VINTAGE, DST
Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.
Raised
$16M
Investors
51
Min Invest
None stated
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What this filing shows
·Every sentence is a value as filed on SEC Form D
VINTAGE, DST is a Delaware entity that first filed a Form D on April 22, 2022 and most recently amended it on March 6, 2023 in the Commercial industry group. The offering claims Rule 506(b) and covers equity. VINTAGE, DST reported $16,356,333 sold from 51 investors of a $87,963,540 total offering as of the Form D filed March 6, 2023. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated. The Form D names DAVID CLARK (CRD 283604), associated with CLARK WEALTH STRATEGIES, INC.; MARK CREASON (CRD 6617847), associated with EMERSON EQUITY LLC; JEFFREY NOARD (CRD 1983392), associated with EMERSON EQUITY LLC; ROBERT BOGGESS (CRD 5007422), associated with GREAT POINT CAPITAL LLC and 28 others as recipients of sales compensation soliciting in AL, NE, WI. The issuer's address of record is 20 Enterprise, Suite 400, Aliso Viejo, CA 92656.
EDGAR Filing Data
Form D — Primary Source
View on SEC.govFilings on Record
Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.
In the Terminal
Filing events
0
none on file
Critical / warning
0 / 0
0 watch · 0 info
Statements extracted
0
none on file
NAV prints
0
none on file
Offering chains
1
lapsed
Investor
- 1 offering timeline: velocity, share raised, first-sale lag, stalled flags
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Related Persons (Form D)
Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.
BLAKE WETTENGEL
Executive Officer, Promoter · ALISO VIEJO, CA
MR. WETTENGEL IS A MANAGER OF THE MANAGER OF THE SIGNATORY TRUSTEE OF THE ISSUER.
TANYA MURO
Executive Officer, Promoter · ALISO VIEJO, CA
MS. MURO IS A MANAGER OF THE MANAGER OF THE SIGNATORY TRUSTEE OF THE ISSUER.
Placement Agents and Sales Compensation (Form D)
Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.
DAVID CLARKCRD 283604 on BrokerCheck
Associated broker-dealer: CLARK WEALTH STRATEGIES, INC. (CRD 146090) · OMAHA, NE · Soliciting in AL, NE, WI
MARK CREASONCRD 6617847 on BrokerCheck
Associated broker-dealer: EMERSON EQUITY LLC (CRD 130032) · SAN MATEO, CA · Soliciting in CA, NJ
JEFFREY NOARDCRD 1983392 on BrokerCheck
Associated broker-dealer: EMERSON EQUITY LLC (CRD 130032) · MENOMONEE FALLS, WI · Soliciting in FL
ROBERT BOGGESSCRD 5007422 on BrokerCheck
Associated broker-dealer: GREAT POINT CAPITAL LLC (CRD 114203) · CHICAGO, IL · Soliciting in CA
BRIAN NELSONCRD 5065593 on BrokerCheck
Associated broker-dealer: EMERSON EQUITY LLC (CRD 130032) · ALISO VIEJO, CA · Soliciting in CA
EDWARD KASPERAVICHCRD 4970038 on BrokerCheck
Associated broker-dealer: STONECREST CAPITAL MARKETS, INC. (CRD 39616) · AUSTIN, TX · Soliciting in LA, NJ
DEBORAH STACKPOLECRD 4969850 on BrokerCheck
Associated broker-dealer: STONECREST CAPITAL MARKETS, INC. (CRD 39616) · AUSTIN, TX · Soliciting in LA, NJ
ROBERT ZINKCRD 5105262 on BrokerCheck
Associated broker-dealer: WHITEHALL-PARKER SECURITIES, INC. (CRD 10608) · WILSONVILLE, OR · Soliciting in CA
ADAM SHIPLEYCRD 6482848 on BrokerCheck
Associated broker-dealer: EMERSON EQUITY LLC (CRD 130032) · IRVINE, CA · Soliciting in AZ, CA, KY
IAN MCELREATHCRD 4754181 on BrokerCheck
Associated broker-dealer: EMERSON EQUITY LLC (CRD 130032) · TAMPA, FL · Soliciting in CA
JOSHUA CHAPINCRD 5825638 on BrokerCheck
Associated broker-dealer: EMERSON EQUITY LLC (CRD 130032) · IRVINE, CA · Soliciting in AZ, FL, TX
SAM BHUSHANCRD 4884717 on BrokerCheck
Associated broker-dealer: CABIN SECURITIES, INC. (CRD 137608) · LAGUNA NIGUEL, CA · Soliciting in CA, IL
DARREN WHISSENCRD 4716755 on BrokerCheck
Associated broker-dealer: LINK ALTS CAPITAL, LLC (CRD 309956) · IRVINE, CA · Soliciting in CA
ROBERT PALUCRD 7407288 on BrokerCheck
Associated broker-dealer: EMERSON EQUITY LLC (CRD 130032) · SAN MATEO, CA · Soliciting in CA, UT
TIMOTHY SHERERCRD 833618 on BrokerCheck
Associated broker-dealer: EMERSON EQUITY LLC (CRD 130032) · LOS GATOS, CA · Soliciting in CA
RYAN SHERERCRD 5952617 on BrokerCheck
Associated broker-dealer: EMERSON EQUITY LLC (CRD 130032) · LOS GATOS, CA · Soliciting in CA
STEVEN SIMSCRD 6965001 on BrokerCheck
Associated broker-dealer: GREAT POINT CAPITAL LLC (CRD 114203) · CHICAGO, IL · Soliciting in FL
ROGER BOWLINCRD 1905652 on BrokerCheck
Associated broker-dealer: AURORA SECURITIES (CRD 46147) · MERCER ISLAND, WA · Soliciting in CA, ID, WA
RYAN FINCHCRD 6379871 on BrokerCheck
