CX Midwest Industrial Logistics, DST
Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.
Raised
$4M
Investors
9
Min Invest
$25,000
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What this filing shows
·Every sentence is a value as filed on SEC Form D
CX Midwest Industrial Logistics, DST is a Delaware entity that first filed a Form D on September 28, 2022 and most recently amended it on November 28, 2023 in the Commercial industry group. The offering claims Rule 506(c) and covers equity. CX Midwest Industrial Logistics, DST reported $3,823,625 sold from 9 investors of a $69,123,000 total offering as of the Form D filed November 28, 2023. The offering relies on Rule 506(c), so the issuer may advertise it but may sell only to investors it has verified as accredited. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $25,000. The Form D names MIKE KILPATRICK (CRD 1278618), associated with CENTAURUS FINANCIAL, INC.; CHRISTOPHER KINGSLEY LAROCHELLE (CRD 4883462), associated with DFPG INVESTMENTS, LLC.; FREDERICK HARRIS (CRD 2775162), associated with DFPG INVESTMENTS, LLC.; KENNETH MICHAEL KLADOURIS (CRD 5181249), associated with DFPG INVESTMENTS, LLC. and 4 others as recipients of sales compensation soliciting in CA, CO, OR, TN. The issuer's address of record is 4890 W. Kennedy Blvd., Suite 200, Tampa, FL 33609.
EDGAR Filing Data
Form D — Primary Source
View on SEC.govFilings on Record
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In the Terminal
Filing events
0
none on file
Critical / warning
0 / 0
0 watch · 0 info
Statements extracted
0
none on file
NAV prints
0
none on file
Offering chains
1
lapsed
Investor
- 1 offering timeline: velocity, share raised, first-sale lag, stalled flags
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Related Persons (Form D)
Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.
John E. Carter
Executive Officer · Tampa, FL
Robert Dallas Whitaker, Jr.
Executive Officer · Tampa, FL
Lisa A. Drummond
Executive Officer · Tampa, FL
Thomas A. Guard
Executive Officer · Tampa, FL
Gael A. Ragone
Executive Officer · Tampa, FL
A. CX Midwest Industrial Logistics Manager, LLC
Promoter · Tampa, FL
A. CX Midwest Industrial Logistics Depositor, LLC
Promoter · Tampa, FL
Placement Agents and Sales Compensation (Form D)
Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.
MIKE KILPATRICKCRD 1278618 on BrokerCheck
Associated broker-dealer: CENTAURUS FINANCIAL, INC. (CRD 30833) · Camarillo, CA · Soliciting in CA, CO, OR, TN
CHRISTOPHER KINGSLEY LAROCHELLECRD 4883462 on BrokerCheck
Associated broker-dealer: DFPG INVESTMENTS, LLC. (CRD 155576) · Round Rock, TX · Soliciting in AZ, CA, CO, IA, LA, MN, NJ, SC, TX, UT, WA
FREDERICK HARRISCRD 2775162 on BrokerCheck
Associated broker-dealer: DFPG INVESTMENTS, LLC. (CRD 155576) · Salt Lake City, UT · Soliciting in CO, UT
KENNETH MICHAEL KLADOURISCRD 5181249 on BrokerCheck
Associated broker-dealer: DFPG INVESTMENTS, LLC. (CRD 155576) · Newport Beach, CA · Soliciting in CA, KY, TN
MICHAEL ALLAN BENDIXCRD 5379777 on BrokerCheck
Associated broker-dealer: DFPG INVESTMENTS, LLC. (CRD 155576) · Rancho Santa Fe, CA · Soliciting in AZ, CA, CO, CT, DC, DE, GA, HI, ID, IL, KY, LA, MA, MD, MO, NH, NJ, NM, NV, NY, OH, OR, TX, UT, VA, WA, WY
CORBIN SCOTT THOMASCRD 4234748 on BrokerCheck
Associated broker-dealer: McDERMOTT INVESTMENT SERVICES, LLC (CRD 154926) · Huntington Beach, CA · Soliciting in AK, AL, AR, AZ, CA, CO, CT, DC, FL, GA, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
CRAIG FERNSLERCRD 5558907 on BrokerCheck
Associated broker-dealer: McDERMOTT INVESTMENT SERVICES, LLC (CRD 154926) · Bethlehem, PA · Soliciting in DE, FL, MD, NC, NJ, NY, PA, SC, TX
THOMAS H. SHANLEYCRD 2127985 on BrokerCheck
Associated broker-dealer: DFPG INVESTMENTS, LLC. (CRD 155576) · Carefree, AZ · Soliciting in AZ, CA, CO, FL, MT, NE, TN, TX, WY
Questions About CX Midwest Industrial Logistics, DST
Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.
What is CX Midwest Industrial Logistics, DST?
CX Midwest Industrial Logistics, DST is a Delaware entity that filed a Form D with the SEC on November 28, 2023 in the Commercial industry group. The filing claims Rule 506(c) for an offering of equity.
Is CX Midwest Industrial Logistics, DST legit?
AltStreet does not rate legitimacy; it reports the public record. CX Midwest Industrial Logistics, DST filed a Form D with the SEC on November 28, 2023 claiming Rule 506(c). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $3,823,625 sold to 9 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.
Is CX Midwest Industrial Logistics, DST registered with or approved by the SEC?
No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that CX Midwest Industrial Logistics, DST claimed Rule 506(c) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.
How much has CX Midwest Industrial Logistics, DST raised?
CX Midwest Industrial Logistics, DST reported $3,823,625 sold from 9 investors of a $69,123,000 total offering as of the Form D filed November 28, 2023.
Who can invest in CX Midwest Industrial Logistics, DST?
The offering relies on Rule 506(c), so the issuer may advertise it but may sell only to investors it has verified as accredited. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $25,000.
What is the minimum investment in CX Midwest Industrial Logistics, DST?
The Form D lists $25,000 as the minimum investment accepted from any outside investor as of November 28, 2023. Issuers can waive their own minimums, and the figure does not include fees.
Who is selling CX Midwest Industrial Logistics, DST and how are they paid?
The Form D names MIKE KILPATRICK (CRD 1278618), associated with CENTAURUS FINANCIAL, INC.; CHRISTOPHER KINGSLEY LAROCHELLE (CRD 4883462), associated with DFPG INVESTMENTS, LLC.; FREDERICK HARRIS (CRD 2775162), associated with DFPG INVESTMENTS, LLC.; KENNETH MICHAEL KLADOURIS (CRD 5181249), associated with DFPG INVESTMENTS, LLC. and 4 others as recipients of sales compensation soliciting in CA, CO, OR, TN.
Who is behind CX Midwest Industrial Logistics, DST?
The Form D lists 7 related persons: John E. Carter, executive officer; Robert Dallas Whitaker, Jr., executive officer; Lisa A. Drummond, executive officer; Thomas A. Guard, executive officer; Gael A. Ragone, executive officer; A. CX Midwest Industrial Logistics Manager, LLC, promoter; A. CX Midwest Industrial Logistics Depositor, LLC, promoter. Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.
Where is CX Midwest Industrial Logistics, DST located?
The issuer's address on its SEC filings is 4890 W. Kennedy Blvd., Suite 200, Tampa, FL 33609. Its phone number of record is (813) 281-1023. It is organized under the laws of Delaware.
How long is the CX Midwest Industrial Logistics, DST offering open?
The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open; 1 amendment is on record for this CIK.
What is CX Midwest Industrial Logistics, DST's revenue?
The issuer declined to disclose its revenue range on the Form D, which the form permits.
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Data Methodology
Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.