SEC filing record
Primary Source · SEC.gov

Bowden Falls Investments, LLC

Fund Vehicle2023 vintageRule 506(c)Filing record

Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.

Raised

$10M

Investors

68

Min Invest

None stated

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What this filing shows

·

Every sentence is a value as filed on SEC Form D

Bowden Falls Investments, LLC is a New York limited liability company that filed a Form D with the SEC on January 6, 2023, describing itself as a other investment fund. The offering claims Rule 506(c) and covers equity and pooled investment fund interests. Bowden Falls Investments, LLC reported $9,634,200 sold from 68 investors of a $9,638,000 total offering as of the Form D filed January 6, 2023. The offering relies on Rule 506(c), so the issuer may advertise it but may sell only to investors it has verified as accredited. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated. The Form D names Allan Harkness (CRD 4548900), associated with Quantum Capital, LLC; Greg Ramirez (CRD 2883461), associated with Advisors On call; Robert Boggess (CRD 5007422), associated with Great Point Capital, LLC; Robert Omohundro (CRD 2415942), associated with Alexander Capital, L.P. and 1 other as recipients of sales compensation soliciting in FL, GA. The issuer's address of record is C/O Keystone Land Partners, LLC, 350 Jericho Turnpike, Suite 302, Jericho, NY 11753.

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001960437
Entity NameBowden Falls Investments, LLC
ExemptionRule 506(c)
What the exemption meansRule 506(c) of Regulation D: the issuer may advertise the offering publicly, but every purchaser must be a verified accredited investor.
Entity TypeLimited Liability Company
Jurisdiction of OrganizationNew York
Issuer AddressC/O Keystone Land Partners, LLC, 350 Jericho Turnpike, Suite 302, Jericho, NY 11753
Phone(212) 575-2152
Industry / Fund TypePooled Investment Fund · Other Investment Fund
Securities TypeEquity, Pooled investment fund interests
First Sale DateDecember 20, 2022
Filing DateJanuary 6, 2023
Accession Number0001214659-23-000336
Total Offering Amount$9,638,000
Total Amount Sold$9,634,200
Amount Remaining$3,800
Total Investors68
Non-Accredited InvestorsNone
Minimum Investment$0 (no stated minimum)
Offering DurationOne year or less
Net Asset Value RangeNo Aggregate Net Asset Value
State (Issuer Address)NY
Amendment CountOriginal filing only

Filings on Record

Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.

In the Terminal

Filing events

0

none on file

Critical / warning

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0 watch · 0 info

Statements extracted

0

none on file

NAV prints

0

none on file

Offering chains

1

lapsed

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Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

Bowden Falls Manager, LLC

Director · Jericho, NY

Keystone Land Partners

Director · Jericho, NY

Michael Packman

Executive Officer · Jericho, NY

Placement Agents and Sales Compensation (Form D)

Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.

Allan HarknessCRD 4548900 on BrokerCheck

Associated broker-dealer: Quantum Capital, LLC (CRD 143530) · DURHAM, NC · Soliciting in FL, GA

Greg RamirezCRD 2883461 on BrokerCheck

Associated broker-dealer: Advisors On call (CRD 315319) · LAGUNA HILLS, CA · Soliciting in CA

Robert BoggessCRD 5007422 on BrokerCheck

Associated broker-dealer: Great Point Capital, LLC (CRD 114203) · CHICAGO, IL · Soliciting in TX, WY

Robert OmohundroCRD 2415942 on BrokerCheck

Associated broker-dealer: Alexander Capital, L.P. (CRD 40077) · ATLANTA, GA · Soliciting in GA

Thomas ShockmanCRD 1791982 on BrokerCheck

Associated broker-dealer: Shockman Financial (CRD 315529) · FARGO, ND · Soliciting in KS, SD

Questions About Bowden Falls Investments, LLC

Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.

What is Bowden Falls Investments, LLC?

Bowden Falls Investments, LLC is a New York limited liability company that filed a Form D with the SEC on January 6, 2023 as a other investment fund. The filing claims Rule 506(c) for an offering of equity and pooled investment fund interests.

Is Bowden Falls Investments, LLC legit?

AltStreet does not rate legitimacy; it reports the public record. Bowden Falls Investments, LLC filed a Form D with the SEC on January 6, 2023 claiming Rule 506(c). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $9,634,200 sold to 68 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Is Bowden Falls Investments, LLC registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Bowden Falls Investments, LLC claimed Rule 506(c) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

How much has Bowden Falls Investments, LLC raised?

Bowden Falls Investments, LLC reported $9,634,200 sold from 68 investors of a $9,638,000 total offering as of the Form D filed January 6, 2023.

Who can invest in Bowden Falls Investments, LLC?

The offering relies on Rule 506(c), so the issuer may advertise it but may sell only to investors it has verified as accredited. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated.

What is the minimum investment in Bowden Falls Investments, LLC?

The Form D lists the minimum investment as $0, which means the issuer did not state a minimum on the form. The offering documents, not the Form D, set the actual subscription terms.

Who is selling Bowden Falls Investments, LLC and how are they paid?

The Form D names Allan Harkness (CRD 4548900), associated with Quantum Capital, LLC; Greg Ramirez (CRD 2883461), associated with Advisors On call; Robert Boggess (CRD 5007422), associated with Great Point Capital, LLC; Robert Omohundro (CRD 2415942), associated with Alexander Capital, L.P. and 1 other as recipients of sales compensation soliciting in FL, GA.

Who is behind Bowden Falls Investments, LLC?

The Form D lists 3 related persons: Bowden Falls Manager, LLC, director; Keystone Land Partners, director; Michael Packman, executive officer. Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.

Where is Bowden Falls Investments, LLC located?

The issuer's address on its SEC filings is C/O Keystone Land Partners, LLC, 350 Jericho Turnpike, Suite 302, Jericho, NY 11753. Its phone number of record is 212-575-2152. It is organized under the laws of New York.

How long is the Bowden Falls Investments, LLC offering open?

The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open, and no amendment is on record yet.

How large is Bowden Falls Investments, LLC?

The Form D reports an aggregate net asset value range of No Aggregate Net Asset Value.

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.