Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.
Where is OT YC Fund I, LLC located?
The issuer's address on its SEC filings is Po Box 171305, Salt Lake City, UT 84117. Its phone number of record is (801) 419-0677. It is organized under the laws of Delaware.
How long is the OT YC Fund I, LLC offering open?
The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open; 8 amendments are on record for this CIK.
How large is OT YC Fund I, LLC?
The issuer declined to disclose its net asset value range on the Form D, which the form permits.
Is this your company or fund?
Free claim: add your contact details, website, team and a description to this page. The filed facts stay as filed.
Verified Issuer, $480 a year: AltStreet checks the identity of your company and the authority of the person claiming it against your filings, confirms your contact details on a stated date and again at each renewal, and marks the page so people researching you find a current, attributed profile beside the public filing record. It is not a review of any offering.
Data Methodology
Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.