SEC filing record
Primary Source · SEC.gov

Fort Washington Private Equity Opportunities Fund V-B, L.P.

Fund Vehicle2023 vintageRule 506(b), Section 3(c), Section 3(c)(1), Section 3(c)(7)Filing record

Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.

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Every sentence is a value as filed on SEC Form D

Fort Washington Private Equity Opportunities Fund V-B, L.P. is a Delaware limited partnership that filed a Form D with the SEC on November 14, 2023, describing itself as a private equity fund. The offering claims Rule 506(b), Section 3(c), Section 3(c)(1), Section 3(c)(7) and covers equity and pooled investment fund interests. Fort Washington Private Equity Opportunities Fund V-B, L.P. reported that the first sale had not yet occurred as of the Form D filed November 14, 2023, so no amount sold or investor count is on file. The total offering amount is listed as indefinite. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing checks both Section 3(c)(1), which caps the fund at 100 beneficial owners, and Section 3(c)(7), which requires every investor to be a qualified purchaser, generally an individual with at least $5 million in investments. A fund normally relies on one or the other. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated. The Form D names Martin Wesley Flesher (CRD 2344120), associated with Touchstone Securities, Inc.; Barry Douglas Pvlo (CRD 5119649), associated with Touchstone Securities, Inc.; Jon Don Cole (CRD 4071858), associated with Touchstone Securities, Inc.; Touchstone Securities, Inc. (CRD 1526) and 3 others as recipients of sales compensation soliciting in all states. The issuer's address of record is 303 Broadway, Suite 1200, Cincinnati, OH 45202.

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0002000181
Entity NameFort Washington Private Equity Opportunities Fund V-B, L.P.
ExemptionRule 506(b), Section 3(c), Section 3(c)(1), Section 3(c)(7)
What the exemption meansRule 506(b) of Regulation D: securities may be sold to an unlimited number of accredited investors and up to 35 non-accredited investors who meet the rule's sophistication standard, without general solicitation or advertising. Section 3(c) of the Investment Company Act of 1940: the issuer is a pooled investment vehicle relying on an exclusion from registration as an investment company. Section 3(c)(1) of the Investment Company Act: the fund is excluded from investment-company registration because it has no more than 100 beneficial owners. Section 3(c)(7) of the Investment Company Act: the fund is excluded from investment-company registration because every investor is a qualified purchaser, generally an individual with at least $5 million in investments or an institution with at least $25 million.
Entity TypeLimited Partnership
Jurisdiction of OrganizationDelaware
Issuer Address303 Broadway, Suite 1200, Cincinnati, OH 45202
Phone(513) 361-7652
Industry / Fund TypePooled Investment Fund · Private Equity Fund
Investment Company ActExcluded under Section 3(c)(1) (100 beneficial owners or fewer) and Section 3(c)(7) (qualified purchasers only) (both boxes checked on the filing)
Securities TypeEquity, Pooled investment fund interests
First Sale DateNot yet occurred (as filed)
Filing DateNovember 14, 2023
Accession Number0002000180-23-000002
Total Offering AmountIndefinite
Total Amount Sold$0 (no sales yet)
Total Investors0 (no sales yet)
Non-Accredited InvestorsNone
Minimum Investment$0 (no stated minimum)
Offering DurationIntended to last more than one year
Revenue RangeDecline to Disclose
State (Issuer Address)OH
Amendment CountOriginal filing only

Filings on Record

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In the Terminal

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Statements extracted

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NAV prints

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none on file

Offering chains

1

pre_sale

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Fund family Part of the Fort Washington Private Equity Opportunities Fund family: 6 vehicles across 2 generations · adviser of record Fort Washington Investment Advisors INC · full family and the filing behind each link in the terminal

Investor

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Adviser of Record (Form ADV)

Fort Washington Investment Advisors INC

CRD 107126 · SEC-registered adviser · lists this fund on Schedule D 7.B.(1) as a private equity fund

Auditor named on Form ADV: Ernst & Young LLP · PCAOB-registered per the adviser

From the adviser's Form ADV as loaded from the SEC bulk data, joined on this issuer's Form D file number. Fund-level figures and the adviser's full fund roster are in the terminal.

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

Maribeth Rahe

Executive Officer · Cincinnati, OH

Executive officer of Fort Washington Investment Advisors, Inc., the sole member of the Issuer's General Partner.

Stephen Baker

Executive Officer · Cincinnati, OH

Executive officer of Fort Washington Investment Advisors, Inc., the sole member of the Issuer's General Partner.

Placement Agents and Sales Compensation (Form D)

Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.

