SEC filing record
Primary Source · SEC.gov

CX Owings Mills Multifamily, DST

2022 vintageRule 506(b)Filing record

Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.

Raised

$3M

Investors

9

Min Invest

$25,000

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What this filing shows

·

Every sentence is a value as filed on SEC Form D

CX Owings Mills Multifamily, DST is a Delaware entity that first filed a Form D on November 2, 2022 and most recently amended it on June 26, 2023 in the Other Real Estate industry group. The offering claims Rule 506(b) and covers equity and pooled investment fund interests. CX Owings Mills Multifamily, DST reported $3,385,042 sold from 9 investors of a $73,645,468 total offering as of the Form D filed June 26, 2023. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $25,000. The Form D names The Strategic Financial Alliance, Inc. (CRD 126514), associated with None; American Trust Investment Services, Inc. (CRD 3001), associated with None; Aurora Securities (CRD 46147), associated with None; FNEX Capital, LLC (CRD 166316), associated with None and 1 other as recipients of sales compensation soliciting in NJ, NY. The issuer's address of record is 4890 West Kennedy Boulevard, Suite 200, Tampa, FL 33609.

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001944732
Entity NameCX Owings Mills Multifamily, DST
ExemptionRule 506(b)
What the exemption meansRule 506(b) of Regulation D: securities may be sold to an unlimited number of accredited investors and up to 35 non-accredited investors who meet the rule's sophistication standard, without general solicitation or advertising.
Entity TypeOther
Jurisdiction of OrganizationDelaware
Issuer Address4890 West Kennedy Boulevard, Suite 200, Tampa, FL 33609
Phone(813) 281-1023
Industry / Fund TypeOther Real Estate
Securities TypeEquity, Pooled investment fund interests
First Sale DateOctober 18, 2022
Filing DateJune 26, 2023
Accession Number0001944732-23-000003
Total Offering Amount$73,645,468
Total Amount Sold$3,385,042
Amount Remaining$70,260,426
Total Investors9
Non-Accredited InvestorsNone
Minimum Investment$25,000
Offering DurationOne year or less
Revenue RangeDecline to Disclose
State (Issuer Address)FL
Amendment Count6 filings on record

Filings on Record

Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.

In the Terminal

Filing events

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Statements extracted

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none on file

NAV prints

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none on file

Offering chains

1

lapsed

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Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

John E. Carter

Executive Officer · Tampa, FL

Executive Chairman of the Sponsor of the Issuer

E. Carter Exchange Fund Management Company, LLC

Executive Officer · Tampa, FL

Sponsor of the Issuer

E. CX Owings Mills Multifamily Manager, LLC

Executive Officer · Tampa, FL

Manager and Signatory Trustee of the Issuer

E. CX Owings Mills Multifamily Depositor, LLC

Executive Officer · Tampa, FL

Depositor of the Issuer

Placement Agents and Sales Compensation (Form D)

Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.

The Strategic Financial Alliance, Inc.CRD 126514 on BrokerCheck

Associated broker-dealer: None · Atlanta, GA · Soliciting in NJ, NY

American Trust Investment Services, Inc.CRD 3001 on BrokerCheck

Associated broker-dealer: None · Whiting, IN · Soliciting in MD, NV

Aurora SecuritiesCRD 46147 on BrokerCheck

Associated broker-dealer: None · Troy, MI · Soliciting in MO

FNEX Capital, LLCCRD 166316 on BrokerCheck

Associated broker-dealer: None · Indianapolis, IN · Soliciting in CA

DFPG Investments, LLCCRD 155576 on BrokerCheck

Associated broker-dealer: None · Sandy, UT · Soliciting in PA

Questions About CX Owings Mills Multifamily, DST

Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.

What is CX Owings Mills Multifamily, DST?

CX Owings Mills Multifamily, DST is a Delaware entity that filed a Form D with the SEC on June 26, 2023 in the Other Real Estate industry group. The filing claims Rule 506(b) for an offering of equity and pooled investment fund interests.

Is CX Owings Mills Multifamily, DST legit?

AltStreet does not rate legitimacy; it reports the public record. CX Owings Mills Multifamily, DST filed a Form D with the SEC on June 26, 2023 claiming Rule 506(b). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $3,385,042 sold to 9 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Is CX Owings Mills Multifamily, DST registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that CX Owings Mills Multifamily, DST claimed Rule 506(b) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

How much has CX Owings Mills Multifamily, DST raised?

CX Owings Mills Multifamily, DST reported $3,385,042 sold from 9 investors of a $73,645,468 total offering as of the Form D filed June 26, 2023.

Who can invest in CX Owings Mills Multifamily, DST?

The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $25,000.

What is the minimum investment in CX Owings Mills Multifamily, DST?

The Form D lists $25,000 as the minimum investment accepted from any outside investor as of June 26, 2023. Issuers can waive their own minimums, and the figure does not include fees.

Who is selling CX Owings Mills Multifamily, DST and how are they paid?

The Form D names The Strategic Financial Alliance, Inc. (CRD 126514), associated with None; American Trust Investment Services, Inc. (CRD 3001), associated with None; Aurora Securities (CRD 46147), associated with None; FNEX Capital, LLC (CRD 166316), associated with None and 1 other as recipients of sales compensation soliciting in NJ, NY.

Who is behind CX Owings Mills Multifamily, DST?

The Form D lists 4 related persons: John E. Carter, executive officer (Executive Chairman of the Sponsor of the Issuer); E. Carter Exchange Fund Management Company, LLC, executive officer (Sponsor of the Issuer); E. CX Owings Mills Multifamily Manager, LLC, executive officer (Manager and Signatory Trustee of the Issuer); E. CX Owings Mills Multifamily Depositor, LLC, executive officer (Depositor of the Issuer). Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.

Where is CX Owings Mills Multifamily, DST located?

The issuer's address on its SEC filings is 4890 West Kennedy Boulevard, Suite 200, Tampa, FL 33609. Its phone number of record is (813) 281-1023. It is organized under the laws of Delaware.

How long is the CX Owings Mills Multifamily, DST offering open?

The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open; 5 amendments are on record for this CIK.

What is CX Owings Mills Multifamily, DST's revenue?

The issuer declined to disclose its revenue range on the Form D, which the form permits.

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.