PNC NMTC Fund 3, LLC
Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.
Raised
$181M
Investors
2
Min Invest
$26,940,083
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What this filing shows
·Every sentence is a value as filed on SEC Form D
PNC NMTC Fund 3, LLC is a Delaware limited liability company that filed a Form D with the SEC on September 27, 2023 in the Other Real Estate industry group. The offering claims Rule 506(b) and covers equity. PNC NMTC Fund 3, LLC reported $181,122,383 sold from 2 investors of a $181,122,383 total offering as of the Form D filed September 27, 2023. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $26,940,083. The Form D names PNC Capital Markets, LLC (CRD 15647), associated with None as the recipient of sales compensation soliciting in all states. The issuer's address of record is 121 S.W. Morrison Street, Suite 1300, Portland, OR 97204.
EDGAR Filing Data
Form D — Primary Source
View on SEC.govFilings on Record
Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.
In the Terminal
Filing events
0
none on file
Critical / warning
0 / 0
0 watch · 0 info
Statements extracted
0
none on file
NAV prints
0
none on file
Offering chains
1
closed
Fund family Part of the PNC NMTC Fund family: 6 vehicles across 6 generations · adviser of record Pnc Real Estate · full family and the filing behind each link in the terminal
Investor
- The full fund family and any related vehicles (parallel, feeder, successor, sibling series) with the filing that shows each link
- 1 offering timeline: velocity, share raised, first-sale lag, stalled flags
Pro
- This issuer against its cohort: rank by velocity and share raised among offerings filed the same quarter
- The same events, statements and NAV moves across every issuer, screenable, with unlimited watches and CSV
Counts and dates above are the free record. The values, the series and the comparisons are the seat. Loading your view…
Adviser of Record (Form ADV)
CRD 172753 · SEC-registered adviser · lists this fund on Schedule D 7.B.(1) as a private equity fund
Auditor named on Form ADV: CohnReznick LLP · PCAOB-registered per the adviser
From the adviser's Form ADV as loaded from the SEC bulk data, joined on this issuer's Form D file number. Fund-level figures and the adviser's full fund roster are in the terminal.
Related Persons (Form D)
Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.
PNC NMTC Fund 3 MM, LLC
Promoter · Portland, OR
PNC NMTC Fund 3 MM, LLC is the manager of the issuer.
PNC Bank, National Association
Promoter · Portland, OR
PNC Bank, National Association is an affiliate of the issuer.
Michael Thomas
Executive Officer · Portland, OR
Michael Thomas is a manager of the manager of the issuer.
Todd Crow
Executive Officer · Portland, OR
Todd Crow is the president and a manager of the manager of the issuer.
Wendy Bade
Executive Officer · Portland, OR
Wendy Bade is the treasurer and a senior vice president of the manager of the issuer.
David Gibson
Executive Officer · Portland, OR
David Gibson is a senior vice president of the manager of the issuer.
Annika Holte
Executive Officer · Portland, OR
Annika Holte is a senior vice president of the manager of the issuer.
Kristin Klingenberg
Executive Officer · Portland, OR
Kristin Klingenberg is a senior vice president of the manager of the issuer.
Daniel Moss
Executive Officer · Portland, OR
Daniel Moss is a senior vice president of the manager of the issuer.
Megan Ryan
Executive Officer · Portland, OR
Megan Ryan is a senior vice president of the manager of the issuer.
Sarah Baker
Executive Officer · Portland, OR
Sarah Baker is a senior vice president of the manager of the issuer.
Kyle Cox
Executive Officer · Portland, OR
Kyle Cox is a senior vice president of the manager of the issuer.
Joy O'Brien
Executive Officer · Portland, OR
Joy O'Brien is the secretary of the manager of the issuer.
Blair Miicke
Executive Officer · Portland, OR
Blair Miicke is an assistant secretary of the manager of the issuer.
Kristin Biehl
Executive Officer · Portland, OR
Kristin Biehl is an assistant secretary of the manager of the issuer.
Placement Agents and Sales Compensation (Form D)
Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.
PNC Capital Markets, LLCCRD 15647 on BrokerCheck
Associated broker-dealer: None · Pittsburgh, PA · Soliciting in all states
Questions About PNC NMTC Fund 3, LLC
Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.
What is PNC NMTC Fund 3, LLC?
PNC NMTC Fund 3, LLC is a Delaware limited liability company that filed a Form D with the SEC on September 27, 2023 in the Other Real Estate industry group. The filing claims Rule 506(b) for an offering of equity.
Is PNC NMTC Fund 3, LLC legit?
AltStreet does not rate legitimacy; it reports the public record. PNC NMTC Fund 3, LLC filed a Form D with the SEC on September 27, 2023 claiming Rule 506(b). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $181,122,383 sold to 2 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.
Is PNC NMTC Fund 3, LLC registered with or approved by the SEC?
No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that PNC NMTC Fund 3, LLC claimed Rule 506(b) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.
How much has PNC NMTC Fund 3, LLC raised?
PNC NMTC Fund 3, LLC reported $181,122,383 sold from 2 investors of a $181,122,383 total offering as of the Form D filed September 27, 2023.
Who can invest in PNC NMTC Fund 3, LLC?
The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $26,940,083.
What is the minimum investment in PNC NMTC Fund 3, LLC?
The Form D lists $26,940,083 as the minimum investment accepted from any outside investor as of September 27, 2023. Issuers can waive their own minimums, and the figure does not include fees.
Who is selling PNC NMTC Fund 3, LLC and how are they paid?
The Form D names PNC Capital Markets, LLC (CRD 15647), associated with None as the recipient of sales compensation soliciting in all states.
Who is behind PNC NMTC Fund 3, LLC?
The Form D lists 15 related persons: PNC NMTC Fund 3 MM, LLC, promoter (PNC NMTC Fund 3 MM, LLC is the manager of the issuer); PNC Bank, National Association, promoter (PNC Bank, National Association is an affiliate of the issuer); Michael Thomas, executive officer (Michael Thomas is a manager of the manager of the issuer); Todd Crow, executive officer (Todd Crow is the president and a manager of the manager of the issuer); Wendy Bade, executive officer (Wendy Bade is the treasurer and a senior vice president of the manager of the issuer); David Gibson, executive officer (David Gibson is a senior vice president of the manager of the issuer); Annika Holte, executive officer (Annika Holte is a senior vice president of the manager of the issuer); Kristin Klingenberg, executive officer (Kristin Klingenberg is a senior vice president of the manager of the issuer), and 7 more. Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.
Where is PNC NMTC Fund 3, LLC located?
The issuer's address on its SEC filings is 121 S.W. Morrison Street, Suite 1300, Portland, OR 97204. Its phone number of record is 503-432-5857. It is organized under the laws of Delaware.
How long is the PNC NMTC Fund 3, LLC offering open?
The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open, and no amendment is on record yet.
What is PNC NMTC Fund 3, LLC's revenue?
The issuer declined to disclose its revenue range on the Form D, which the form permits.
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Data Methodology
Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.