SEC filing record
Primary Source · SEC.gov

PF Block 4 Fund - Parking/Residential/Retail (OZ), a Series of PF Capital Fund, LP

2022 vintageRule 506(b)Filing record

Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.

Raised

$1M

Investors

11

Min Invest

None stated

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What this filing shows

·

Every sentence is a value as filed on SEC Form D

PF Block 4 Fund - Parking/Residential/Retail (OZ), a Series of PF Capital Fund, LP is a Delaware entity that first filed a Form D on October 17, 2022 and most recently amended it on November 22, 2023 in the Other Real Estate industry group. The offering claims Rule 506(b) and covers equity. PF Block 4 Fund - Parking/Residential/Retail (OZ), a Series of PF Capital Fund, LP reported $1,285,000 sold from 11 investors in an offering of indefinite size as of the Form D filed November 22, 2023. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated. The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly. The issuer's address of record is 254 Commercial Street, Suite 118, Portland, ME 04101.

Critical Disclosures

What the filings and the regulators have said about this entity that a reader should know first. Each line links to its source. The history, the same event across other issuers, and alerts are in the terminal.

Reporting lapsed · Form D · last filing November 22, 2023

Offering declared to continue beyond a year; annual amendment 13+ months overdue An issuer that stops filing is the case the going-concern flag cannot catch: the report that would have carried it was never filed.

Timeline
Each line is a fact as filed. The history behind it, the same event across other issuers, and an alert on the next one:Open in the terminal Watch this issuer

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001934457
Entity NamePF Block 4 Fund - Parking/Residential/Retail (OZ), a Series of PF Capital Fund, LP
ExemptionRule 506(b)
What the exemption meansRule 506(b) of Regulation D: securities may be sold to an unlimited number of accredited investors and up to 35 non-accredited investors who meet the rule's sophistication standard, without general solicitation or advertising.
Entity TypeOther
Jurisdiction of OrganizationDelaware
Issuer Address254 Commercial Street, Suite 118, Portland, ME 04101
Phone(207) 517-1100
Industry / Fund TypeOther Real Estate
Securities TypeEquity
First Sale DateDecember 31, 2021
Filing DateNovember 22, 2023
Accession Number0001934470-23-000008
Total Offering AmountIndefinite
Total Amount Sold$1,285,000
Total Investors11
Non-Accredited InvestorsNone
Minimum Investment$0 (no stated minimum)
Offering DurationIntended to last more than one year
Revenue RangeDecline to Disclose
State (Issuer Address)ME
Amendment Count2 filings on record

Filings on Record

Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.

In the Terminal

Filing events

0

none on file

Critical / warning

0 / 0

0 watch · 0 info

Statements extracted

0

none on file

NAV prints

0

none on file

Offering chains

1

dark

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Fund family Part of the PF Capital Fund family: 11 vehicles across 6 generations · full family and the filing behind each link in the terminal

Investor

  • The full fund family and any related vehicles (parallel, feeder, successor, sibling series) with the filing that shows each link
  • 1 offering timeline: velocity, share raised, first-sale lag, stalled flags

Pro

  • This issuer against its cohort: rank by velocity and share raised among offerings filed the same quarter
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Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

PF Capital GP, LLC

Executive Officer · Portland, ME

General Partner of the Issuer

Casey W. Prentice

Executive Officer, Promoter · Portland, ME

Managing Partner of the Issuer's General Partner

Kevin D. Costello

Executive Officer, Promoter · Portland, ME

Managing Partner of the Issuer's General Partner

Questions About PF Block 4 Fund - Parking/Residential/Retail (OZ), a Series of PF Capital Fund, LP

Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.

What is PF Block 4 Fund - Parking/Residential/Retail (OZ), a Series of PF Capital Fund, LP?

PF Block 4 Fund - Parking/Residential/Retail (OZ), a Series of PF Capital Fund, LP is a Delaware entity that filed a Form D with the SEC on November 22, 2023 in the Other Real Estate industry group. The filing claims Rule 506(b) for an offering of equity.

Is PF Block 4 Fund - Parking/Residential/Retail (OZ), a Series of PF Capital Fund, LP legit?

AltStreet does not rate legitimacy; it reports the public record. PF Block 4 Fund - Parking/Residential/Retail (OZ), a Series of PF Capital Fund, LP filed a Form D with the SEC on November 22, 2023 claiming Rule 506(b). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $1,285,000 sold to 11 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Is PF Block 4 Fund - Parking/Residential/Retail (OZ), a Series of PF Capital Fund, LP registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that PF Block 4 Fund - Parking/Residential/Retail (OZ), a Series of PF Capital Fund, LP claimed Rule 506(b) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

How much has PF Block 4 Fund - Parking/Residential/Retail (OZ), a Series of PF Capital Fund, LP raised?

PF Block 4 Fund - Parking/Residential/Retail (OZ), a Series of PF Capital Fund, LP reported $1,285,000 sold from 11 investors in an offering of indefinite size as of the Form D filed November 22, 2023.

Who can invest in PF Block 4 Fund - Parking/Residential/Retail (OZ), a Series of PF Capital Fund, LP?

The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated.

What is the minimum investment in PF Block 4 Fund - Parking/Residential/Retail (OZ), a Series of PF Capital Fund, LP?

The Form D lists the minimum investment as $0, which means the issuer did not state a minimum on the form. The offering documents, not the Form D, set the actual subscription terms.

Who is selling PF Block 4 Fund - Parking/Residential/Retail (OZ), a Series of PF Capital Fund, LP and how are they paid?

The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly.

Who is behind PF Block 4 Fund - Parking/Residential/Retail (OZ), a Series of PF Capital Fund, LP?

The Form D lists 3 related persons: PF Capital GP, LLC, executive officer (General Partner of the Issuer); Casey W. Prentice, executive officer, promoter (Managing Partner of the Issuer's General Partner); Kevin D. Costello, executive officer, promoter (Managing Partner of the Issuer's General Partner). Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.

Where is PF Block 4 Fund - Parking/Residential/Retail (OZ), a Series of PF Capital Fund, LP located?

The issuer's address on its SEC filings is 254 Commercial Street, Suite 118, Portland, ME 04101. Its phone number of record is 207-517-1100. It is organized under the laws of Delaware.

How long is the PF Block 4 Fund - Parking/Residential/Retail (OZ), a Series of PF Capital Fund, LP offering open?

The issuer indicated that the offering is intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open; 1 amendment is on record for this CIK.

What is PF Block 4 Fund - Parking/Residential/Retail (OZ), a Series of PF Capital Fund, LP's revenue?

The issuer declined to disclose its revenue range on the Form D, which the form permits.

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.