SEC filing record
Primary Source · SEC.gov

Hafele Long Cove Senior Living Fund, LLC

2023 vintageRule 506(b), Section 3(c), Section 3(c)(1)Filing record

Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.

Raised

$3M

Investors

22

Min Invest

$100,000

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What this filing shows

·

Every sentence is a value as filed on SEC Form D

Hafele Long Cove Senior Living Fund, LLC is a Kentucky limited liability company that filed a Form D with the SEC on May 4, 2023 in the Other industry group. The offering claims Rule 506(b), Section 3(c), Section 3(c)(1) and covers equity and pooled investment fund interests. Hafele Long Cove Senior Living Fund, LLC reported $3,000,000 sold from 22 investors of a $3,000,000 total offering as of the Form D filed May 4, 2023. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(1), it may have no more than 100 beneficial owners. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $100,000. The Form D names Carl W. Hafele (CRD 4346459), associated with Private Client Services, LLC as the recipient of sales compensation soliciting in CO, FL, IN, KY, NC. The issuer's address of record is 500 N. Hurstbourne Parkway, Suite 425, Louisville, KY 40222.

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001976390
Entity NameHafele Long Cove Senior Living Fund, LLC
ExemptionRule 506(b), Section 3(c), Section 3(c)(1)
What the exemption meansRule 506(b) of Regulation D: securities may be sold to an unlimited number of accredited investors and up to 35 non-accredited investors who meet the rule's sophistication standard, without general solicitation or advertising. Section 3(c) of the Investment Company Act of 1940: the issuer is a pooled investment vehicle relying on an exclusion from registration as an investment company. Section 3(c)(1) of the Investment Company Act: the fund is excluded from investment-company registration because it has no more than 100 beneficial owners.
Entity TypeLimited Liability Company
Jurisdiction of OrganizationKentucky
Issuer Address500 N. Hurstbourne Parkway, Suite 425, Louisville, KY 40222
Phone(502) 365-1440
Industry / Fund TypeOther
Investment Company ActExcluded under Section 3(c)(1) (100 beneficial owners or fewer)
Securities TypeEquity, Pooled investment fund interests
First Sale DateApril 3, 2023
Filing DateMay 4, 2023
Accession Number0001976390-23-000001
Total Offering Amount$3,000,000
Total Amount Sold$3,000,000
Amount Remaining$0
Total Investors22
Non-Accredited InvestorsNone
Minimum Investment$100,000
Offering DurationOne year or less
Revenue Range$1,000,001 - $5,000,000
State (Issuer Address)KY
Amendment CountOriginal filing only

Filings on Record

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In the Terminal

Filing events

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Statements extracted

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NAV prints

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none on file

Offering chains

1

closed

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Adviser of Record (Form ADV)

Hafele Investments

CRD 341803 · SEC-registered adviser · lists this fund on Schedule D 7.B.(1) as a real estate fund

From the adviser's Form ADV as loaded from the SEC bulk data, joined on this issuer's Form D file number. Fund-level figures and the adviser's full fund roster are in the terminal.

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

Carl Winfred Hafele

Executive Officer · Louisville, KY

Manager/CEO of Hafele Funds Management, LLC, Managing Member of Issuer

Placement Agents and Sales Compensation (Form D)

Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.

Carl W. HafeleCRD 4346459 on BrokerCheck

Associated broker-dealer: Private Client Services, LLC (CRD 120222) · Louisville, KY · Soliciting in CO, FL, IN, KY, NC

Questions About Hafele Long Cove Senior Living Fund, LLC

Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.

What is Hafele Long Cove Senior Living Fund, LLC?

Hafele Long Cove Senior Living Fund, LLC is a Kentucky limited liability company that filed a Form D with the SEC on May 4, 2023 in the Other industry group. The filing claims Rule 506(b), Section 3(c), Section 3(c)(1) for an offering of equity and pooled investment fund interests.

Is Hafele Long Cove Senior Living Fund, LLC legit?

AltStreet does not rate legitimacy; it reports the public record. Hafele Long Cove Senior Living Fund, LLC filed a Form D with the SEC on May 4, 2023 claiming Rule 506(b), Section 3(c), Section 3(c)(1). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $3,000,000 sold to 22 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Is Hafele Long Cove Senior Living Fund, LLC registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Hafele Long Cove Senior Living Fund, LLC claimed Rule 506(b), Section 3(c), Section 3(c)(1) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

How much has Hafele Long Cove Senior Living Fund, LLC raised?

Hafele Long Cove Senior Living Fund, LLC reported $3,000,000 sold from 22 investors of a $3,000,000 total offering as of the Form D filed May 4, 2023.

Who can invest in Hafele Long Cove Senior Living Fund, LLC?

The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(1), it may have no more than 100 beneficial owners. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $100,000.

What is the minimum investment in Hafele Long Cove Senior Living Fund, LLC?

The Form D lists $100,000 as the minimum investment accepted from any outside investor as of May 4, 2023. Issuers can waive their own minimums, and the figure does not include fees.

Who is selling Hafele Long Cove Senior Living Fund, LLC and how are they paid?

The Form D names Carl W. Hafele (CRD 4346459), associated with Private Client Services, LLC as the recipient of sales compensation soliciting in CO, FL, IN, KY, NC.

Who is behind Hafele Long Cove Senior Living Fund, LLC?

The Form D lists 1 related person: Carl Winfred Hafele, executive officer (Manager/CEO of Hafele Funds Management, LLC, Managing Member of Issuer). Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.

Where is Hafele Long Cove Senior Living Fund, LLC located?

The issuer's address on its SEC filings is 500 N. Hurstbourne Parkway, Suite 425, Louisville, KY 40222. Its phone number of record is 502-365-1440. It is organized under the laws of Kentucky.

How long is the Hafele Long Cove Senior Living Fund, LLC offering open?

The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open, and no amendment is on record yet.

What is Hafele Long Cove Senior Living Fund, LLC's revenue?

The Form D reports a revenue range of $1,000,001 - $5,000,000.

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.