Associated broker-dealer: EMERSON EQUITY LLC (CRD 130032) · GREENWOOD VILLAGE, CO · Soliciting in CO
ERIC BELLCRD 7015161 on BrokerCheck
Associated broker-dealer: EMERSON EQUITY LLC (CRD 130032) · GREENWOOD VILLAGE, CO · Soliciting in CO
EDWARD FERNANDEZCRD 2956661 on BrokerCheck
Associated broker-dealer: CAPULENT LLC (CRD 155155) · IRVINE, CA · Soliciting in CA, OR
MICHAEL GHIRARDOCRD 7314050 on BrokerCheck
Associated broker-dealer: EMERSON EQUITY LLC (CRD 130032) · SAN MATEO, CA · Soliciting in CA
KIM KUNZCRD 718618 on BrokerCheck
Associated broker-dealer: WESTPARK CAPITAL, INC. (CRD 39914) · ATASCADERO, CA · Soliciting in CA
CHRISTOPHER MILLERCRD 4044818 on BrokerCheck
Associated broker-dealer: EMERSON EQUITY LLC (CRD 130032) · TUSTIN, CA · Soliciting in CA
MARILEE HILLCRD 2768544 on BrokerCheck
Associated broker-dealer: EMERSON EQUITY LLC (CRD 130032) · SAN MATEO, CA · Soliciting in FL
PETER KALMUSCRD 1522531 on BrokerCheck
Associated broker-dealer: IBN FINANCIAL SERVICES, INC. (CRD 42360) · LIVERPOOL, NY · Soliciting in NY
JOHN FLAVINCRD 2608305 on BrokerCheck
Associated broker-dealer: IBN FINANCIAL SERVICES, INC. (CRD 42360) · LIVERPOOL, NY · Soliciting in NY
STEPHEN DAVISCRD 1015132 on BrokerCheck
Associated broker-dealer: SAFE HARBOR ASSET MANAGEMENT, INC. (CRD 124787) · HUNTINGTON, NY · Soliciting in NY
JOSEPH VESEYCRD 7419287 on BrokerCheck
Associated broker-dealer: CLARK WEALTH STRATEGIES, INC. (CRD 146090) · APPLE VALLEY, MN · Soliciting in MI
JOHN PAUL LEDESMACRD 2379751 on BrokerCheck
Associated broker-dealer: EMERSON EQUITY LLC (CRD 130032) · IRVINE, CA · Soliciting in WA
MICHAEL FRAGERCRD 1230622 on BrokerCheck
Associated broker-dealer: WILLOW COVE INVESTMENT GROUP, INC. (CRD 107824) · WINNECONNE, WI · Soliciting in CA
John Paul HarveyCRD 4227692 on BrokerCheck
Associated broker-dealer: Wealthforge Securities, LLC (CRD 152550) · Gainesville, VA · Soliciting in VA
Questions About VINTAGE, DST
Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.
What is VINTAGE, DST?
VINTAGE, DST is a Delaware entity that filed a Form D with the SEC on March 6, 2023 in the Commercial industry group. The filing claims Rule 506(b) for an offering of equity.
Is VINTAGE, DST legit?
AltStreet does not rate legitimacy; it reports the public record. VINTAGE, DST filed a Form D with the SEC on March 6, 2023 claiming Rule 506(b). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $16,356,333 sold to 51 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.
Is VINTAGE, DST registered with or approved by the SEC?
No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that VINTAGE, DST claimed Rule 506(b) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.
How much has VINTAGE, DST raised?
VINTAGE, DST reported $16,356,333 sold from 51 investors of a $87,963,540 total offering as of the Form D filed March 6, 2023.
Who can invest in VINTAGE, DST?
The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated.
What is the minimum investment in VINTAGE, DST?
The Form D lists the minimum investment as $0, which means the issuer did not state a minimum on the form. The offering documents, not the Form D, set the actual subscription terms.
Who is selling VINTAGE, DST and how are they paid?
The Form D names DAVID CLARK (CRD 283604), associated with CLARK WEALTH STRATEGIES, INC.; MARK CREASON (CRD 6617847), associated with EMERSON EQUITY LLC; JEFFREY NOARD (CRD 1983392), associated with EMERSON EQUITY LLC; ROBERT BOGGESS (CRD 5007422), associated with GREAT POINT CAPITAL LLC and 28 others as recipients of sales compensation soliciting in AL, NE, WI.
Who is behind VINTAGE, DST?
The Form D lists 2 related persons: BLAKE WETTENGEL, executive officer, promoter (MR. WETTENGEL IS A MANAGER OF THE MANAGER OF THE SIGNATORY TRUSTEE OF THE ISSUER); TANYA MURO, executive officer, promoter (MS. MURO IS A MANAGER OF THE MANAGER OF THE SIGNATORY TRUSTEE OF THE ISSUER). Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.
Where is VINTAGE, DST located?
The issuer's address on its SEC filings is 20 Enterprise, Suite 400, Aliso Viejo, CA 92656. Its phone number of record is 949-540-9215. It is organized under the laws of Delaware.
How long is the VINTAGE, DST offering open?
The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open; 1 amendment is on record for this CIK.
What is VINTAGE, DST's revenue?
The issuer declined to disclose its revenue range on the Form D, which the form permits.
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Data Methodology
Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.