AEI HEALTHCARE FUND LLC
Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.
Raised
$9M
Investors
74
Min Invest
$25,000
Is this your company or fund? Claim this page free, or verify it and carry the Verified Issuer mark.
What this filing shows
·Every sentence is a value as filed on SEC Form D
AEI HEALTHCARE FUND LLC is a Delaware limited liability company that first filed a Form D on January 13, 2022 and most recently amended it on November 28, 2023 in the Commercial industry group. The offering claims Rule 506(b). AEI HEALTHCARE FUND LLC reported $9,336,304 sold from 74 investors of a $200,000,000 total offering as of the Form D filed November 28, 2023. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $25,000. The Form D names AEI Securities, Inc. (CRD 6158), associated with None; Lincoln Financial Advisors Corporation (CRD 3978), associated with None; Avantax Investment Services, Inc. (CRD 13686), associated with None; Ameritas Investment Company, LLC (CRD 14869), associated with None and 2 others as recipients of sales compensation soliciting in all states. The issuer's address of record is 30 E 7th Street, Suite 1300, St. Paul, MN 55101.
Critical Disclosures
What the filings and the regulators have said about this entity that a reader should know first. Each line links to its source. The history, the same event across other issuers, and alerts are in the terminal.
Reporting lapsed · Form D · last filing November 28, 2023
Offering declared to continue beyond a year; annual amendment 13+ months overdue An issuer that stops filing is the case the going-concern flag cannot catch: the report that would have carried it was never filed.
EDGAR Filing Data
Form D — Primary Source
View on SEC.govFilings on Record
Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.
In the Terminal
Filing events
0
none on file
Critical / warning
0 / 0
0 watch · 0 info
Statements extracted
0
none on file
NAV prints
0
none on file
Offering chains
1
dark
Investor
- 1 offering timeline: velocity, share raised, first-sale lag, stalled flags
Pro
- This issuer against its cohort: rank by velocity and share raised among offerings filed the same quarter
- The same events, statements and NAV moves across every issuer, screenable, with unlimited watches and CSV
Counts and dates above are the free record. The values, the series and the comparisons are the seat. Loading your view…
Related Persons (Form D)
Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.
Manager, Inc. AEI Income Fund
Promoter · St. Paul, MN
Managing Member
Securities, Inc. AEI
Promoter · St. Paul, MN
The Dealer-Manager
Keith Petersen
Executive Officer · St. Paul, MN
Marni J Nygard
Executive Officer · St. Paul, MN
Kevin R Steele
Executive Officer · St. Paul, MN
Placement Agents and Sales Compensation (Form D)
Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.
AEI Securities, Inc.CRD 6158 on BrokerCheck
Associated broker-dealer: None · St. Paul, MN · Soliciting in all states
Lincoln Financial Advisors CorporationCRD 3978 on BrokerCheck
Associated broker-dealer: None · Fort Wayne, IN · Soliciting in all states
Avantax Investment Services, Inc.CRD 13686 on BrokerCheck
Associated broker-dealer: None · Dallas, TX · Soliciting in all states
Ameritas Investment Company, LLCCRD 14869 on BrokerCheck
Associated broker-dealer: None · Lincoln, NE · Soliciting in all states
Harbour Investments, IncCRD 19258 on BrokerCheck
Associated broker-dealer: None · Madison, WI · Soliciting in all states
MHL InvestmentsCRD 2535 on BrokerCheck
Associated broker-dealer: None · Midvale, UT · Soliciting in AR, AZ, CA, CO, CT, DC, DE, FL, GA, IA, ID, IL, IN, LA, MD, MI, MO, MT, NC, NJ, NV, NY, OH, OK, OR, PA, PR, SC, SD, TN, TX, UT, VA, WA, WV, WY
Questions About AEI HEALTHCARE FUND LLC
Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.
What is AEI HEALTHCARE FUND LLC?
AEI HEALTHCARE FUND LLC is a Delaware limited liability company that filed a Form D with the SEC on November 28, 2023 in the Commercial industry group. The filing claims Rule 506(b).
Is AEI HEALTHCARE FUND LLC legit?
AltStreet does not rate legitimacy; it reports the public record. AEI HEALTHCARE FUND LLC filed a Form D with the SEC on November 28, 2023 claiming Rule 506(b). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $9,336,304 sold to 74 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.
Is AEI HEALTHCARE FUND LLC registered with or approved by the SEC?
No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that AEI HEALTHCARE FUND LLC claimed Rule 506(b) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.
How much has AEI HEALTHCARE FUND LLC raised?
AEI HEALTHCARE FUND LLC reported $9,336,304 sold from 74 investors of a $200,000,000 total offering as of the Form D filed November 28, 2023.
Who can invest in AEI HEALTHCARE FUND LLC?
The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $25,000.
What is the minimum investment in AEI HEALTHCARE FUND LLC?
The Form D lists $25,000 as the minimum investment accepted from any outside investor as of November 28, 2023. Issuers can waive their own minimums, and the figure does not include fees.
Who is selling AEI HEALTHCARE FUND LLC and how are they paid?
The Form D names AEI Securities, Inc. (CRD 6158), associated with None; Lincoln Financial Advisors Corporation (CRD 3978), associated with None; Avantax Investment Services, Inc. (CRD 13686), associated with None; Ameritas Investment Company, LLC (CRD 14869), associated with None and 2 others as recipients of sales compensation soliciting in all states.
Who is behind AEI HEALTHCARE FUND LLC?
The Form D lists 5 related persons: Manager, Inc. AEI Income Fund, promoter (Managing Member); Securities, Inc. AEI, promoter (The Dealer-Manager); Keith Petersen, executive officer; Marni J Nygard, executive officer; Kevin R Steele, executive officer. Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.
Where is AEI HEALTHCARE FUND LLC located?
The issuer's address on its SEC filings is 30 E 7th Street, Suite 1300, St. Paul, MN 55101. Its phone number of record is 651-227-7333. It is organized under the laws of Delaware.
How long is the AEI HEALTHCARE FUND LLC offering open?
The issuer indicated that the offering is intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open; 4 amendments are on record for this CIK.
What is AEI HEALTHCARE FUND LLC's revenue?
The issuer declined to disclose its revenue range on the Form D, which the form permits.
Is this your company or fund?
Free claim: add your contact details, website, team and a description to this page. The filed facts stay as filed.
Verified Issuer, $480 a year: AltStreet checks the identity of your company and the authority of the person claiming it against your filings, confirms your contact details on a stated date and again at each renewal, and marks the page so people researching you find a current, attributed profile beside the public filing record. It is not a review of any offering.
Data Methodology
Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.