SEC filing record
Primary Source · SEC.gov

CWS SAF XIV QPF, LLC

2022 vintageRule 506(b), Section 3(c), Section 3(c)(7)Filing record

Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.

Raised

$12M

Investors

—

Min Invest

$500,000

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What this filing shows

·

Every sentence is a value as filed on SEC Form D

CWS SAF XIV QPF, LLC is a Delaware limited liability company that first filed a Form D on April 27, 2022 and most recently amended it on June 20, 2023 in the Other Real Estate industry group. The offering claims Rule 506(b), Section 3(c), Section 3(c)(7) and covers equity and pooled investment fund interests. CWS SAF XIV QPF, LLC reported $12,101,195 sold of a $50,000,000 total offering as of the Form D filed June 20, 2023. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $500,000. The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly. The issuer's address of record is 14 Corporate Plaza Drive, Suite 210, Newport Beach, CA 92660.

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001925239
Entity NameCWS SAF XIV QPF, LLC
ExemptionRule 506(b), Section 3(c), Section 3(c)(7)
What the exemption meansRule 506(b) of Regulation D: securities may be sold to an unlimited number of accredited investors and up to 35 non-accredited investors who meet the rule's sophistication standard, without general solicitation or advertising. Section 3(c) of the Investment Company Act of 1940: the issuer is a pooled investment vehicle relying on an exclusion from registration as an investment company. Section 3(c)(7) of the Investment Company Act: the fund is excluded from investment-company registration because every investor is a qualified purchaser, generally an individual with at least $5 million in investments or an institution with at least $25 million.
Entity TypeLimited Liability Company
Jurisdiction of OrganizationDelaware
Issuer Address14 Corporate Plaza Drive, Suite 210, Newport Beach, CA 92660
Phone(800) 466-0020
Industry / Fund TypeOther Real Estate
Investment Company ActExcluded under Section 3(c)(7) (qualified purchasers only)
Securities TypeEquity, Pooled investment fund interests
First Sale DateApril 27, 2022
Filing DateJune 20, 2023
Accession Number0001873869-23-000003
Total Offering Amount$50,000,000
Total Amount Sold$12,101,195
Amount Remaining$37,898,805
Total Investors—
Non-Accredited InvestorsNone
Minimum Investment$500,000
Offering DurationOne year or less
Revenue Range$1 - $1,000,000
State (Issuer Address)CA
Amendment Count2 filings on record

Filings on Record

Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.

In the Terminal

Filing events

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none on file

Critical / warning

0 / 0

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Statements extracted

0

none on file

NAV prints

0

none on file

Offering chains

1

lapsed

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Fund family Part of the CWS SAF QPF family: 7 vehicles across 7 generations · adviser of record Cws Capital Partners LLC · full family and the filing behind each link in the terminal

Investor

  • The full fund family and any related vehicles (parallel, feeder, successor, sibling series) with the filing that shows each link
  • 1 offering timeline: velocity, share raised, first-sale lag, stalled flags

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Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

STEVEN JAY SHERWOOD

Executive Officer · AUSTIN, TX

Managing Member of Managing Member

GARY CHARLES CARMELL

Executive Officer · NEWPORT BEACH, CA

Vice President of Managing Member

Questions About CWS SAF XIV QPF, LLC

Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.

What is CWS SAF XIV QPF, LLC?

CWS SAF XIV QPF, LLC is a Delaware limited liability company that filed a Form D with the SEC on June 20, 2023 in the Other Real Estate industry group. The filing claims Rule 506(b), Section 3(c), Section 3(c)(7) for an offering of equity and pooled investment fund interests.

Is CWS SAF XIV QPF, LLC legit?

AltStreet does not rate legitimacy; it reports the public record. CWS SAF XIV QPF, LLC filed a Form D with the SEC on June 20, 2023 claiming Rule 506(b), Section 3(c), Section 3(c)(7). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $12,101,195 sold. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Is CWS SAF XIV QPF, LLC registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that CWS SAF XIV QPF, LLC claimed Rule 506(b), Section 3(c), Section 3(c)(7) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

How much has CWS SAF XIV QPF, LLC raised?

CWS SAF XIV QPF, LLC reported $12,101,195 sold of a $50,000,000 total offering as of the Form D filed June 20, 2023.

Who can invest in CWS SAF XIV QPF, LLC?

The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $500,000.

What is the minimum investment in CWS SAF XIV QPF, LLC?

The Form D lists $500,000 as the minimum investment accepted from any outside investor as of June 20, 2023. Issuers can waive their own minimums, and the figure does not include fees.

Who is selling CWS SAF XIV QPF, LLC and how are they paid?

The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly.

Who is behind CWS SAF XIV QPF, LLC?

The Form D lists 2 related persons: STEVEN JAY SHERWOOD, executive officer (Managing Member of Managing Member); GARY CHARLES CARMELL, executive officer (Vice President of Managing Member). Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.

Where is CWS SAF XIV QPF, LLC located?

The issuer's address on its SEC filings is 14 Corporate Plaza Drive, Suite 210, Newport Beach, CA 92660. Its phone number of record is 8004660020. It is organized under the laws of Delaware.

How long is the CWS SAF XIV QPF, LLC offering open?

The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open; 1 amendment is on record for this CIK.

What is CWS SAF XIV QPF, LLC's revenue?

The Form D reports a revenue range of $1 - $1,000,000.

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.