SEC filing record
Primary Source · SEC.gov

Market Street Private Markets Fund IV, LLC

Fund Vehicle2022 vintageRule 506(b), Section 3(c), Section 3(c)(1)Filing record

Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.

Raised

$87M

Investors

82

Min Invest

$200,000

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What this filing shows

·

Every sentence is a value as filed on SEC Form D

Market Street Private Markets Fund IV, LLC is a Delaware limited liability company that first filed a Form D on April 5, 2022 and most recently amended it on April 4, 2023, describing itself as a other investment fund. The offering claims Rule 506(b), Section 3(c), Section 3(c)(1) and covers pooled investment fund interests. Market Street Private Markets Fund IV, LLC reported $87,250,000 sold from 82 investors of a $100,000,000 total offering as of the Form D filed April 4, 2023. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(1), it may have no more than 100 beneficial owners. The filing reports non-accredited investors. The minimum investment accepted from an outside investor is $200,000. The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly. The issuer's address of record is 2 International Drive, Suite 301, Portsmouth, NH 03801.

Critical Disclosures

What the filings and the regulators have said about this entity that a reader should know first. Each line links to its source. The history, the same event across other issuers, and alerts are in the terminal.

Offering stalled · Form D · last filing April 4, 2023

Latest annual amendment reported no change in amount sold or investors

Timeline
Each line is a fact as filed. The history behind it, the same event across other issuers, and an alert on the next one:Open in the terminal Watch this issuer

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001899790
Entity NameMarket Street Private Markets Fund IV, LLC
ExemptionRule 506(b), Section 3(c), Section 3(c)(1)
What the exemption meansRule 506(b) of Regulation D: securities may be sold to an unlimited number of accredited investors and up to 35 non-accredited investors who meet the rule's sophistication standard, without general solicitation or advertising. Section 3(c) of the Investment Company Act of 1940: the issuer is a pooled investment vehicle relying on an exclusion from registration as an investment company. Section 3(c)(1) of the Investment Company Act: the fund is excluded from investment-company registration because it has no more than 100 beneficial owners.
Entity TypeLimited Liability Company
Jurisdiction of OrganizationDelaware
Issuer Address2 International Drive, Suite 301, Portsmouth, NH 03801
Phone(800) 962-6876
Industry / Fund TypePooled Investment Fund · Other Investment Fund
Investment Company ActExcluded under Section 3(c)(1) (100 beneficial owners or fewer)
Securities TypePooled investment fund interests
First Sale DateMarch 21, 2022
Filing DateApril 4, 2023
Accession Number0001899790-23-000001
Total Offering Amount$100,000,000
Total Amount Sold$87,250,000
Amount Remaining$12,750,000
Total Investors82
Non-Accredited InvestorsYes
Minimum Investment$200,000
Offering DurationIntended to last more than one year
Net Asset Value RangeDecline to Disclose
State (Issuer Address)NH
Amendment Count2 filings on record

Filings on Record

Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.

In the Terminal

Filing events

0

none on file

Critical / warning

0 / 0

0 watch · 0 info

Statements extracted

0

none on file

NAV prints

0

none on file

Offering chains

1

stalled

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Fund family Part of the Market Street Private Markets Fund family: 2 vehicles across 2 generations · full family and the filing behind each link in the terminal

Investor

  • The full fund family and any related vehicles (parallel, feeder, successor, sibling series) with the filing that shows each link
  • 1 offering timeline: velocity, share raised, first-sale lag, stalled flags

Pro

  • This issuer against its cohort: rank by velocity and share raised among offerings filed the same quarter
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Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

Item 3 changed on the Form D filed 2023-04-04: 2 related persons added and 2 removed against the filing of 2022-04-05; 12 now listed. The names are in the Terminal feed.

Market Street Trust Company, Inc.

Director · Portsmouth, NH

Manager of Issuer

Clear Brook Advisors, Inc.

