Litigation Finance Equity Access Fund LLC
Raised
Pre-open
Investors
—
Min Invest
$100,000
Is this your company or fund? Claim this page free.
AltStreet Analysis
·Generated from EDGAR primary sources
Litigation Finance Equity Access Fund LLC is a Delaware-based pooled investment fund filed under Rule 506(c) exemption on June 3, 2024. The filing is in pre-open status with no capital raised or investor count disclosed; the minimum investment is $100,000. Director Hui Chen is listed as the related person, and the fund operates in the litigation finance sector.
This litigation finance fund uses the 506(c) exemption allowing general solicitation with verification, and sets a $100K minimum entry point, positioning it at the lower-to-mid tier of the litigation finance asset class where institutional offerings often carry $250K–$1M+ minimums. The pre-open disclosure pattern is typical for new fund launches in alternative credit strategies.
Data Flags
EDGAR Filing Data
Form D — Primary Source
View on SEC.govFilings on Record
Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.
In the Terminal
Filing events
1
latest Jun 3, 2024
Critical / warning
0 / 0
0 watch · 1 info
Statements extracted
0
none on file
NAV prints
0
none on file
Offering chains
1
pre_sale
Latest event New filer · Jun 3, 2024
SEC.govInvestor
- 1 filing event with values and deltas, latest 2024-06-03, and alerts on the next one
- 1 offering timeline: velocity, share raised, first-sale lag, stalled flags
Pro
- This issuer against its cohort: rank by velocity and share raised among offerings filed the same quarter
- The same events, statements and NAV moves across every issuer, screenable, with unlimited watches and CSV
Counts and dates above are the free record. The values, the series and the comparisons are the seat. Loading your view…
Related Persons (Form D)
Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.
Hui Chen
Director · New York, NY
Placement Agents and Sales Compensation (Form D)
Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.
Upmarket Securities LLC
Milpitas, CA · Soliciting in AR, AZ, CA, CO, CT, DC, FL, GA, IL, MA, MD, ME, MI, MN, NC, NJ, NM, NV, NY, OH, OR, PA, RI, TN, TX, UT, VA, WA, WI
Questions About Litigation Finance Equity Access Fund LLC
Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.
What is Litigation Finance Equity Access Fund LLC?
Litigation Finance Equity Access Fund LLC is a Delaware limited liability company that filed a Form D with the SEC on June 3, 2024 in the Other industry group. The filing claims Rule 506(c) for an offering of pooled investment fund interests. AltStreet links the issuer to Litigation Finance Equity Access Fund LLC.
Is Litigation Finance Equity Access Fund LLC legit?
AltStreet does not rate legitimacy; it reports the public record. Litigation Finance Equity Access Fund LLC filed a Form D with the SEC on June 3, 2024 claiming Rule 506(c). A Form D is a notice of an exempt offering, not a review or approval of it. No sales had been reported as of that notice. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. The issuer is linked to Litigation Finance Equity Access Fund LLC, which AltStreet has reviewed. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.
Is Litigation Finance Equity Access Fund LLC registered with or approved by the SEC?
No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Litigation Finance Equity Access Fund LLC claimed Rule 506(c) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.
How much has Litigation Finance Equity Access Fund LLC raised?
Litigation Finance Equity Access Fund LLC reported that the first sale had not yet occurred as of the Form D filed June 3, 2024, so no amount sold or investor count is on file. The total offering amount is listed as indefinite.
Who can invest in Litigation Finance Equity Access Fund LLC?
The offering relies on Rule 506(c), so the issuer may advertise it but may sell only to investors it has verified as accredited. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $100,000.
What is the minimum investment in Litigation Finance Equity Access Fund LLC?
The Form D lists $100,000 as the minimum investment accepted from any outside investor as of June 3, 2024. Issuers can waive their own minimums, and the figure does not include fees.
Who is selling Litigation Finance Equity Access Fund LLC and how are they paid?
The Form D names Upmarket Securities LLC as the recipient of sales compensation soliciting in AR, AZ, CA, CO, CT, DC, FL, GA, IL, MA, MD, ME, MI, MN, NC, NJ, NM, NV, NY, OH, OR, PA, RI, TN, TX, UT, VA, WA, WI. Sales commissions are reported as $0 and finders' fees as $0. Form D allows these to be estimates.
Who is behind Litigation Finance Equity Access Fund LLC?
The Form D lists 1 related person: Hui Chen, director. Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.
Where is Litigation Finance Equity Access Fund LLC located?
The issuer's address on its SEC filings is 1250 Broadway, Suite #3610, New York, NY 10001. Its phone number of record is 5162814242. It is organized under the laws of Delaware.
How long is the Litigation Finance Equity Access Fund LLC offering open?
The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open, and no amendment is on record yet.
What is Litigation Finance Equity Access Fund LLC's revenue?
The Form D reports a revenue range of Not Applicable.
Is this your company or fund?
Free claim: add your contact details, website, team and a description to this page. The filed facts stay as filed.
Platform verification: the separate analyst-reviewed program for platforms, with right of reply and a document library.
Data Methodology
Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.