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Primary Source · SEC.gov

EquityZen Growth Opportunity Fund IX LLC - Series 1

CIK 0001979956Fund Vehicle2023 vintage506(b), 3(c)(1)
EquityZenFull Review

Raised

$3M

Investors

89

Min Invest

$2,500

AltStreet Analysis

·

Generated from EDGAR primary sources

EquityZen Growth Opportunity Fund IX LLC - Series 1 is a Delaware pooled investment vehicle filed by EquityZen Advisors LLC and Philip Haslett, reporting $3.3M raised from 89 investors under Rule 506(b) and Section 3(c)(1) exemptions. The fund has a $3K minimum investment and is part of the EquityZen platform, which operates approximately 150 related EDGAR entities focused on private equity secondaries. This is an amended filing with no first sale date disclosed.

This private equity vehicle uses the standard 506(b) and 3(c)(1) exemption pattern typical of sub-100 investor pooled funds. The $3K minimum investment positions this at the accessible end of the private equity spectrum, significantly below the $50K-$250K minimums common in institutional-grade funds, consistent with EquityZen's platform model of democratizing access to private company shares.

Data Flags

investor_count_vs_amount89 investors contributing $3.3M yields an average investment of approximately $37K, well above the $3K minimum, suggesting either uneven distribution or multiple investors at higher amounts
first_sale_dateFirst sale date not disclosed in an amended filing that reports $3.3M already sold, unusual for a substantive capital raise update
series_structureSeries 1 designation within Fund IX suggests a multi-series fund structure, potentially allowing different investment terms or target companies within the same fund vehicle

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001979956
Entity NameEquityZen Growth Opportunity Fund IX LLC - Series 1
Exemption506(b), 3(c)(1)
First Sale Date—
Filing DateNovember 9, 2023
Accession Number0001979956-23-000004
Total Amount Sold$3M
Total Investors89
Minimum Investment$2,500
Securities TypeEquity, Pooled Investment Fund
State of IncorporationNot specified
Amendment Count1 amendments filed

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

EquityZen Advisors LLC

Executive Officer, Director · New York, NY

Philip Haslett

Executive Officer, Director · New York, NY

HC Global Fund Services, LLC

Director · San Francisco, CA

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. AltStreet analysis (summaries, flags, category context) is generated by Claude from this primary source data and reviewed for accuracy. Platform-provided information (if present) is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. EDGAR data is verified read-only — platforms may request factual corrections for demonstrable inaccuracies by contacting research@altstreet.investments. This page does not constitute investment advice.