SEC filing record
Primary Source · SEC.gov

Vintage IX Secondaries Access (iCapital) LP

Fund Vehicle2023 vintage506(b), 3(c)

Raised

$186M

Investors

419

Min Invest

None stated

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AltStreet Analysis

·

Generated from EDGAR primary sources

Vintage IX Secondaries Access (iCapital) LP is a Delaware pooled investment fund that has raised $186.2M from 419 investors under Rule 506(b) and Section 3(c) exemptions. Filed as an amendment on 2023-07-25 by iCapital PE GP, LLC with Michael Stanton as executive officer, the filing does not disclose first sale date or minimum investment amount.

This secondaries-focused pooled fund operates under the standard institutional 506(b) exemption, typical for private funds targeting accredited and qualified purchasers. The absence of disclosed minimum investment and first sale date is consistent with large institutional vehicles where capital formation details are governed by subscription documents rather than public filings.

Data Flags

investor_count419 investors contributing an average of ~$444K each represents a relatively granular investor base for a $186M secondaries fund, suggesting a platform distribution model or retail-accessible structure

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001933789
Entity NameVintage IX Secondaries Access (iCapital) LP
ExemptionRule 506(b), Section 3(c), Section 3(c)(7)
What the exemption meansRule 506(b) of Regulation D: securities may be sold to an unlimited number of accredited investors and up to 35 non-accredited investors who meet the rule's sophistication standard, without general solicitation or advertising. Section 3(c) of the Investment Company Act of 1940: the issuer is a pooled investment vehicle relying on an exclusion from registration as an investment company. Section 3(c)(7) of the Investment Company Act: the fund is excluded from investment-company registration because every investor is a qualified purchaser, generally an individual with at least $5 million in investments or an institution with at least $25 million.
Entity TypeLimited Partnership
Jurisdiction of OrganizationDelaware
Issuer AddressC/O Icapital Pe Gp, LLC, 60 East 42nd Street, 26th Floor, New York, NY 10165
Phone(212) 994-7400
Industry / Fund TypePooled Investment Fund · Private Equity Fund
Investment Company ActExcluded under Section 3(c)(7) (qualified purchasers only)
Securities TypeEquity, Pooled Investment Fund
First Sale Date—
Filing DateJuly 25, 2023
Accession Number0000897069-23-001010
Total Offering AmountIndefinite
Total Amount Sold$186,150,000
Total Investors419
Non-Accredited InvestorsNone
Minimum Investment$0 (no stated minimum)
Offering DurationOne year or less
Revenue RangeDecline to Disclose
State (Issuer Address)NY
Amendment Count1 amendments filed

Filings on Record

Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.

AltStreet Coverage

Original reporting from AltStreet's daily EDGAR monitoring covering iCapital and its filings.

Two iCapital HedgePremier/Millennium Feeders' Combined Reported Amount Sold More Than Doubled, From $712 Million to $1.44 Billion

The two vehicles' combined reported amount sold more than doubled, from $712 million to $1.44 billion, between their Form D amendments of November 6, 2025 and November 4, 2026. HedgePremier/Millennium USA III LP reported $845.7 million sold to 2,452 investors and HedgePremier/Millennium International II Ltd. $595.9 million to 1,680. The combined figures are AltStreet's addition across two notices; investor counts are per notice.

Platform coverage · Nov 2026

Blue Owl Net Lease Trust Form D/A: Investors and Dollars Sold Both Rise 46% in a Year to $9.2 Billion

A Form D/A filed August 27 puts Blue Owl Real Estate Net Lease Trust at 44,524 investors and $9.2 billion sold since inception, both up about 46% from the amendment filed a year earlier, as its September closing added $178.6 million and the $2.45 billion Sila Realty Trust take-private closed on credit-facility borrowings.

Platform coverage · Sep 2026

What Is a Form D Amendment? KKR Infrastructure V's D/A Tops $17 Billion

A Form D amendment updates an existing exempt-offering notice rather than announcing a new raise, and a 2026 filing from a KKR infrastructure fund shows exactly how that distinction plays out in the numbers.

Platform coverage · Sep 2026

iCapital-PEG Evergreen PE Offshore Fund Reports $414M Raised, Up 113% in One Year

A Form D/A filed July 20, 2026 shows total offering proceeds for the iCapital-managed Cayman segregated portfolio company more than doubled versus the prior annual amendment, with investor headcount rising 37% to 224.

