Sandy Falls Investments, LLC
Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.
Raised
$10M
Investors
44
Min Invest
None stated
Is this your company or fund? Claim this page free, or verify it and carry the Verified Issuer mark.
What this filing shows
·Every sentence is a value as filed on SEC Form D
Sandy Falls Investments, LLC is a New York limited liability company that filed a Form D with the SEC on January 6, 2023, describing itself as a other investment fund. The offering claims Rule 506(b) and covers equity and pooled investment fund interests. Sandy Falls Investments, LLC reported $10,166,371 sold from 44 investors of a $10,167,000 total offering as of the Form D filed January 6, 2023. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated. The Form D names Anthony Caruso (CRD 6058056), associated with Lightpath Capital, INC; Brian Stokes (CRD 1060238), associated with Emerson Equity, LLC; Dominic Baldini (CRD 3082081), associated with Emerson Equity, LLC; Matthew Copley (CRD 6247665), associated with Emerson Equity, LLC and 5 others as recipients of sales compensation soliciting in CA. The issuer's address of record is C/O Keystone Land Partners, LLC, 350 Jericho Turnpike, Suite 302, Jericho, NY 11753.
EDGAR Filing Data
Form D — Primary Source
View on SEC.govFilings on Record
Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.
In the Terminal
Filing events
0
none on file
Critical / warning
0 / 0
0 watch · 0 info
Statements extracted
0
none on file
NAV prints
0
none on file
Offering chains
1
lapsed
Investor
- 1 offering timeline: velocity, share raised, first-sale lag, stalled flags
Pro
- This issuer against its cohort: rank by velocity and share raised among offerings filed the same quarter
- The same events, statements and NAV moves across every issuer, screenable, with unlimited watches and CSV
Counts and dates above are the free record. The values, the series and the comparisons are the seat. Loading your view…
Related Persons (Form D)
Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.
Sandy Falls Manager, LLC
Director · Jericho, NY
Keystone Land Partners
Director · Jericho, NY
Michael Packman
Executive Officer · Jericho, NY
Placement Agents and Sales Compensation (Form D)
Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.
Anthony CarusoCRD 6058056 on BrokerCheck
Associated broker-dealer: Lightpath Capital, INC (CRD 34617) · SOUTHLAKE, TX · Soliciting in CA
Brian StokesCRD 1060238 on BrokerCheck
Associated broker-dealer: Emerson Equity, LLC (CRD 130032) · SAN MATEO, CA · Soliciting in MA
Dominic BaldiniCRD 3082081 on BrokerCheck
Associated broker-dealer: Emerson Equity, LLC (CRD 130032) · SAN MATEO, CA · Soliciting in CA
Matthew CopleyCRD 6247665 on BrokerCheck
Associated broker-dealer: Emerson Equity, LLC (CRD 130032) · SAN DIEGO, CA · Soliciting in CA
Patrick LamCRD 4723020 on BrokerCheck
Associated broker-dealer: Emerson Equity, LLC (CRD 130032) · LOS GATOS, CA · Soliciting in CA
Stephen ChouCRD 4882398 on BrokerCheck
Associated broker-dealer: Emerson Equity, LLC (CRD 130032) · IRVINE, CA · Soliciting in CA, NV, NY
Terry TangCRD 2625824 on BrokerCheck
Associated broker-dealer: Emerson Equity, LLC (CRD 130032) · ROLLING HILLS, CA · Soliciting in CA
Timothy J. ShererCRD 833618 on BrokerCheck
Associated broker-dealer: Emerson Equity, LLC (CRD 130032) · LOS GATOS, CA · Soliciting in CA
Ryan ShererCRD 5952617 on BrokerCheck
Associated broker-dealer: Emerson Equity, LLC (CRD 130032) · LOS GATOS, CA · Soliciting in CA
Questions About Sandy Falls Investments, LLC
Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.
What is Sandy Falls Investments, LLC?
Sandy Falls Investments, LLC is a New York limited liability company that filed a Form D with the SEC on January 6, 2023 as a other investment fund. The filing claims Rule 506(b) for an offering of equity and pooled investment fund interests.
Is Sandy Falls Investments, LLC legit?
AltStreet does not rate legitimacy; it reports the public record. Sandy Falls Investments, LLC filed a Form D with the SEC on January 6, 2023 claiming Rule 506(b). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $10,166,371 sold to 44 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.
Is Sandy Falls Investments, LLC registered with or approved by the SEC?
No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Sandy Falls Investments, LLC claimed Rule 506(b) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.
How much has Sandy Falls Investments, LLC raised?
Sandy Falls Investments, LLC reported $10,166,371 sold from 44 investors of a $10,167,000 total offering as of the Form D filed January 6, 2023.
Who can invest in Sandy Falls Investments, LLC?
The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated.
What is the minimum investment in Sandy Falls Investments, LLC?
The Form D lists the minimum investment as $0, which means the issuer did not state a minimum on the form. The offering documents, not the Form D, set the actual subscription terms.
Who is selling Sandy Falls Investments, LLC and how are they paid?
The Form D names Anthony Caruso (CRD 6058056), associated with Lightpath Capital, INC; Brian Stokes (CRD 1060238), associated with Emerson Equity, LLC; Dominic Baldini (CRD 3082081), associated with Emerson Equity, LLC; Matthew Copley (CRD 6247665), associated with Emerson Equity, LLC and 5 others as recipients of sales compensation soliciting in CA.
Who is behind Sandy Falls Investments, LLC?
The Form D lists 3 related persons: Sandy Falls Manager, LLC, director; Keystone Land Partners, director; Michael Packman, executive officer. Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.
Where is Sandy Falls Investments, LLC located?
The issuer's address on its SEC filings is C/O Keystone Land Partners, LLC, 350 Jericho Turnpike, Suite 302, Jericho, NY 11753. Its phone number of record is 212-575-2152. It is organized under the laws of New York.
How long is the Sandy Falls Investments, LLC offering open?
The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open, and no amendment is on record yet.
How large is Sandy Falls Investments, LLC?
The Form D reports an aggregate net asset value range of No Aggregate Net Asset Value.
Is this your company or fund?
Free claim: add your contact details, website, team and a description to this page. The filed facts stay as filed.
Verified Issuer, $480 a year: AltStreet checks the identity of your company and the authority of the person claiming it against your filings, confirms your contact details on a stated date and again at each renewal, and marks the page so people researching you find a current, attributed profile beside the public filing record. It is not a review of any offering.
Data Methodology
Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.