North Country Opportunity Zone Fund IV, L.P.
Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.
Raised
$3M
Investors
1
Min Invest
$250,000
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What this filing shows
·Every sentence is a value as filed on SEC Form D
North Country Opportunity Zone Fund IV, L.P. is a Delaware limited partnership that filed a Form D with the SEC on February 10, 2025, describing itself as a other investment fund. The offering claims Rule 506(c) and covers equity and pooled investment fund interests. North Country Opportunity Zone Fund IV, L.P. reported $2,500,000 sold from 1 investor of a $25,000,000 total offering as of the Form D filed February 10, 2025. The offering relies on Rule 506(c), so the issuer may advertise it but may sell only to investors it has verified as accredited. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $250,000. The Form D names Patrick Capital Markets, LLC (CRD 16518), associated with None as the recipient of sales compensation soliciting in CA. Sales commissions are reported as $47,500 and finders' fees as $140,000. Form D allows these to be estimates. The issuer's address of record is 10 Fawcett Street, 3rd Floor, Cambridge, MA 02138.
Critical Disclosures
What the filings and the regulators have said about this entity that a reader should know first. Each line links to its source. The history, the same event across other issuers, and alerts are in the terminal.
Reporting lapsed · Form D · last filing February 10, 2025
Offering declared to continue beyond a year; annual amendment 13+ months overdue An issuer that stops filing is the case the going-concern flag cannot catch: the report that would have carried it was never filed.
EDGAR Filing Data
Form D — Primary Source
View on SEC.govFilings on Record
Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.
In the Terminal
Filing events
1
latest Feb 10, 2025
Critical / warning
0 / 0
0 watch · 1 info
Statements extracted
0
none on file
NAV prints
0
none on file
Offering chains
1
dark
Latest event New filer · Feb 10, 2025
SEC.govFund family Part of the North Country Opportunity Zone Fund family: 2 vehicles across 2 generations · full family and the filing behind each link in the terminal
Investor
- The full fund family and any related vehicles (parallel, feeder, successor, sibling series) with the filing that shows each link
- 1 filing event with values and deltas, latest 2025-02-10, and alerts on the next one
- 1 offering timeline: velocity, share raised, first-sale lag, stalled flags
Pro
- This issuer against its cohort: rank by velocity and share raised among offerings filed the same quarter
- The same events, statements and NAV moves across every issuer, screenable, with unlimited watches and CSV
Counts and dates above are the free record. The values, the series and the comparisons are the seat. Loading your view…
Related Persons (Form D)
Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.
Richard Rosen
Executive Officer · Cambridge, MA
Mr. Rosen is the Chief Executive Officer of the issuer's general partner.
Marguerite A. Piret
Executive Officer · Cambridge, MA
Ms. Piret is the Chief Financial Officer of the issuer's general partner.
Placement Agents and Sales Compensation (Form D)
Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.
Patrick Capital Markets, LLCCRD 16518 on BrokerCheck
Associated broker-dealer: None · St. Louis, MO · Soliciting in CA
Questions About North Country Opportunity Zone Fund IV, L.P.
Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.
What is North Country Opportunity Zone Fund IV, L.P.?
North Country Opportunity Zone Fund IV, L.P. is a Delaware limited partnership that filed a Form D with the SEC on February 10, 2025 as a other investment fund. The filing claims Rule 506(c) for an offering of equity and pooled investment fund interests.
Is North Country Opportunity Zone Fund IV, L.P. legit?
AltStreet does not rate legitimacy; it reports the public record. North Country Opportunity Zone Fund IV, L.P. filed a Form D with the SEC on February 10, 2025 claiming Rule 506(c). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $2,500,000 sold to 1 investor. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.
Is North Country Opportunity Zone Fund IV, L.P. registered with or approved by the SEC?
No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that North Country Opportunity Zone Fund IV, L.P. claimed Rule 506(c) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.
How much has North Country Opportunity Zone Fund IV, L.P. raised?
North Country Opportunity Zone Fund IV, L.P. reported $2,500,000 sold from 1 investor of a $25,000,000 total offering as of the Form D filed February 10, 2025.
Who can invest in North Country Opportunity Zone Fund IV, L.P.?
The offering relies on Rule 506(c), so the issuer may advertise it but may sell only to investors it has verified as accredited. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $250,000.
What is the minimum investment in North Country Opportunity Zone Fund IV, L.P.?
The Form D lists $250,000 as the minimum investment accepted from any outside investor as of February 10, 2025. Issuers can waive their own minimums, and the figure does not include fees.
Who is selling North Country Opportunity Zone Fund IV, L.P. and how are they paid?
The Form D names Patrick Capital Markets, LLC (CRD 16518), associated with None as the recipient of sales compensation soliciting in CA. Sales commissions are reported as $47,500 and finders' fees as $140,000. Form D allows these to be estimates.
Who is behind North Country Opportunity Zone Fund IV, L.P.?
The Form D lists 2 related persons: Richard Rosen, executive officer (Mr. Rosen is the Chief Executive Officer of the issuer's general partner); Marguerite A. Piret, executive officer (Ms. Piret is the Chief Financial Officer of the issuer's general partner). Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.
Where is North Country Opportunity Zone Fund IV, L.P. located?
The issuer's address on its SEC filings is 10 Fawcett Street, 3rd Floor, Cambridge, MA 02138. Its phone number of record is 617-441-9900. It is organized under the laws of Delaware.
How long is the North Country Opportunity Zone Fund IV, L.P. offering open?
The issuer indicated that the offering is intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open, and no amendment is on record yet.
How large is North Country Opportunity Zone Fund IV, L.P.?
The Form D reports an aggregate net asset value range of $5,000,001 - $25,000,000.
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Data Methodology
Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.