Trinity Waterloo Investors LLC
Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.
Raised
$8M
Investors
93
Min Invest
None stated
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What this filing shows
·Every sentence is a value as filed on SEC Form D
Trinity Waterloo Investors LLC is a Texas limited liability company that filed a Form D with the SEC on February 21, 2023 in the Other industry group. The offering claims Rule 506(b), Section 3(c), Section 3(c)(1) and covers equity and pooled investment fund interests. Trinity Waterloo Investors LLC reported $7,644,500 sold from 93 investors of a $40,000,000 total offering as of the Form D filed February 21, 2023. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(1), it may have no more than 100 beneficial owners. The filing reports non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated. The Form D names TPEG Securities, LLC (CRD 146726), associated with None as the recipient of sales compensation soliciting in AZ, CA, CO, FL, GA, IA, IL, KS, KY, MA, MD, MI, NC, NH, OK, PA, SC, TN, TX, UT, VA. The issuer's address of record is 2102 E State Hwy 114, Ste 300, Southlake, TX 76092.
EDGAR Filing Data
Form D — Primary Source
View on SEC.govFilings on Record
Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.
In the Terminal
Filing events
0
none on file
Critical / warning
0 / 0
0 watch · 0 info
Statements extracted
0
none on file
NAV prints
0
none on file
Offering chains
1
lapsed
Investor
- 1 offering timeline: velocity, share raised, first-sale lag, stalled flags
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Adviser of Record (Form ADV)
CRD 314603 · SEC-registered adviser · lists this fund on Schedule D 7.B.(1) as a private equity fund
From the adviser's Form ADV as loaded from the SEC bulk data, joined on this issuer's Form D file number. Fund-level figures and the adviser's full fund roster are in the terminal.
Related Persons (Form D)
Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.
Sanjay Chandra
Executive Officer · Southlake, TX
Daniel Meader
Executive Officer · Southlake, TX
Placement Agents and Sales Compensation (Form D)
Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.
TPEG Securities, LLCCRD 146726 on BrokerCheck
Associated broker-dealer: None · Southlake, TX · Soliciting in AZ, CA, CO, FL, GA, IA, IL, KS, KY, MA, MD, MI, NC, NH, OK, PA, SC, TN, TX, UT, VA
Questions About Trinity Waterloo Investors LLC
Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.
What is Trinity Waterloo Investors LLC?
Trinity Waterloo Investors LLC is a Texas limited liability company that filed a Form D with the SEC on February 21, 2023 in the Other industry group. The filing claims Rule 506(b), Section 3(c), Section 3(c)(1) for an offering of equity and pooled investment fund interests.
Is Trinity Waterloo Investors LLC legit?
AltStreet does not rate legitimacy; it reports the public record. Trinity Waterloo Investors LLC filed a Form D with the SEC on February 21, 2023 claiming Rule 506(b), Section 3(c), Section 3(c)(1). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $7,644,500 sold to 93 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.
Is Trinity Waterloo Investors LLC registered with or approved by the SEC?
No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Trinity Waterloo Investors LLC claimed Rule 506(b), Section 3(c), Section 3(c)(1) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.
How much has Trinity Waterloo Investors LLC raised?
Trinity Waterloo Investors LLC reported $7,644,500 sold from 93 investors of a $40,000,000 total offering as of the Form D filed February 21, 2023.
Who can invest in Trinity Waterloo Investors LLC?
The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(1), it may have no more than 100 beneficial owners. The filing reports non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated.
What is the minimum investment in Trinity Waterloo Investors LLC?
The Form D lists the minimum investment as $0, which means the issuer did not state a minimum on the form. The offering documents, not the Form D, set the actual subscription terms.
Who is selling Trinity Waterloo Investors LLC and how are they paid?
The Form D names TPEG Securities, LLC (CRD 146726), associated with None as the recipient of sales compensation soliciting in AZ, CA, CO, FL, GA, IA, IL, KS, KY, MA, MD, MI, NC, NH, OK, PA, SC, TN, TX, UT, VA.
Who is behind Trinity Waterloo Investors LLC?
The Form D lists 2 related persons: Sanjay Chandra, executive officer; Daniel Meader, executive officer. Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.
Where is Trinity Waterloo Investors LLC located?
The issuer's address on its SEC filings is 2102 E State Hwy 114, Ste 300, Southlake, TX 76092. Its phone number of record is 817-310-2900. It is organized under the laws of Texas.
How long is the Trinity Waterloo Investors LLC offering open?
The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open, and no amendment is on record yet.
What is Trinity Waterloo Investors LLC's revenue?
The issuer declined to disclose its revenue range on the Form D, which the form permits.
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Data Methodology
Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.