Pacific Oak Opportunity Zone Fund II, LLC
Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.
Raised
$450K
Investors
2
Min Invest
$250,000
Is this your company or fund? Claim this page free, or verify it and carry the Verified Issuer mark.
What this filing shows
·Every sentence is a value as filed on SEC Form D
Pacific Oak Opportunity Zone Fund II, LLC is a Delaware limited liability company that first filed a Form D on December 7, 2022 and most recently amended it on February 1, 2024 in the Other Real Estate industry group. The offering claims Rule 506(b) and covers equity and pooled investment fund interests. Pacific Oak Opportunity Zone Fund II, LLC reported $450,000 sold from 2 investors of a $250,000,000 total offering as of the Form D filed February 1, 2024. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $250,000. The Form D names Pacific Oak Capital Markets, LLC (CRD 309350), associated with None; M&M Wealth Management, LLC (CRD 170859), associated with None; Aegis Capital Corp. (CRD 15007), associated with None; Purshe Kaplan Sterling Investments (CRD 35747), associated with None as recipients of sales compensation soliciting in all states. Sales commissions are reported as $27,750 and finders' fees as $0. Form D allows these to be estimates. The issuer's address of record is 11766 Wilshire Boulevard, Suite 1670, Los Angeles, CA 90025.
Critical Disclosures
What the filings and the regulators have said about this entity that a reader should know first. Each line links to its source. The history, the same event across other issuers, and alerts are in the terminal.
Reporting lapsed · Form D · last filing February 1, 2024
Offering declared to continue beyond a year; annual amendment 13+ months overdue An issuer that stops filing is the case the going-concern flag cannot catch: the report that would have carried it was never filed.
EDGAR Filing Data
Form D — Primary Source
View on SEC.govFilings on Record
Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.
In the Terminal
Filing events
0
none on file
Critical / warning
0 / 0
0 watch · 0 info
Statements extracted
0
none on file
NAV prints
0
none on file
Offering chains
1
dark
Fund family Part of the Pacific Oak Opportunity Zone Fund family: 2 vehicles across 2 generations · full family and the filing behind each link in the terminal
Investor
- The full fund family and any related vehicles (parallel, feeder, successor, sibling series) with the filing that shows each link
- 1 offering timeline: velocity, share raised, first-sale lag, stalled flags
Pro
- This issuer against its cohort: rank by velocity and share raised among offerings filed the same quarter
- The same events, statements and NAV moves across every issuer, screenable, with unlimited watches and CSV
Counts and dates above are the free record. The values, the series and the comparisons are the seat. Loading your view…
Related Persons (Form D)
Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.
Item 3 changed on the Form D filed 2024-02-01: 0 related persons added and 1 removed against the filing of 2023-07-11; 4 now listed. The names are in the Terminal feed.
Pacific Oak Opportunity Zone Fund II Manager, LLC
Executive Officer, Promoter · Los Angeles, CA
Peter McMillan III
Executive Officer, Promoter · Los Angeles, CA
Managing Member of the Sponsor of the Issuer
Keith D. Hall
Executive Officer, Promoter · Los Angeles, CA
Managing Member of the Sponsor of the Issuer
Brian D. Ragsdale
Executive Officer, Promoter · Los Angeles, CA
Executive VP / Transaction Management of the Sponsor of the Issuer
Placement Agents and Sales Compensation (Form D)
Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.
Pacific Oak Capital Markets, LLCCRD 309350 on BrokerCheck
Associated broker-dealer: None · Costa Mesa, CA · Soliciting in all states
M&M Wealth Management, LLCCRD 170859 on BrokerCheck
Associated broker-dealer: None · Fort Myers, FL · Soliciting in AZ, FL, OH, TX, WI
Aegis Capital Corp.CRD 15007 on BrokerCheck
Associated broker-dealer: None · New York, NY · Soliciting in all states
Purshe Kaplan Sterling InvestmentsCRD 35747 on BrokerCheck
Associated broker-dealer: None · Albany, NY · Soliciting in all states
Questions About Pacific Oak Opportunity Zone Fund II, LLC
Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.
What is Pacific Oak Opportunity Zone Fund II, LLC?
Pacific Oak Opportunity Zone Fund II, LLC is a Delaware limited liability company that filed a Form D with the SEC on February 1, 2024 in the Other Real Estate industry group. The filing claims Rule 506(b) for an offering of equity and pooled investment fund interests.
Is Pacific Oak Opportunity Zone Fund II, LLC legit?
AltStreet does not rate legitimacy; it reports the public record. Pacific Oak Opportunity Zone Fund II, LLC filed a Form D with the SEC on February 1, 2024 claiming Rule 506(b). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $450,000 sold to 2 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.
Is Pacific Oak Opportunity Zone Fund II, LLC registered with or approved by the SEC?
No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Pacific Oak Opportunity Zone Fund II, LLC claimed Rule 506(b) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.
How much has Pacific Oak Opportunity Zone Fund II, LLC raised?
Pacific Oak Opportunity Zone Fund II, LLC reported $450,000 sold from 2 investors of a $250,000,000 total offering as of the Form D filed February 1, 2024.
Who can invest in Pacific Oak Opportunity Zone Fund II, LLC?
The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $250,000.
What is the minimum investment in Pacific Oak Opportunity Zone Fund II, LLC?
The Form D lists $250,000 as the minimum investment accepted from any outside investor as of February 1, 2024. Issuers can waive their own minimums, and the figure does not include fees.
Who is selling Pacific Oak Opportunity Zone Fund II, LLC and how are they paid?
The Form D names Pacific Oak Capital Markets, LLC (CRD 309350), associated with None; M&M Wealth Management, LLC (CRD 170859), associated with None; Aegis Capital Corp. (CRD 15007), associated with None; Purshe Kaplan Sterling Investments (CRD 35747), associated with None as recipients of sales compensation soliciting in all states. Sales commissions are reported as $27,750 and finders' fees as $0. Form D allows these to be estimates.
Who is behind Pacific Oak Opportunity Zone Fund II, LLC?
The Form D lists 4 related persons: Pacific Oak Opportunity Zone Fund II Manager, LLC, executive officer, promoter; Peter McMillan III, executive officer, promoter (Managing Member of the Sponsor of the Issuer); Keith D. Hall, executive officer, promoter (Managing Member of the Sponsor of the Issuer); Brian D. Ragsdale, executive officer, promoter (Executive VP / Transaction Management of the Sponsor of the Issuer). Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.
Where is Pacific Oak Opportunity Zone Fund II, LLC located?
The issuer's address on its SEC filings is 11766 Wilshire Boulevard, Suite 1670, Los Angeles, CA 90025. Its phone number of record is 949-698-3327. It is organized under the laws of Delaware.
How long is the Pacific Oak Opportunity Zone Fund II, LLC offering open?
The issuer indicated that the offering is intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open; 2 amendments are on record for this CIK.
What is Pacific Oak Opportunity Zone Fund II, LLC's revenue?
The issuer declined to disclose its revenue range on the Form D, which the form permits.
Is this your company or fund?
Free claim: add your contact details, website, team and a description to this page. The filed facts stay as filed.
Verified Issuer, $480 a year: AltStreet checks the identity of your company and the authority of the person claiming it against your filings, confirms your contact details on a stated date and again at each renewal, and marks the page so people researching you find a current, attributed profile beside the public filing record. It is not a review of any offering.
Data Methodology
Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.