SEC filing record
Primary Source · SEC.gov

Corrum Capital Cargo Opportunities III, LLC

Fund Vehicle2022 vintageRule 506(b), Section 3(c), Section 3(c)(7)Filing record

Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.

Raised

$44M

Investors

4

Min Invest

None stated

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What this filing shows

·

Every sentence is a value as filed on SEC Form D

Corrum Capital Cargo Opportunities III, LLC is a Delaware limited liability company that filed a Form D with the SEC on January 19, 2022, describing itself as a private equity fund. The offering claims Rule 506(b), Section 3(c), Section 3(c)(7) and covers equity and pooled investment fund interests. Corrum Capital Cargo Opportunities III, LLC reported $44,000,000 sold from 4 investors in an offering of indefinite size as of the Form D filed January 19, 2022. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated. The Form D names Britehorn Securities (CRD 36402), associated with None as the recipient of sales compensation soliciting in MO. The issuer's address of record is 1300 S. Church Street, Charlotte, NC 28203.

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001904802
Entity NameCorrum Capital Cargo Opportunities III, LLC
ExemptionRule 506(b), Section 3(c), Section 3(c)(7)
What the exemption meansRule 506(b) of Regulation D: securities may be sold to an unlimited number of accredited investors and up to 35 non-accredited investors who meet the rule's sophistication standard, without general solicitation or advertising. Section 3(c) of the Investment Company Act of 1940: the issuer is a pooled investment vehicle relying on an exclusion from registration as an investment company. Section 3(c)(7) of the Investment Company Act: the fund is excluded from investment-company registration because every investor is a qualified purchaser, generally an individual with at least $5 million in investments or an institution with at least $25 million.
Entity TypeLimited Liability Company
Jurisdiction of OrganizationDelaware
Issuer Address1300 S. Church Street, Charlotte, NC 28203
Phone(704) 330-7317
Industry / Fund TypePooled Investment Fund · Private Equity Fund
Investment Company ActExcluded under Section 3(c)(7) (qualified purchasers only)
Securities TypeEquity, Pooled investment fund interests
First Sale DateDecember 30, 2021
Filing DateJanuary 19, 2022
Accession Number0001904802-22-000001
Total Offering AmountIndefinite
Total Amount Sold$44,000,000
Total Investors4
Non-Accredited InvestorsNone
Minimum Investment$0 (no stated minimum)
Offering DurationOne year or less
Revenue RangeDecline to Disclose
State (Issuer Address)NC
Amendment CountOriginal filing only

Filings on Record

Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.

In the Terminal

Filing events

0

none on file

Critical / warning

0 / 0

0 watch · 0 info

Statements extracted

0

none on file

NAV prints

0

none on file

Offering chains

1

lapsed

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Fund family Part of the Corrum Capital Cargo Opportunities family: 2 vehicles across 2 generations · adviser of record Corrum Capital Management · full family and the filing behind each link in the terminal

Investor

  • The full fund family and any related vehicles (parallel, feeder, successor, sibling series) with the filing that shows each link
  • 1 offering timeline: velocity, share raised, first-sale lag, stalled flags

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Adviser of Record (Form ADV)

Corrum Capital Management

CRD 168693 · SEC-registered adviser · lists this fund on Schedule D 7.B.(1) as a private equity fund

Auditor named on Form ADV: BKD, LLP · PCAOB-registered per the adviser

From the adviser's Form ADV as loaded from the SEC bulk data, joined on this issuer's Form D file number. Fund-level figures and the adviser's full fund roster are in the terminal.

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

CCM Cargo GP, LP

Executive Officer · Charlotte, NC

General Partner of the Issuer

Corrum Capital Management, LLC

Executive Officer · Charlotte, NC

Manager of the General Partner of the Issuer

Jason Cipriani

Executive Officer · Charlotte, NC

Jonathan Mandle

Executive Officer · Austin, TX

Placement Agents and Sales Compensation (Form D)

Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.

Britehorn SecuritiesCRD 36402 on BrokerCheck

Associated broker-dealer: None · Denver, CO · Soliciting in MO

Questions About Corrum Capital Cargo Opportunities III, LLC

Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.

What is Corrum Capital Cargo Opportunities III, LLC?

Corrum Capital Cargo Opportunities III, LLC is a Delaware limited liability company that filed a Form D with the SEC on January 19, 2022 as a private equity fund. The filing claims Rule 506(b), Section 3(c), Section 3(c)(7) for an offering of equity and pooled investment fund interests.

Is Corrum Capital Cargo Opportunities III, LLC legit?

AltStreet does not rate legitimacy; it reports the public record. Corrum Capital Cargo Opportunities III, LLC filed a Form D with the SEC on January 19, 2022 claiming Rule 506(b), Section 3(c), Section 3(c)(7). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $44,000,000 sold to 4 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Is Corrum Capital Cargo Opportunities III, LLC registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Corrum Capital Cargo Opportunities III, LLC claimed Rule 506(b), Section 3(c), Section 3(c)(7) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

How much has Corrum Capital Cargo Opportunities III, LLC raised?

Corrum Capital Cargo Opportunities III, LLC reported $44,000,000 sold from 4 investors in an offering of indefinite size as of the Form D filed January 19, 2022.

Who can invest in Corrum Capital Cargo Opportunities III, LLC?

The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated.

What is the minimum investment in Corrum Capital Cargo Opportunities III, LLC?

The Form D lists the minimum investment as $0, which means the issuer did not state a minimum on the form. The offering documents, not the Form D, set the actual subscription terms.

Who is selling Corrum Capital Cargo Opportunities III, LLC and how are they paid?

The Form D names Britehorn Securities (CRD 36402), associated with None as the recipient of sales compensation soliciting in MO.

Who is behind Corrum Capital Cargo Opportunities III, LLC?

The Form D lists 4 related persons: CCM Cargo GP, LP, executive officer (General Partner of the Issuer); Corrum Capital Management, LLC, executive officer (Manager of the General Partner of the Issuer); Jason Cipriani, executive officer; Jonathan Mandle, executive officer. Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.

Where is Corrum Capital Cargo Opportunities III, LLC located?

The issuer's address on its SEC filings is 1300 S. Church Street, Charlotte, NC 28203. Its phone number of record is 7043307317. It is organized under the laws of Delaware.

How long is the Corrum Capital Cargo Opportunities III, LLC offering open?

The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open, and no amendment is on record yet.

How large is Corrum Capital Cargo Opportunities III, LLC?

The issuer declined to disclose its revenue range on the Form D, which the form permits.

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.