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SEC filing record
Primary Source · SEC.gov

RISING PHOENIX ROYALTY FUND IV, LP

Fund Vehicle2022 vintage506(c)

Raised

Pre-open

Investors

—

Min Invest

None stated

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AltStreet Analysis

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Generated from EDGAR primary sources

Rising Phoenix Royalty Fund IV, LP is a Texas-limited partnership filed under Rule 506(c) on June 22, 2022, focusing on digital IP royalties. This is a pre-open filing with no capital raised, investor count, or minimum investment disclosed at the time of filing. The entity is managed by Rising Phoenix Resources, LLC with executive officers James Graham and Jerry Statham.

This digital IP royalties vehicle uses the 506(c) exemption, which permits general solicitation and is common for alternative income strategies targeting accredited investors. As a pre-open filing with no disclosed minimum investment, it follows a typical pattern for fund launches filing prior to their first close.

Data Flags

sales_commissionsNo sales commissions disclosed on a 506(c) offering, which typically relies on general solicitation and may involve broker-dealers
industry_groupIndustry group not specified in filing despite digital IP royalties focus

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001933831
Entity NameRISING PHOENIX ROYALTY FUND IV, LP
ExemptionRule 506(c)
What the exemption meansRule 506(c) of Regulation D: the issuer may advertise the offering publicly, but every purchaser must be a verified accredited investor.
Entity TypeLimited Partnership
Jurisdiction of OrganizationTexas
Issuer Address4230 Avondale Ave., Dallas, TX 75219
Phone(214) 238-9388
Industry / Fund TypeOil and Gas
Securities TypeEquity
First Sale DateNot yet occurred (as filed)
Filing DateJune 22, 2022
Accession Number0001933831-22-000001
Total Offering Amount$20,000,000
Total Amount Sold$0 (no sales yet)
Amount Remaining$20,000,000
Total Investors0 (no sales yet)
Non-Accredited InvestorsNone
Minimum Investment$0 (no stated minimum)
Offering DurationOne year or less
Revenue RangeNo Revenues
State (Issuer Address)TX
Amendment CountOriginal filing only

Filings on Record

Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.

DJune 22, 2022

In the Terminal

Filing events

0

none on file

Critical / warning

0 / 0

0 watch · 0 info

Statements extracted

0

none on file

NAV prints

0

none on file

Offering chains

1

pre_sale

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Fund family Part of the RISING PHOENIX ROYALTY FUND family: 3 vehicles across 3 generations · full family and the filing behind each link in the terminal

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  • 1 offering timeline: velocity, share raised, first-sale lag, stalled flags

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Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

N/A Rising Phoenix Resources, LLC

Director · Dallas, TX

James Graham

Executive Officer, Director · Dallas, TX

Jerry Statham

Executive Officer, Director · Dallas, TX

Questions About RISING PHOENIX ROYALTY FUND IV, LP

Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.

What is RISING PHOENIX ROYALTY FUND IV, LP?

RISING PHOENIX ROYALTY FUND IV, LP is a Texas limited partnership that filed a Form D with the SEC on June 22, 2022 in the Oil and Gas industry group. The filing claims Rule 506(c) for an offering of equity. AltStreet links the issuer to RISING PHOENIX ROYALTY FUND IV, LP.

Is RISING PHOENIX ROYALTY FUND IV, LP legit?

AltStreet does not rate legitimacy; it reports the public record. RISING PHOENIX ROYALTY FUND IV, LP filed a Form D with the SEC on June 22, 2022 claiming Rule 506(c). A Form D is a notice of an exempt offering, not a review or approval of it. No sales had been reported as of that notice. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. The issuer is linked to RISING PHOENIX ROYALTY FUND IV, LP, which AltStreet has reviewed. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Is RISING PHOENIX ROYALTY FUND IV, LP registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that RISING PHOENIX ROYALTY FUND IV, LP claimed Rule 506(c) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

How much has RISING PHOENIX ROYALTY FUND IV, LP raised?

RISING PHOENIX ROYALTY FUND IV, LP reported that the first sale had not yet occurred as of the Form D filed June 22, 2022, so no amount sold or investor count is on file. The total offering amount is $20,000,000.

Who can invest in RISING PHOENIX ROYALTY FUND IV, LP?

The offering relies on Rule 506(c), so the issuer may advertise it but may sell only to investors it has verified as accredited. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated.

What is the minimum investment in RISING PHOENIX ROYALTY FUND IV, LP?

The Form D lists the minimum investment as $0, which means the issuer did not state a minimum on the form. The offering documents, not the Form D, set the actual subscription terms.

Who is selling RISING PHOENIX ROYALTY FUND IV, LP and how are they paid?

The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly.

Who is behind RISING PHOENIX ROYALTY FUND IV, LP?

The Form D lists 3 related persons: Rising Phoenix Resources, LLC, director (General Partner of Issuer); James C. Graham, executive officer, director (Manager and Chief Executive Officer of Rising Phoenix Resources, LLC); Jerry E. Statham, executive officer, director (Manager and President of Rising Phoenix Resources, LLC). Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.

Where is RISING PHOENIX ROYALTY FUND IV, LP located?

The issuer's address on its SEC filings is 4230 Avondale Ave., Dallas, TX 75219. Its phone number of record is 214-238-9388. It is organized under the laws of Texas.

How long is the RISING PHOENIX ROYALTY FUND IV, LP offering open?

The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open, and no amendment is on record yet.

What is RISING PHOENIX ROYALTY FUND IV, LP's revenue?

The Form D reports a revenue range of No Revenues.

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.