Warwick European Opportunities Fund IV LP
Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.
Raised
$26M
Investors
2
Min Invest
None stated
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What this filing shows
·Every sentence is a value as filed on SEC Form D
Warwick European Opportunities Fund IV LP is a Cayman Islands limited partnership that filed a Form D with the SEC on June 28, 2024, describing itself as a other investment fund. The offering claims Rule 506(b), Section 3(c), Section 3(c)(7) and covers equity and pooled investment fund interests. Warwick European Opportunities Fund IV LP reported $26,157,780 sold from 2 investors of a $432,360,000 total offering as of the Form D filed June 28, 2024. The filing states that the figure is combined across related vehicles, so it is not this entity's figure alone. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated. The Form D names More than five (5) Associated Persons, associated with BA Securities, LLC as the recipient of sales compensation soliciting in NY. Sales commissions are reported as $0 and finders' fees as $0. Form D allows these to be estimates. The issuer's address of record is Mourant Governance Services (Cayman) Ltd, 94 Solaris Ave, Camana Bay, Po Box 1348, Grand Cayman, Cayman Islands KY1-1108.
EDGAR Filing Data
Form D — Primary Source
View on SEC.govFilings on Record
Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.
In the Terminal
Filing events
1
latest Jun 28, 2024
Critical / warning
0 / 0
1 watch · 0 info
Statements extracted
0
none on file
NAV prints
0
none on file
Offering chains
1
lapsed
Latest event New filer · Jun 28, 2024
SEC.govFund family Part of the Warwick European Opportunities Fund family: 4 vehicles across 3 generations · adviser of record Warwick Capital Partners · full family and the filing behind each link in the terminal
Investor
- The full fund family and any related vehicles (parallel, feeder, successor, sibling series) with the filing that shows each link
- 1 filing event with values and deltas, latest 2024-06-28, and alerts on the next one
- 1 offering timeline: velocity, share raised, first-sale lag, stalled flags
Pro
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Related Persons (Form D)
Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.
Warwick Capital Partners LLP
Executive Officer, Promoter · London, X0
Manager of the Issuer
Warwick European Opportunities Fund IV (GP) Limited
Executive Officer, Promoter · Grand Cayman, E9
General Partner of the Issuer
James Cheeseman
Executive Officer · London, X0
Partner & Head of Operations of Manager
Ian Burgess
Executive Officer · London, X0
Managing Partner of Manager
Alfredo Mattera
Executive Officer · London, X0
Managing Partner of Manager
Matthew Hodgson
Executive Officer · London, X0
Partner of Manager
Matthew Coleman
Executive Officer · London, X0
Partner and COO of Manager
Placement Agents and Sales Compensation (Form D)
Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.
More than five (5) Associated Persons
Associated broker-dealer: BA Securities, LLC (CRD 153489) · Conshohocken, PA · Soliciting in NY
Questions About Warwick European Opportunities Fund IV LP
Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.
What is Warwick European Opportunities Fund IV LP?
Warwick European Opportunities Fund IV LP is a Cayman Islands limited partnership that filed a Form D with the SEC on June 28, 2024 as a other investment fund. The filing claims Rule 506(b), Section 3(c), Section 3(c)(7) for an offering of equity and pooled investment fund interests.
Is Warwick European Opportunities Fund IV LP legit?
AltStreet does not rate legitimacy; it reports the public record. Warwick European Opportunities Fund IV LP filed a Form D with the SEC on June 28, 2024 claiming Rule 506(b), Section 3(c), Section 3(c)(7). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $26,157,780 sold to 2 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.
Is Warwick European Opportunities Fund IV LP registered with or approved by the SEC?
No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Warwick European Opportunities Fund IV LP claimed Rule 506(b), Section 3(c), Section 3(c)(7) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.
How much has Warwick European Opportunities Fund IV LP raised?
Warwick European Opportunities Fund IV LP reported $26,157,780 sold from 2 investors of a $432,360,000 total offering as of the Form D filed June 28, 2024. The filing states that the figure is combined across related vehicles, so it is not this entity's figure alone.
Who can invest in Warwick European Opportunities Fund IV LP?
The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated.
What is the minimum investment in Warwick European Opportunities Fund IV LP?
The Form D lists the minimum investment as $0, which means the issuer did not state a minimum on the form. The offering documents, not the Form D, set the actual subscription terms.
Who is selling Warwick European Opportunities Fund IV LP and how are they paid?
The Form D names More than five (5) Associated Persons, associated with BA Securities, LLC as the recipient of sales compensation soliciting in NY. Sales commissions are reported as $0 and finders' fees as $0. Form D allows these to be estimates.
Who is behind Warwick European Opportunities Fund IV LP?
The Form D lists 7 related persons: Warwick Capital Partners LLP, executive officer, promoter (Manager of the Issuer); Warwick European Opportunities Fund IV (GP) Limited, executive officer, promoter (General Partner of the Issuer); James Cheeseman, executive officer (Partner & Head of Operations of Manager); Ian Burgess, executive officer (Managing Partner of Manager); Alfredo Mattera, executive officer (Managing Partner of Manager); Matthew Hodgson, executive officer (Partner of Manager); Matthew Coleman, executive officer (Partner and COO of Manager). Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.
Where is Warwick European Opportunities Fund IV LP located?
The issuer's address on its SEC filings is Mourant Governance Services (Cayman) Ltd, 94 Solaris Ave, Camana Bay, Po Box 1348, Grand Cayman, Cayman Islands KY1-1108. Its phone number of record is 44 207 850 8080. It is organized under the laws of Cayman Islands.
How long is the Warwick European Opportunities Fund IV LP offering open?
The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open, and no amendment is on record yet.
How large is Warwick European Opportunities Fund IV LP?
The issuer declined to disclose its net asset value range on the Form D, which the form permits.
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Data Methodology
Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.