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SEC filing record
Primary Source · SEC.gov

Round Hill Music Royalty Feeder Fund III Plus LP

Feeder Fund2022 vintage506(b), 3(c)

Raised

Pre-open

Investors

—

Min Invest

None stated

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AltStreet Analysis

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Generated from EDGAR primary sources

Round Hill Music Royalty Feeder Fund III Plus LP is a Delaware-domiciled feeder fund filed June 23, 2022, by executives Joshua Gruss, Steve Clark, Amanda Siconolfi, and Shannon Farley. This is a pre-open filing with no capital raised or investor count disclosed, relying on Rule 506(b) and 3(c) exemptions. The vehicle operates in the music royalty IP investment space.

This music royalty feeder fund uses the standard 506(b) private placement exemption common in digital IP asset funds. As a pre-open filing, minimum investment and capital terms remain undisclosed, typical for institutional music rights aggregation vehicles during formation.

Data Flags

related_personsFour executive officers/promoters listed for a single feeder fund, higher than typical for SPV or single-tier fund structures
entity_nameFund designation 'III Plus' suggests a successor or extension vehicle to an existing Fund III series, indicating an evolving fund family structure

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001934445
Entity NameRound Hill Music Royalty Feeder Fund III Plus LP
ExemptionRule 506(b), Section 3(c), Section 3(c)(7)
What the exemption meansRule 506(b) of Regulation D: securities may be sold to an unlimited number of accredited investors and up to 35 non-accredited investors who meet the rule's sophistication standard, without general solicitation or advertising. Section 3(c) of the Investment Company Act of 1940: the issuer is a pooled investment vehicle relying on an exclusion from registration as an investment company. Section 3(c)(7) of the Investment Company Act: the fund is excluded from investment-company registration because every investor is a qualified purchaser, generally an individual with at least $5 million in investments or an institution with at least $25 million.
Entity TypeLimited Partnership
Jurisdiction of OrganizationDelaware
Issuer Address650 5th Avenue, Suite 1420, New York, NY 10019
Phone(212) 380-0080
Industry / Fund TypePooled Investment Fund · Other Investment Fund
Investment Company ActExcluded under Section 3(c)(7) (qualified purchasers only)
Securities TypeEquity, Pooled Investment Fund
First Sale DateNot yet occurred (as filed)
Filing DateJune 23, 2022
Accession Number0001934445-22-000001
Total Offering AmountIndefinite
Total Amount Sold$0 (no sales yet)
Total Investors0 (no sales yet)
Non-Accredited InvestorsNone
Minimum Investment$0 (no stated minimum)
Offering DurationOne year or less
Net Asset Value RangeDecline to Disclose
State (Issuer Address)NY
Amendment CountOriginal filing only

Filings on Record

Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.

DJune 23, 2022

In the Terminal

Filing events

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none on file

Critical / warning

0 / 0

0 watch · 0 info

Statements extracted

0

none on file

NAV prints

0

none on file

Offering chains

1

pre_sale

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Fund family Part of the Round Hill Music Royalty Fund Plus family: 2 vehicles across 1 generation · full family and the filing behind each link in the terminal

Investor

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  • 1 offering timeline: velocity, share raised, first-sale lag, stalled flags

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Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

Joshua Gruss

Executive Officer, Promoter · New York, NY

Steve Clark

Executive Officer, Promoter · New York, NY

Amanda Siconolfi

Executive Officer, Promoter · New York, NY

Shannon Farley

Executive Officer, Promoter · New York, NY

Questions About Round Hill Music Royalty Feeder Fund III Plus LP

Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.

What is Round Hill Music Royalty Feeder Fund III Plus LP?

Round Hill Music Royalty Feeder Fund III Plus LP is a Delaware limited partnership that filed a Form D with the SEC on June 23, 2022 as a other investment fund. The filing claims Rule 506(b), Section 3(c), Section 3(c)(7) for an offering of equity and pooled investment fund interests. AltStreet links the issuer to Round Hill Music Royalty Feeder Fund III Plus LP.

Is Round Hill Music Royalty Feeder Fund III Plus LP legit?

AltStreet does not rate legitimacy; it reports the public record. Round Hill Music Royalty Feeder Fund III Plus LP filed a Form D with the SEC on June 23, 2022 claiming Rule 506(b), Section 3(c), Section 3(c)(7). A Form D is a notice of an exempt offering, not a review or approval of it. No sales had been reported as of that notice. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. The issuer is linked to Round Hill Music Royalty Feeder Fund III Plus LP, which AltStreet has reviewed. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Is Round Hill Music Royalty Feeder Fund III Plus LP registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Round Hill Music Royalty Feeder Fund III Plus LP claimed Rule 506(b), Section 3(c), Section 3(c)(7) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

How much has Round Hill Music Royalty Feeder Fund III Plus LP raised?

Round Hill Music Royalty Feeder Fund III Plus LP reported that the first sale had not yet occurred as of the Form D filed June 23, 2022, so no amount sold or investor count is on file. The total offering amount is listed as indefinite.

Who can invest in Round Hill Music Royalty Feeder Fund III Plus LP?

The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated.

What is the minimum investment in Round Hill Music Royalty Feeder Fund III Plus LP?

The Form D lists the minimum investment as $0, which means the issuer did not state a minimum on the form. The offering documents, not the Form D, set the actual subscription terms.

Who is selling Round Hill Music Royalty Feeder Fund III Plus LP and how are they paid?

The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly.

Who is behind Round Hill Music Royalty Feeder Fund III Plus LP?

The Form D lists 4 related persons: Joshua Gruss, executive officer, promoter; Steve Clark, executive officer, promoter; Amanda Siconolfi, executive officer, promoter; Shannon Farley, executive officer, promoter. Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.

Where is Round Hill Music Royalty Feeder Fund III Plus LP located?

The issuer's address on its SEC filings is 650 5th Avenue, Suite 1420, New York, NY 10019. Its phone number of record is 212-380-0080. It is organized under the laws of Delaware.

How long is the Round Hill Music Royalty Feeder Fund III Plus LP offering open?

The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open, and no amendment is on record yet.

How large is Round Hill Music Royalty Feeder Fund III Plus LP?

The issuer declined to disclose its net asset value range on the Form D, which the form permits.

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.