Ring Ventures Fund 3Q, LLC
Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.
Raised
Pre-open
Investors
—
Min Invest
$25,000
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What this filing shows
·Every sentence is a value as filed on SEC Form D
Ring Ventures Fund 3Q, LLC is a Delaware limited liability company that filed a Form D with the SEC on January 13, 2023, describing itself as a venture capital fund. The offering claims Rule 506(c), Section 3(c), Section 3(c)(7) and covers equity and pooled investment fund interests. Ring Ventures Fund 3Q, LLC reported that the first sale had not yet occurred as of the Form D filed January 13, 2023, so no amount sold or investor count is on file. The total offering amount is listed as indefinite. The offering relies on Rule 506(c), so the issuer may advertise it but may sell only to investors it has verified as accredited. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $25,000. The Form D names Daniel C Burns (CRD 2269946), associated with Independent Brokerage Solutions LLC; Darrin H Wizst (CRD 2171844), associated with Independent Brokerage Solutions LLC; Stacey H Tsai (CRD 4870728), associated with Independent Brokerage Solutions LLC; Charles S Patrick (CRD 4491463), associated with Independent Brokerage Solutions LLC as recipients of sales compensation soliciting in all states. The issuer's address of record is 670 North Commercial Street, Suite 403, Manchester, NH 03101.
EDGAR Filing Data
Form D — Primary Source
View on SEC.govFilings on Record
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In the Terminal
Filing events
0
none on file
Critical / warning
0 / 0
0 watch · 0 info
Statements extracted
0
none on file
NAV prints
0
none on file
Offering chains
1
pre_sale
Fund family Part of the Ring Ventures Fund family: 9 vehicles across 6 generations · full family and the filing behind each link in the terminal
Investor
- The full fund family and any related vehicles (parallel, feeder, successor, sibling series) with the filing that shows each link
- 1 offering timeline: velocity, share raised, first-sale lag, stalled flags
Pro
- This issuer against its cohort: rank by velocity and share raised among offerings filed the same quarter
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Related Persons (Form D)
Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.
Michael Collins
Executive Officer · Manchester, NH
CEO of Alumni Ventures Group, the Issuers Sole Manager
Placement Agents and Sales Compensation (Form D)
Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.
Daniel C BurnsCRD 2269946 on BrokerCheck
Associated broker-dealer: Independent Brokerage Solutions LLC (CRD 153563) · Manchester, NH · Soliciting in all states
Darrin H WizstCRD 2171844 on BrokerCheck
Associated broker-dealer: Independent Brokerage Solutions LLC (CRD 153563) · Manchester, NH · Soliciting in all states
Stacey H TsaiCRD 4870728 on BrokerCheck
Associated broker-dealer: Independent Brokerage Solutions LLC (CRD 153563) · Manchester, NH · Soliciting in all states
Charles S PatrickCRD 4491463 on BrokerCheck
Associated broker-dealer: Independent Brokerage Solutions LLC (CRD 153563) · Manchester, NH · Soliciting in all states
Questions About Ring Ventures Fund 3Q, LLC
Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.
What is Ring Ventures Fund 3Q, LLC?
Ring Ventures Fund 3Q, LLC is a Delaware limited liability company that filed a Form D with the SEC on January 13, 2023 as a venture capital fund. The filing claims Rule 506(c), Section 3(c), Section 3(c)(7) for an offering of equity and pooled investment fund interests.
Is Ring Ventures Fund 3Q, LLC legit?
AltStreet does not rate legitimacy; it reports the public record. Ring Ventures Fund 3Q, LLC filed a Form D with the SEC on January 13, 2023 claiming Rule 506(c), Section 3(c), Section 3(c)(7). A Form D is a notice of an exempt offering, not a review or approval of it. No sales had been reported as of that notice. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.
Is Ring Ventures Fund 3Q, LLC registered with or approved by the SEC?
No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Ring Ventures Fund 3Q, LLC claimed Rule 506(c), Section 3(c), Section 3(c)(7) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.
How much has Ring Ventures Fund 3Q, LLC raised?
Ring Ventures Fund 3Q, LLC reported that the first sale had not yet occurred as of the Form D filed January 13, 2023, so no amount sold or investor count is on file. The total offering amount is listed as indefinite.
Who can invest in Ring Ventures Fund 3Q, LLC?
The offering relies on Rule 506(c), so the issuer may advertise it but may sell only to investors it has verified as accredited. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $25,000.
What is the minimum investment in Ring Ventures Fund 3Q, LLC?
The Form D lists $25,000 as the minimum investment accepted from any outside investor as of January 13, 2023. Issuers can waive their own minimums, and the figure does not include fees.
Who is selling Ring Ventures Fund 3Q, LLC and how are they paid?
The Form D names Daniel C Burns (CRD 2269946), associated with Independent Brokerage Solutions LLC; Darrin H Wizst (CRD 2171844), associated with Independent Brokerage Solutions LLC; Stacey H Tsai (CRD 4870728), associated with Independent Brokerage Solutions LLC; Charles S Patrick (CRD 4491463), associated with Independent Brokerage Solutions LLC as recipients of sales compensation soliciting in all states.
Who is behind Ring Ventures Fund 3Q, LLC?
The Form D lists 1 related person: Michael Collins, executive officer (CEO of Alumni Ventures Group, the Issuers Sole Manager). Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.
Where is Ring Ventures Fund 3Q, LLC located?
The issuer's address on its SEC filings is 670 North Commercial Street, Suite 403, Manchester, NH 03101. Its phone number of record is 603-518-8112. It is organized under the laws of Delaware.
How long is the Ring Ventures Fund 3Q, LLC offering open?
The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open, and no amendment is on record yet.
How large is Ring Ventures Fund 3Q, LLC?
The Form D reports a revenue range of $1 - $1,000,000.
Is this your company or fund?
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Data Methodology
Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.