SEC filing record
Primary Source · SEC.gov

BayBoston Capital Fund III LLC - Fixed Income Series III

Fund Vehicle2023 vintageSection 3(c), Section 3(c)(7)Filing record

Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.

Raised

Pre-open

Investors

9

Min Invest

None stated

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What this filing shows

·

Every sentence is a value as filed on SEC Form D

BayBoston Capital Fund III LLC - Fixed Income Series III is a Delaware limited liability company that filed a Form D with the SEC on July 12, 2023, describing itself as a other investment fund. The offering claims Section 3(c), Section 3(c)(7) and covers pooled investment fund interests. BayBoston Capital Fund III LLC - Fixed Income Series III reported no amount sold as of the Form D filed July 12, 2023. The total offering amount is $2,330,000. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated. The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly. The issuer's address of record is 1280 Centre Street, Suite 2, Newton Center, MA 02459.

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001984528
Entity NameBayBoston Capital Fund III LLC - Fixed Income Series III
ExemptionSection 3(c), Section 3(c)(7)
What the exemption meansSection 3(c) of the Investment Company Act of 1940: the issuer is a pooled investment vehicle relying on an exclusion from registration as an investment company. Section 3(c)(7) of the Investment Company Act: the fund is excluded from investment-company registration because every investor is a qualified purchaser, generally an individual with at least $5 million in investments or an institution with at least $25 million.
Entity TypeLimited Liability Company
Jurisdiction of OrganizationDelaware
Issuer Address1280 Centre Street, Suite 2, Newton Center, MA 02459
Phone(617) 607-4604
Industry / Fund TypePooled Investment Fund · Other Investment Fund
Investment Company ActExcluded under Section 3(c)(7) (qualified purchasers only)
Securities TypePooled investment fund interests
First Sale DateJune 15, 2023
Filing DateJuly 12, 2023
Accession Number0001984528-23-000002
Total Offering Amount$2,330,000
Total Amount Sold—
Amount Remaining$2,330,000
Total Investors9
Non-Accredited InvestorsNone
Minimum Investment$0 (no stated minimum)
Offering DurationOne year or less
Net Asset Value RangeDecline to Disclose
State (Issuer Address)MA
Amendment CountOriginal filing only

Filings on Record

Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.

In the Terminal

Filing events

0

none on file

Critical / warning

0 / 0

0 watch · 0 info

Statements extracted

0

none on file

NAV prints

0

none on file

Offering chains

1

lapsed

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Fund family Part of the BayBoston Capital Fund III Fixed Income family: 2 vehicles across 2 generations · adviser of record Bayboston Managers LLC · full family and the filing behind each link in the terminal

Investor

  • The full fund family and any related vehicles (parallel, feeder, successor, sibling series) with the filing that shows each link
  • 1 offering timeline: velocity, share raised, first-sale lag, stalled flags

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Adviser of Record (Form ADV)

Bayboston Managers LLC

CRD 177520 · exempt reporting adviser · lists this fund on Schedule D 7.B.(1) as a private equity fund

From the adviser's Form ADV as loaded from the SEC bulk data, joined on this issuer's Form D file number. Fund-level figures and the adviser's full fund roster are in the terminal.

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

Andres Saldana

Executive Officer · Newton Center, MA

General Counsel

Questions About BayBoston Capital Fund III LLC - Fixed Income Series III

Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.

What is BayBoston Capital Fund III LLC - Fixed Income Series III?

BayBoston Capital Fund III LLC - Fixed Income Series III is a Delaware limited liability company that filed a Form D with the SEC on July 12, 2023 as a other investment fund. The filing claims Section 3(c), Section 3(c)(7) for an offering of pooled investment fund interests.

Is BayBoston Capital Fund III LLC - Fixed Income Series III legit?

AltStreet does not rate legitimacy; it reports the public record. BayBoston Capital Fund III LLC - Fixed Income Series III filed a Form D with the SEC on July 12, 2023 claiming Section 3(c), Section 3(c)(7). A Form D is a notice of an exempt offering, not a review or approval of it. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Is BayBoston Capital Fund III LLC - Fixed Income Series III registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that BayBoston Capital Fund III LLC - Fixed Income Series III claimed Section 3(c), Section 3(c)(7) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

How much has BayBoston Capital Fund III LLC - Fixed Income Series III raised?

BayBoston Capital Fund III LLC - Fixed Income Series III reported no amount sold as of the Form D filed July 12, 2023. The total offering amount is $2,330,000.

Who can invest in BayBoston Capital Fund III LLC - Fixed Income Series III?

Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated.

What is the minimum investment in BayBoston Capital Fund III LLC - Fixed Income Series III?

The Form D lists the minimum investment as $0, which means the issuer did not state a minimum on the form. The offering documents, not the Form D, set the actual subscription terms.

Who is selling BayBoston Capital Fund III LLC - Fixed Income Series III and how are they paid?

The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly.

Who is behind BayBoston Capital Fund III LLC - Fixed Income Series III?

The Form D lists 1 related person: Andres Saldana, executive officer (General Counsel). Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.

Where is BayBoston Capital Fund III LLC - Fixed Income Series III located?

The issuer's address on its SEC filings is 1280 Centre Street, Suite 2, Newton Center, MA 02459. Its phone number of record is 617-607-4604. It is organized under the laws of Delaware.

How long is the BayBoston Capital Fund III LLC - Fixed Income Series III offering open?

The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open, and no amendment is on record yet.

How large is BayBoston Capital Fund III LLC - Fixed Income Series III?

The issuer declined to disclose its net asset value range on the Form D, which the form permits.

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.