Platform coverage · Aug 2026

From 49 to 92 Investors in a Year: A 1972-Vintage Quant Shop Is Quietly Winning the Wealth Channel

The annual Form D amendment iCapital filed August 19 for its Campbell Absolute Return feeder is the kind of document nobody reads — except this one measured something: an 88% jump in investors and $12 million of new capital in twelve months, the largest single-year move AltStreet has recorded for the entity, and a direct reading on how wealth advisers are buying systematic absolute return.

Platform coverage · Aug 2026

All AltStreet news

Capital Raise Timeline

2 Form D filings from Jun 17, 2022 to Jul 25, 2023, the latest a D/A.

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In the Terminal

Filing events

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Statements extracted

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none on file

NAV prints

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none on file

Offering chains

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lapsed

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Fund family Part of the Vintage Secondaries family: 3 vehicles across 2 generations · adviser of record Icapital Advisors, LLC · full family and the filing behind each link in the terminal

Investor

  • The full fund family and any related vehicles (parallel, feeder, successor, sibling series) with the filing that shows each link
  • The dated record: 14 facts with source, effective date and capture date, viewable as AltStreet knew them on any past day
  • 1 offering timeline: velocity, share raised, first-sale lag, stalled flags

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Adviser of Record (Form ADV)

Icapital Advisors, LLC

CRD 177513 · SEC-registered adviser · lists this fund on Schedule D 7.B.(1) as a other private fund

Auditor named on Form ADV: Kpmg LLP · PCAOB-registered per the adviser

From the adviser's Form ADV as loaded from the SEC bulk data, joined on this issuer's Form D file number. Fund-level figures and the adviser's full fund roster are in the terminal.

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

Item 3 changed on the Form D filed 2023-07-25: 1 related person added and 1 removed against the filing of 2022-06-17; 2 now listed. The names are in the Terminal feed.

-- iCapital PE GP, LLC

Promoter · New York, NY

Michael Stanton

Executive Officer · New York, NY

Questions About Vintage IX Secondaries Access (iCapital) LP

Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.

What is Vintage IX Secondaries Access (iCapital) LP?

Vintage IX Secondaries Access (iCapital) LP is a Delaware limited partnership that filed a Form D with the SEC on July 25, 2023 as a private equity fund. The filing claims Rule 506(b), Section 3(c), Section 3(c)(7) for an offering of equity and pooled investment fund interests. AltStreet links the issuer to iCapital.

Is Vintage IX Secondaries Access (iCapital) LP legit?

AltStreet does not rate legitimacy; it reports the public record. Vintage IX Secondaries Access (iCapital) LP filed a Form D with the SEC on July 25, 2023 claiming Rule 506(b), Section 3(c), Section 3(c)(7). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $186,150,000 sold to 419 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. The issuer is linked to iCapital, which AltStreet has reviewed. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Is Vintage IX Secondaries Access (iCapital) LP registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Vintage IX Secondaries Access (iCapital) LP claimed Rule 506(b), Section 3(c), Section 3(c)(7) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

How much has Vintage IX Secondaries Access (iCapital) LP raised?

Vintage IX Secondaries Access (iCapital) LP reported $186,150,000 sold from 419 investors in an offering of indefinite size as of the Form D filed July 25, 2023.

Who can invest in Vintage IX Secondaries Access (iCapital) LP?

The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated.

What is the minimum investment in Vintage IX Secondaries Access (iCapital) LP?

The Form D lists the minimum investment as $0, which means the issuer did not state a minimum on the form. The offering documents, not the Form D, set the actual subscription terms.

Who is selling Vintage IX Secondaries Access (iCapital) LP and how are they paid?

The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly.

Who is behind Vintage IX Secondaries Access (iCapital) LP?

The Form D lists 2 related persons: iCapital PE GP, LLC, promoter (General Partner of the Issuer); Michael Stanton, executive officer (Authorized Signatory of the General Partner). Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.

Where is Vintage IX Secondaries Access (iCapital) LP located?

The issuer's address on its SEC filings is C/O Icapital Pe Gp, LLC, 60 East 42nd Street, 26th Floor, New York, NY 10165. Its phone number of record is (212) 994-7400. It is organized under the laws of Delaware.

How long is the Vintage IX Secondaries Access (iCapital) LP offering open?

The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open; 1 amendment is on record for this CIK.

How large is Vintage IX Secondaries Access (iCapital) LP?

The issuer declined to disclose its revenue range on the Form D, which the form permits.

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.