Martin Wesley FlesherCRD 2344120 on BrokerCheck

Associated broker-dealer: Touchstone Securities, Inc. (CRD 1526) · Cincinnati, OH · Soliciting in all states

Barry Douglas PvloCRD 5119649 on BrokerCheck

Associated broker-dealer: Touchstone Securities, Inc. (CRD 1526) · Cincinnati, OH · Soliciting in all states

Jon Don ColeCRD 4071858 on BrokerCheck

Associated broker-dealer: Touchstone Securities, Inc. (CRD 1526) · Cincinnati, OH · Soliciting in all states

Touchstone Securities, Inc.CRD 1526 on BrokerCheck

Cincinnati, OH · Soliciting in all states

Jeff PettifordCRD 3225642 on BrokerCheck

Associated broker-dealer: Touchstone Securities, Inc. (CRD 1526) · Cincinnati, OH · Soliciting in all states

Nicholas Paul RiordanCRD 7255522 on BrokerCheck

Associated broker-dealer: Touchstone Securities, Inc. (CRD 1526) · Cincinnati, OH · Soliciting in all states

John F. (Jack) O'ConnorCRD 4280389 on BrokerCheck

Associated broker-dealer: Touchstone Securities, Inc. (CRD 1526) · Cincinnati, OH · Soliciting in all states

Questions About Fort Washington Private Equity Opportunities Fund V-B, L.P.

Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.

What is Fort Washington Private Equity Opportunities Fund V-B, L.P.?

Fort Washington Private Equity Opportunities Fund V-B, L.P. is a Delaware limited partnership that filed a Form D with the SEC on November 14, 2023 as a private equity fund. The filing claims Rule 506(b), Section 3(c), Section 3(c)(1), Section 3(c)(7) for an offering of equity and pooled investment fund interests.

Is Fort Washington Private Equity Opportunities Fund V-B, L.P. legit?

AltStreet does not rate legitimacy; it reports the public record. Fort Washington Private Equity Opportunities Fund V-B, L.P. filed a Form D with the SEC on November 14, 2023 claiming Rule 506(b), Section 3(c), Section 3(c)(1), Section 3(c)(7). A Form D is a notice of an exempt offering, not a review or approval of it. No sales had been reported as of that notice. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Is Fort Washington Private Equity Opportunities Fund V-B, L.P. registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Fort Washington Private Equity Opportunities Fund V-B, L.P. claimed Rule 506(b), Section 3(c), Section 3(c)(1), Section 3(c)(7) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

How much has Fort Washington Private Equity Opportunities Fund V-B, L.P. raised?

Fort Washington Private Equity Opportunities Fund V-B, L.P. reported that the first sale had not yet occurred as of the Form D filed November 14, 2023, so no amount sold or investor count is on file. The total offering amount is listed as indefinite.

Who can invest in Fort Washington Private Equity Opportunities Fund V-B, L.P.?

The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing checks both Section 3(c)(1), which caps the fund at 100 beneficial owners, and Section 3(c)(7), which requires every investor to be a qualified purchaser, generally an individual with at least $5 million in investments. A fund normally relies on one or the other. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated.

What is the minimum investment in Fort Washington Private Equity Opportunities Fund V-B, L.P.?

The Form D lists the minimum investment as $0, which means the issuer did not state a minimum on the form. The offering documents, not the Form D, set the actual subscription terms.

Who is selling Fort Washington Private Equity Opportunities Fund V-B, L.P. and how are they paid?

The Form D names Martin Wesley Flesher (CRD 2344120), associated with Touchstone Securities, Inc.; Barry Douglas Pvlo (CRD 5119649), associated with Touchstone Securities, Inc.; Jon Don Cole (CRD 4071858), associated with Touchstone Securities, Inc.; Touchstone Securities, Inc. (CRD 1526) and 3 others as recipients of sales compensation soliciting in all states.

Who is behind Fort Washington Private Equity Opportunities Fund V-B, L.P.?

The Form D lists 2 related persons: Maribeth Rahe, executive officer (Executive officer of Fort Washington Investment Advisors, Inc., the sole member of the Issuer's General Partner); Stephen Baker, executive officer (Executive officer of Fort Washington Investment Advisors, Inc., the sole member of the Issuer's General Partner). Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.

Where is Fort Washington Private Equity Opportunities Fund V-B, L.P. located?

The issuer's address on its SEC filings is 303 Broadway, Suite 1200, Cincinnati, OH 45202. Its phone number of record is 513-361-7652. It is organized under the laws of Delaware.

How long is the Fort Washington Private Equity Opportunities Fund V-B, L.P. offering open?

The issuer indicated that the offering is intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open, and no amendment is on record yet.

How large is Fort Washington Private Equity Opportunities Fund V-B, L.P.?

The issuer declined to disclose its revenue range on the Form D, which the form permits.

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.