Penso Fund Platform SPC-Segregated Portfolio NCA 16 Master
Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.
Raised
$44M
Investors
3
Min Invest
$100,000
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What this filing shows
·Every sentence is a value as filed on SEC Form D
Penso Fund Platform SPC-Segregated Portfolio NCA 16 Master is a Cayman Islands corporation that first filed a Form D on May 12, 2022 and most recently amended it on May 10, 2023 in the Investing industry group. The offering claims Rule 506(b), Section 3(c), Section 3(c)(7) and covers equity and pooled investment fund interests. Penso Fund Platform SPC-Segregated Portfolio NCA 16 Master reported $44,025,000 sold from 3 investors in an offering of indefinite size as of the Form D filed May 10, 2023. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $100,000. The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly. The issuer's address of record is C/O Penso Advisors, 780 Third Avenue, 12th Floor, New York, NY 10017.
Critical Disclosures
What the filings and the regulators have said about this entity that a reader should know first. Each line links to its source. The history, the same event across other issuers, and alerts are in the terminal.
Reporting lapsed · Form D · last filing May 10, 2023
Offering declared to continue beyond a year; annual amendment 13+ months overdue An issuer that stops filing is the case the going-concern flag cannot catch: the report that would have carried it was never filed.
EDGAR Filing Data
Form D — Primary Source
View on SEC.govFilings on Record
Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.
In the Terminal
Filing events
0
none on file
Critical / warning
0 / 0
0 watch · 0 info
Statements extracted
0
none on file
NAV prints
0
none on file
Offering chains
1
dark
Fund family Part of the Penso Fund Platform SPC- Segregated Portfolio NCA # family: 6 vehicles across 6 generations · adviser of record Penso Advisors, LLC · full family and the filing behind each link in the terminal
Investor
- The full fund family and any related vehicles (parallel, feeder, successor, sibling series) with the filing that shows each link
- 1 offering timeline: velocity, share raised, first-sale lag, stalled flags
Pro
- This issuer against its cohort: rank by velocity and share raised among offerings filed the same quarter
- The same events, statements and NAV moves across every issuer, screenable, with unlimited watches and CSV
Counts and dates above are the free record. The values, the series and the comparisons are the seat. Loading your view…
Adviser of Record (Form ADV)
CRD 158297 · SEC-registered adviser
From the adviser's Form ADV as loaded from the SEC bulk data, joined on this issuer's Form D file number. Fund-level figures and the adviser's full fund roster are in the terminal.
Related Persons (Form D)
Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.
Item 3 changed on the Form D filed 2023-05-10: 1 related person added and 1 removed against the filing of 2022-05-12; 3 now listed. The names are in the Terminal feed.
Ari Bergmann
Director · New York, NY
Joseph Hardiman
Director · New York, NY
Jennifer Collins
Director · Grand Cayman, E9
Questions About Penso Fund Platform SPC-Segregated Portfolio NCA 16 Master
Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.
What is Penso Fund Platform SPC-Segregated Portfolio NCA 16 Master?
Penso Fund Platform SPC-Segregated Portfolio NCA 16 Master is a Cayman Islands corporation that filed a Form D with the SEC on May 10, 2023 in the Investing industry group. The filing claims Rule 506(b), Section 3(c), Section 3(c)(7) for an offering of equity and pooled investment fund interests.
Is Penso Fund Platform SPC-Segregated Portfolio NCA 16 Master legit?
AltStreet does not rate legitimacy; it reports the public record. Penso Fund Platform SPC-Segregated Portfolio NCA 16 Master filed a Form D with the SEC on May 10, 2023 claiming Rule 506(b), Section 3(c), Section 3(c)(7). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $44,025,000 sold to 3 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.
Is Penso Fund Platform SPC-Segregated Portfolio NCA 16 Master registered with or approved by the SEC?
No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Penso Fund Platform SPC-Segregated Portfolio NCA 16 Master claimed Rule 506(b), Section 3(c), Section 3(c)(7) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.
How much has Penso Fund Platform SPC-Segregated Portfolio NCA 16 Master raised?
Penso Fund Platform SPC-Segregated Portfolio NCA 16 Master reported $44,025,000 sold from 3 investors in an offering of indefinite size as of the Form D filed May 10, 2023.
Who can invest in Penso Fund Platform SPC-Segregated Portfolio NCA 16 Master?
The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $100,000.
What is the minimum investment in Penso Fund Platform SPC-Segregated Portfolio NCA 16 Master?
The Form D lists $100,000 as the minimum investment accepted from any outside investor as of May 10, 2023. Issuers can waive their own minimums, and the figure does not include fees.
Who is selling Penso Fund Platform SPC-Segregated Portfolio NCA 16 Master and how are they paid?
The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly.
Who is behind Penso Fund Platform SPC-Segregated Portfolio NCA 16 Master?
The Form D lists 3 related persons: Ari Bergmann, director; Joseph Hardiman, director; Jennifer Collins, director. Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.
Where is Penso Fund Platform SPC-Segregated Portfolio NCA 16 Master located?
The issuer's address on its SEC filings is C/O Penso Advisors, 780 Third Avenue, 12th Floor, New York, NY 10017. Its phone number of record is 212.688.8800. It is organized under the laws of Cayman Islands.
How long is the Penso Fund Platform SPC-Segregated Portfolio NCA 16 Master offering open?
The issuer indicated that the offering is intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open; 1 amendment is on record for this CIK.
What is Penso Fund Platform SPC-Segregated Portfolio NCA 16 Master's revenue?
The issuer declined to disclose its revenue range on the Form D, which the form permits.
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Data Methodology
Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.