Aegis Special Situations QP Fund, LLC - Series Medtech XIII
Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.
Raised
$3M
Investors
35
Min Invest
None stated
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What this filing shows
·Every sentence is a value as filed on SEC Form D
Aegis Special Situations QP Fund, LLC - Series Medtech XIII is a Delaware entity that first filed a Form D on October 13, 2023 and most recently amended it on November 3, 2023, describing itself as a private equity fund. The offering claims Rule 506(b), Section 3(c), Section 3(c)(7) and covers equity and pooled investment fund interests. Aegis Special Situations QP Fund, LLC - Series Medtech XIII reported $2,583,750 sold from 35 investors of a $11,000,000 total offering as of the Form D filed November 3, 2023. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated. The Form D names Aegis Capital Corp. (CRD 15007), associated with None as the recipient of sales compensation soliciting in all states. The issuer's address of record is 1345 Avenue of the Americas, New York, NY 10105.
EDGAR Filing Data
Form D — Primary Source
View on SEC.govFilings on Record
Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.
In the Terminal
Filing events
0
none on file
Critical / warning
0 / 0
0 watch · 0 info
Statements extracted
0
none on file
NAV prints
0
none on file
Offering chains
1
lapsed
Fund family Part of the Aegis Special Situations QP Fund Series Medtech family: 4 vehicles across 4 generations · adviser of record Aegis Capital Corp. · full family and the filing behind each link in the terminal
Investor
- The full fund family and any related vehicles (parallel, feeder, successor, sibling series) with the filing that shows each link
- 1 offering timeline: velocity, share raised, first-sale lag, stalled flags
Pro
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Adviser of Record (Form ADV)
CRD 15007 · SEC-registered adviser · lists this fund on Schedule D 7.B.(1) as a private equity fund
Auditor named on Form ADV: Citrin Cooperman & Company, LLP · PCAOB-registered per the adviser
From the adviser's Form ADV as loaded from the SEC bulk data, joined on this issuer's Form D file number. Fund-level figures and the adviser's full fund roster are in the terminal.
Related Persons (Form D)
Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.
Aegis Capital Holding Corp.
Director · New York, NY
Aegis Special Situations Management LLC
Director · New York, NY
Placement Agents and Sales Compensation (Form D)
Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.
Aegis Capital Corp.CRD 15007 on BrokerCheck
Associated broker-dealer: None · New York, NY · Soliciting in all states
Questions About Aegis Special Situations QP Fund, LLC - Series Medtech XIII
Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.
What is Aegis Special Situations QP Fund, LLC - Series Medtech XIII?
Aegis Special Situations QP Fund, LLC - Series Medtech XIII is a Delaware entity that filed a Form D with the SEC on November 3, 2023 as a private equity fund. The filing claims Rule 506(b), Section 3(c), Section 3(c)(7) for an offering of equity and pooled investment fund interests.
Is Aegis Special Situations QP Fund, LLC - Series Medtech XIII legit?
AltStreet does not rate legitimacy; it reports the public record. Aegis Special Situations QP Fund, LLC - Series Medtech XIII filed a Form D with the SEC on November 3, 2023 claiming Rule 506(b), Section 3(c), Section 3(c)(7). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $2,583,750 sold to 35 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.
Is Aegis Special Situations QP Fund, LLC - Series Medtech XIII registered with or approved by the SEC?
No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Aegis Special Situations QP Fund, LLC - Series Medtech XIII claimed Rule 506(b), Section 3(c), Section 3(c)(7) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.
How much has Aegis Special Situations QP Fund, LLC - Series Medtech XIII raised?
Aegis Special Situations QP Fund, LLC - Series Medtech XIII reported $2,583,750 sold from 35 investors of a $11,000,000 total offering as of the Form D filed November 3, 2023.
Who can invest in Aegis Special Situations QP Fund, LLC - Series Medtech XIII?
The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated.
What is the minimum investment in Aegis Special Situations QP Fund, LLC - Series Medtech XIII?
The Form D lists the minimum investment as $0, which means the issuer did not state a minimum on the form. The offering documents, not the Form D, set the actual subscription terms.
Who is selling Aegis Special Situations QP Fund, LLC - Series Medtech XIII and how are they paid?
The Form D names Aegis Capital Corp. (CRD 15007), associated with None as the recipient of sales compensation soliciting in all states.
Who is behind Aegis Special Situations QP Fund, LLC - Series Medtech XIII?
The Form D lists 2 related persons: Aegis Capital Holding Corp., director; Aegis Special Situations Management LLC, director. Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.
Where is Aegis Special Situations QP Fund, LLC - Series Medtech XIII located?
The issuer's address on its SEC filings is 1345 Avenue of the Americas, New York, NY 10105. Its phone number of record is (317) 561-9811. It is organized under the laws of Delaware.
How long is the Aegis Special Situations QP Fund, LLC - Series Medtech XIII offering open?
The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open; 1 amendment is on record for this CIK.
How large is Aegis Special Situations QP Fund, LLC - Series Medtech XIII?
The issuer declined to disclose its revenue range on the Form D, which the form permits.
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Data Methodology
Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.