Director · Boston, MA

Investment Advisor to Issuer

Michael R. Eisner

Executive Officer · Portsmouth, NH

Chief Investment Officer and Senior Vice President of Issuer's Manager

Tamer R. Elshourbagy

Director · Portsmouth, NH

Managing Director of Investments

Ross R. Miller

Director · Portsmouth, NH

Portfolio Manager of Issuer's Manager

Matthew R. Forney

Director · Portsmouth, NH

Director of Client Family Services of Issuer's Manager

Kara G. Pass

Executive Officer · Portsmouth, NH

President and Chief Executive Officer of Issuer's Manager

Rusdi M. Sumner

Executive Officer · Portsmouth, NH

Vice President and Chief Operating Officer of Issuer's Manager

Tricia M. Khan

Executive Officer · Portsmouth, NH

Vice President and Chief Finanical Officer of Issuer's Manager

Toby M. McNeill

Executive Officer · Portsmouth, NH

Vice President and Chief Client Family Service Officer of Issuer's Manager

Charnella M. Grossman

Director · Portsmouth, NH

Managing Director of Investments

Brendan P. Mitchell

Executive Officer · Portsmouth, NH

Vice President, General Counsel and Chief Fiduciary Officer of Issuer's Manager

Questions About Market Street Private Markets Fund IV, LLC

Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.

What is Market Street Private Markets Fund IV, LLC?

Market Street Private Markets Fund IV, LLC is a Delaware limited liability company that filed a Form D with the SEC on April 4, 2023 as a other investment fund. The filing claims Rule 506(b), Section 3(c), Section 3(c)(1) for an offering of pooled investment fund interests.

Is Market Street Private Markets Fund IV, LLC legit?

AltStreet does not rate legitimacy; it reports the public record. Market Street Private Markets Fund IV, LLC filed a Form D with the SEC on April 4, 2023 claiming Rule 506(b), Section 3(c), Section 3(c)(1). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $87,250,000 sold to 82 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Is Market Street Private Markets Fund IV, LLC registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Market Street Private Markets Fund IV, LLC claimed Rule 506(b), Section 3(c), Section 3(c)(1) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

How much has Market Street Private Markets Fund IV, LLC raised?

Market Street Private Markets Fund IV, LLC reported $87,250,000 sold from 82 investors of a $100,000,000 total offering as of the Form D filed April 4, 2023.

Who can invest in Market Street Private Markets Fund IV, LLC?

The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(1), it may have no more than 100 beneficial owners. The filing reports non-accredited investors. The minimum investment accepted from an outside investor is $200,000.

What is the minimum investment in Market Street Private Markets Fund IV, LLC?

The Form D lists $200,000 as the minimum investment accepted from any outside investor as of April 4, 2023. Issuers can waive their own minimums, and the figure does not include fees.

Who is selling Market Street Private Markets Fund IV, LLC and how are they paid?

The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly.

Who is behind Market Street Private Markets Fund IV, LLC?

The Form D lists 12 related persons: Market Street Trust Company, Inc., director (Manager of Issuer); Clear Brook Advisors, Inc., director (Investment Advisor to Issuer); Michael R. Eisner, executive officer (Chief Investment Officer and Senior Vice President of Issuer's Manager); Tamer R. Elshourbagy, director (Managing Director of Investments); Ross R. Miller, director (Portfolio Manager of Issuer's Manager); Matthew R. Forney, director (Director of Client Family Services of Issuer's Manager); Kara G. Pass, executive officer (President and Chief Executive Officer of Issuer's Manager); Rusdi M. Sumner, executive officer (Vice President and Chief Operating Officer of Issuer's Manager), and 4 more. Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.

Where is Market Street Private Markets Fund IV, LLC located?

The issuer's address on its SEC filings is 2 International Drive, Suite 301, Portsmouth, NH 03801. Its phone number of record is 800-962-6876. It is organized under the laws of Delaware.

How long is the Market Street Private Markets Fund IV, LLC offering open?

The issuer indicated that the offering is intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open; 1 amendment is on record for this CIK.

How large is Market Street Private Markets Fund IV, LLC?

The issuer declined to disclose its net asset value range on the Form D, which the form permits.

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.