SEC filing record
Primary Source · SEC.gov

210 ST PAUL LOWER REIT LLC

2023 vintageRule 506(b), Section 3(c)(7), Section 3(c)Filing record

Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.

Raised

$1M

Investors

125

Min Invest

$8,000

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What this filing shows

·

Every sentence is a value as filed on SEC Form D

210 ST PAUL LOWER REIT LLC is a Delaware limited liability company that filed a Form D with the SEC on January 20, 2023 in the REITS and Finance industry group. The offering claims Rule 506(b), Section 3(c)(7), Section 3(c) and covers equity and pooled investment fund interests. 210 ST PAUL LOWER REIT LLC reported $1,000,000 sold from 125 investors of a $1,000,000 total offering as of the Form D filed January 20, 2023. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $8,000. The Form D names Charles Harrison (CRD 3071551), associated with H & L Equities, LLC; Lori Mayfield (CRD 4899271), associated with H & L Equities, LLC; Patrick Whelchel (CRD 5389090), associated with H & L Equities, LLC; Scott Harrison (CRD 4981070), associated with H & L Equities, LLC as recipients of sales compensation soliciting in FL, GA, TX. The issuer's address of record is C/O Rockpoint Group, 3953 Maple Avenue, Suite 300, Dallas, TX 75219.

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001960677
Entity Name210 ST PAUL LOWER REIT LLC
ExemptionRule 506(b), Section 3(c)(7), Section 3(c)
What the exemption meansRule 506(b) of Regulation D: securities may be sold to an unlimited number of accredited investors and up to 35 non-accredited investors who meet the rule's sophistication standard, without general solicitation or advertising. Section 3(c)(7) of the Investment Company Act: the fund is excluded from investment-company registration because every investor is a qualified purchaser, generally an individual with at least $5 million in investments or an institution with at least $25 million. Section 3(c) of the Investment Company Act of 1940: the issuer is a pooled investment vehicle relying on an exclusion from registration as an investment company.
Entity TypeLimited Liability Company
Jurisdiction of OrganizationDelaware
Issuer AddressC/O Rockpoint Group, 3953 Maple Avenue, Suite 300, Dallas, TX 75219
Phone(972) 934-7400
Industry / Fund TypeREITS and Finance
Investment Company ActExcluded under Section 3(c)(7) (qualified purchasers only)
Securities TypeEquity, Pooled investment fund interests
First Sale DateJanuary 6, 2023
Filing DateJanuary 20, 2023
Accession Number0001960677-23-000001
Total Offering Amount$1,000,000
Total Amount Sold$1,000,000
Amount Remaining$0
Total Investors125
Non-Accredited InvestorsNone
Minimum Investment$8,000
Offering DurationOne year or less
Revenue RangeDecline to Disclose
State (Issuer Address)TX
Amendment CountOriginal filing only

Filings on Record

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In the Terminal

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Statements extracted

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NAV prints

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Offering chains

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Adviser of Record (Form ADV)

Rockpoint

CRD 156630 · SEC-registered adviser · lists this fund on Schedule D 7.B.(1) as a real estate fund

Auditor named on Form ADV: PricewaterhouseCoopers LLP · PCAOB-registered per the adviser

From the adviser's Form ADV as loaded from the SEC bulk data, joined on this issuer's Form D file number. Fund-level figures and the adviser's full fund roster are in the terminal.

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

Ron J. Hoyl

Director · Dallas, TX

Keith B. Gelb

Director · Dallas, TX

Aric B. Shalev

Director · Dallas, TX

Matthew B. Joblon

Director · Denver, CO

Jarrett B. Posner

Director · Denver, CO

Placement Agents and Sales Compensation (Form D)

Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.

Charles HarrisonCRD 3071551 on BrokerCheck

Associated broker-dealer: H & L Equities, LLC (CRD 113794) · Atlanta, GA · Soliciting in FL, GA, TX

Lori MayfieldCRD 4899271 on BrokerCheck

Associated broker-dealer: H & L Equities, LLC (CRD 113794) · Atlanta, GA · Soliciting in FL, GA, TX

Patrick WhelchelCRD 5389090 on BrokerCheck

Associated broker-dealer: H & L Equities, LLC (CRD 113794) · Atlanta, GA · Soliciting in FL, GA, TX

Scott HarrisonCRD 4981070 on BrokerCheck

Associated broker-dealer: H & L Equities, LLC (CRD 113794) · Atlanta, GA · Soliciting in FL, GA, TX

Questions About 210 ST PAUL LOWER REIT LLC

Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.

What is 210 ST PAUL LOWER REIT LLC?

210 ST PAUL LOWER REIT LLC is a Delaware limited liability company that filed a Form D with the SEC on January 20, 2023 in the REITS and Finance industry group. The filing claims Rule 506(b), Section 3(c)(7), Section 3(c) for an offering of equity and pooled investment fund interests.

Is 210 ST PAUL LOWER REIT LLC legit?

AltStreet does not rate legitimacy; it reports the public record. 210 ST PAUL LOWER REIT LLC filed a Form D with the SEC on January 20, 2023 claiming Rule 506(b), Section 3(c)(7), Section 3(c). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $1,000,000 sold to 125 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Is 210 ST PAUL LOWER REIT LLC registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that 210 ST PAUL LOWER REIT LLC claimed Rule 506(b), Section 3(c)(7), Section 3(c) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

How much has 210 ST PAUL LOWER REIT LLC raised?

210 ST PAUL LOWER REIT LLC reported $1,000,000 sold from 125 investors of a $1,000,000 total offering as of the Form D filed January 20, 2023.

Who can invest in 210 ST PAUL LOWER REIT LLC?

The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $8,000.

What is the minimum investment in 210 ST PAUL LOWER REIT LLC?

The Form D lists $8,000 as the minimum investment accepted from any outside investor as of January 20, 2023. Issuers can waive their own minimums, and the figure does not include fees.

Who is selling 210 ST PAUL LOWER REIT LLC and how are they paid?

The Form D names Charles Harrison (CRD 3071551), associated with H & L Equities, LLC; Lori Mayfield (CRD 4899271), associated with H & L Equities, LLC; Patrick Whelchel (CRD 5389090), associated with H & L Equities, LLC; Scott Harrison (CRD 4981070), associated with H & L Equities, LLC as recipients of sales compensation soliciting in FL, GA, TX.

Who is behind 210 ST PAUL LOWER REIT LLC?

The Form D lists 5 related persons: Ron J. Hoyl, director; Keith B. Gelb, director; Aric B. Shalev, director; Matthew B. Joblon, director; Jarrett B. Posner, director. Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.

Where is 210 ST PAUL LOWER REIT LLC located?

The issuer's address on its SEC filings is C/O Rockpoint Group, 3953 Maple Avenue, Suite 300, Dallas, TX 75219. Its phone number of record is 972-934-7400. It is organized under the laws of Delaware.

How long is the 210 ST PAUL LOWER REIT LLC offering open?

The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open, and no amendment is on record yet.

What is 210 ST PAUL LOWER REIT LLC's revenue?

The issuer declined to disclose its revenue range on the Form D, which the form permits.

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.