Get premium alternative investment insights

Get the Briefing
AltStreet
EDGAR Verified
Primary Source · SEC.gov

EquityZen Thematic Fund LLC - Most Requested Series 4

CIK 0001963658Single-Deal SPV2023 vintage506(b), 3(c)(1)
EquityZenFull Review

Raised

$1M

Investors

58

Min Invest

$15,101

AltStreet Analysis

·

Generated from EDGAR primary sources

EquityZen Thematic Fund LLC - Most Requested Series 4 is a Delaware pooled investment fund managed by EquityZen Advisors and Philip Haslett, raising $1.5M from 58 investors under Rule 506(b) and 3(c)(1) exemptions with a $15K minimum investment. This amended filing is part of the EquityZen platform, which operates approximately 150 related EDGAR entities focused on private equity investments.

This vehicle represents a typical EquityZen SPV structure with a relatively low $15K minimum investment and sub-$30K average check size ($25.9K), consistent with the platform's retail-accessible approach to private equity secondaries. The 506(b) exemption and 3(c)(1) structure are standard for private equity pooled investment funds with fewer than 100 beneficial owners.

Data Flags

investor_count_relative_to_raise58 investors contributing $1.5M results in an average check size of approximately $25.9K, just above the $15K minimum, indicating highly concentrated investment at or near the minimum threshold
first_sale_dateFirst sale date not disclosed in this amended filing, preventing verification of filing timeline compliance or vintage year determination
generalAmendment filed with no specific changes noted; likely an annual update or investor count correction rather than material terms modification

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001963658
Entity NameEquityZen Thematic Fund LLC - Most Requested Series 4
Exemption506(b), 3(c)(1)
First Sale Date—
Filing DateJuly 6, 2023
Accession Number0001963658-23-000003
Total Amount Sold$1M
Total Investors58
Minimum Investment$15,101
Securities TypeEquity, Pooled Investment Fund
State of IncorporationNot specified
Amendment CountOriginal filing only

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

EquityZen Advisors LLC

Executive Officer, Director · New York, NY

Philip Haslett

Executive Officer, Director · New York, NY

Is this your offering?

Claim this profile to add contact information, team members, LinkedIn profiles, fund history, and additional financial data. EDGAR-sourced data and AltStreet analysis cannot be edited, but corrections can be requested for verifiable inaccuracies.

Claim Profile — FreeGet Verified — $2,400/yr

Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. AltStreet analysis (summaries, flags, category context) is generated by Claude from this primary source data and reviewed for accuracy. Platform-provided information (if present) is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. EDGAR data is verified read-only — platforms may request factual corrections for demonstrable inaccuracies by contacting research@altstreet.investments. This page does not constitute investment advice.