SEC filing record
Primary Source · SEC.gov

Post Road Investment Fund, LLC

Fund Vehicle2023 vintageRule 506(b), Section 3(c), Section 3(c)(1)Filing record

Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.

Raised

$36K

Investors

11

Min Invest

$500

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What this filing shows

·

Every sentence is a value as filed on SEC Form D

Post Road Investment Fund, LLC is a Delaware limited liability company that first filed a Form D on January 31, 2022 and most recently amended it on March 17, 2023, describing itself as a private equity fund. The offering claims Rule 506(b), Section 3(c), Section 3(c)(1) and covers pooled investment fund interests. Post Road Investment Fund, LLC reported $36,000 sold from 11 investors of a $36,000 total offering as of the Form D filed March 17, 2023. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(1), it may have no more than 100 beneficial owners. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $500. The Form D names Post Road Investment Fund LLC, associated with None as the recipient of sales compensation soliciting in CT, FL, MA, NY, PA, SC. The issuer's address of record is 5 Rustic Lane, Westport, CT 06880.

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001902323
Entity NamePost Road Investment Fund, LLC
ExemptionRule 506(b), Section 3(c), Section 3(c)(1)
What the exemption meansRule 506(b) of Regulation D: securities may be sold to an unlimited number of accredited investors and up to 35 non-accredited investors who meet the rule's sophistication standard, without general solicitation or advertising. Section 3(c) of the Investment Company Act of 1940: the issuer is a pooled investment vehicle relying on an exclusion from registration as an investment company. Section 3(c)(1) of the Investment Company Act: the fund is excluded from investment-company registration because it has no more than 100 beneficial owners.
Entity TypeLimited Liability Company
Jurisdiction of OrganizationDelaware
Issuer Address5 Rustic Lane, Westport, CT 06880
Phone(203) 292-9267
Industry / Fund TypePooled Investment Fund · Private Equity Fund
Investment Company ActExcluded under Section 3(c)(1) (100 beneficial owners or fewer)
Securities TypePooled investment fund interests
First Sale DateMarch 3, 2023
Filing DateMarch 17, 2023
Accession Number0001902323-23-000002
Total Offering Amount$36,000
Total Amount Sold$36,000
Amount Remaining$0
Total Investors11
Non-Accredited InvestorsNone
Minimum Investment$500
Offering DurationOne year or less
Revenue RangeNot Applicable
State (Issuer Address)CT
Amendment Count3 filings on record

Filings on Record

Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.

In the Terminal

Filing events

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Statements extracted

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none on file

NAV prints

0

none on file

Offering chains

2

closed

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Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

David Lawrence Eigen

Executive Officer · Westport, CT

Placement Agents and Sales Compensation (Form D)

Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.

Post Road Investment Fund LLC

Associated broker-dealer: None · Westport, CT · Soliciting in CT, FL, MA, NY, PA, SC

Questions About Post Road Investment Fund, LLC

Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.

What is Post Road Investment Fund, LLC?

Post Road Investment Fund, LLC is a Delaware limited liability company that filed a Form D with the SEC on March 17, 2023 as a private equity fund. The filing claims Rule 506(b), Section 3(c), Section 3(c)(1) for an offering of pooled investment fund interests.

Is Post Road Investment Fund, LLC legit?

AltStreet does not rate legitimacy; it reports the public record. Post Road Investment Fund, LLC filed a Form D with the SEC on March 17, 2023 claiming Rule 506(b), Section 3(c), Section 3(c)(1). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $36,000 sold to 11 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Is Post Road Investment Fund, LLC registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Post Road Investment Fund, LLC claimed Rule 506(b), Section 3(c), Section 3(c)(1) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

How much has Post Road Investment Fund, LLC raised?

Post Road Investment Fund, LLC reported $36,000 sold from 11 investors of a $36,000 total offering as of the Form D filed March 17, 2023.

Who can invest in Post Road Investment Fund, LLC?

The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(1), it may have no more than 100 beneficial owners. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $500.

What is the minimum investment in Post Road Investment Fund, LLC?

The Form D lists $500 as the minimum investment accepted from any outside investor as of March 17, 2023. Issuers can waive their own minimums, and the figure does not include fees.

Who is selling Post Road Investment Fund, LLC and how are they paid?

The Form D names Post Road Investment Fund LLC, associated with None as the recipient of sales compensation soliciting in CT, FL, MA, NY, PA, SC.

Who is behind Post Road Investment Fund, LLC?

The Form D lists 1 related person: David Lawrence Eigen, executive officer. Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.

Where is Post Road Investment Fund, LLC located?

The issuer's address on its SEC filings is 5 Rustic Lane, Westport, CT 06880. Its phone number of record is 2032929267. It is organized under the laws of Delaware.

How long is the Post Road Investment Fund, LLC offering open?

The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open; 1 amendment is on record for this CIK.

How large is Post Road Investment Fund, LLC?

The Form D reports a revenue range of Not Applicable.

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.