SEC filing record
Primary Source · SEC.gov

Navus Fund LLC

Fund Vehicle2022 vintageRule 506(b), Section 3(c), Section 3(c)(7)Filing record

Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.

Raised

$6M

Investors

5

Min Invest

$1,000,000

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What this filing shows

·

Every sentence is a value as filed on SEC Form D

Navus Fund LLC is a Delaware limited liability company that first filed a Form D on September 9, 2022 and most recently amended it on September 8, 2023, describing itself as a hedge fund. The offering claims Rule 506(b), Section 3(c), Section 3(c)(7) and covers pooled investment fund interests. Navus Fund LLC reported $5,625,332 sold from 5 investors in an offering of indefinite size as of the Form D filed September 8, 2023. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $1,000,000. The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly. The issuer's address of record is 3959 Park Boulevard, Oakland, CA 94602.

Critical Disclosures

What the filings and the regulators have said about this entity that a reader should know first. Each line links to its source. The history, the same event across other issuers, and alerts are in the terminal.

Reporting lapsed · Form D · last filing September 8, 2023

Offering declared to continue beyond a year; annual amendment 13+ months overdue An issuer that stops filing is the case the going-concern flag cannot catch: the report that would have carried it was never filed.

Timeline
Each line is a fact as filed. The history behind it, the same event across other issuers, and an alert on the next one:Open in the terminal Watch this issuer

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001942889
Entity NameNavus Fund LLC
ExemptionRule 506(b), Section 3(c), Section 3(c)(7)
What the exemption meansRule 506(b) of Regulation D: securities may be sold to an unlimited number of accredited investors and up to 35 non-accredited investors who meet the rule's sophistication standard, without general solicitation or advertising. Section 3(c) of the Investment Company Act of 1940: the issuer is a pooled investment vehicle relying on an exclusion from registration as an investment company. Section 3(c)(7) of the Investment Company Act: the fund is excluded from investment-company registration because every investor is a qualified purchaser, generally an individual with at least $5 million in investments or an institution with at least $25 million.
Entity TypeLimited Liability Company
Jurisdiction of OrganizationDelaware
Issuer Address3959 Park Boulevard, Oakland, CA 94602
Phone(917) 301-2554
Industry / Fund TypePooled Investment Fund · Hedge Fund
Investment Company ActExcluded under Section 3(c)(7) (qualified purchasers only)
Securities TypePooled investment fund interests
First Sale DateSeptember 1, 2022
Filing DateSeptember 8, 2023
Accession Number0001942889-23-000001
Total Offering AmountIndefinite
Total Amount Sold$5,625,332
Total Investors5
Non-Accredited InvestorsNone
Minimum Investment$1,000,000
Offering DurationIntended to last more than one year
Net Asset Value RangeDecline to Disclose
State (Issuer Address)CA
Amendment Count2 filings on record

Filings on Record

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In the Terminal

Filing events

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Statements extracted

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none on file

NAV prints

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none on file

Offering chains

1

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Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

Rajan Lukose

Executive Officer · Oakland, CA

Chief Executive Officer and Portfolio Manager of the Issuer

David Welch

Executive Officer · Oakland, CA

Chief Operating Officer of the Issuer

Sundar Subramaniam

Executive Officer · Oakland, CA

Principal of the Issuer

Navus Capital Management LP

Executive Officer · Oakland, CA

Investment Manager of the Issuer

Questions About Navus Fund LLC

Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.

What is Navus Fund LLC?

Navus Fund LLC is a Delaware limited liability company that filed a Form D with the SEC on September 8, 2023 as a hedge fund. The filing claims Rule 506(b), Section 3(c), Section 3(c)(7) for an offering of pooled investment fund interests.

Is Navus Fund LLC legit?

AltStreet does not rate legitimacy; it reports the public record. Navus Fund LLC filed a Form D with the SEC on September 8, 2023 claiming Rule 506(b), Section 3(c), Section 3(c)(7). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $5,625,332 sold to 5 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Is Navus Fund LLC registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Navus Fund LLC claimed Rule 506(b), Section 3(c), Section 3(c)(7) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

How much has Navus Fund LLC raised?

Navus Fund LLC reported $5,625,332 sold from 5 investors in an offering of indefinite size as of the Form D filed September 8, 2023.

Who can invest in Navus Fund LLC?

The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $1,000,000.

What is the minimum investment in Navus Fund LLC?

The Form D lists $1,000,000 as the minimum investment accepted from any outside investor as of September 8, 2023. Issuers can waive their own minimums, and the figure does not include fees.

Who is selling Navus Fund LLC and how are they paid?

The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly.

Who is behind Navus Fund LLC?

The Form D lists 4 related persons: Rajan Lukose, executive officer (Chief Executive Officer and Portfolio Manager of the Issuer); David Welch, executive officer (Chief Operating Officer of the Issuer); Sundar Subramaniam, executive officer (Principal of the Issuer); Navus Capital Management LP, executive officer (Investment Manager of the Issuer). Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.

Where is Navus Fund LLC located?

The issuer's address on its SEC filings is 3959 Park Boulevard, Oakland, CA 94602. Its phone number of record is 9173012554. It is organized under the laws of Delaware.

How long is the Navus Fund LLC offering open?

The issuer indicated that the offering is intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open; 1 amendment is on record for this CIK.

How large is Navus Fund LLC?

The issuer declined to disclose its net asset value range on the Form D, which the form permits.

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.