Heartstone Farm, Inc.
Raised
Pre-open
Investors
—
Min Invest
None stated
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AltStreet Analysis
·Generated from EDGAR primary sources
Heartstone Farm, Inc. (CIK 0002033917) filed an original Form D on 2026-04-27 claiming multiple exemptions: 506(b), 506(c), Rule 504, and 4(a)(5). The filing is in pre-open status with no disclosed capital raised, investor count, or minimum investment. No parent platform or related entities were matched in the AltStreet database.
This alternative investment filing employs an unusual multi-exemption strategy, simultaneously claiming 506(b), 506(c), Rule 504, and 4(a)(5), which is atypical as these exemptions are generally mutually exclusive or serve different offering structures. The lack of disclosed offering details and industry classification makes comparative analysis difficult.
Data Flags
EDGAR Filing Data
Form D — Primary Source
View on SEC.govFilings on Record
Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.
In the Terminal
Filing events
7
latest Sep 11, 2026
Critical / warning
0 / 0
0 watch · 7 info
Statements extracted
0
none on file
NAV prints
0
none on file
Offering chains
3
funded, raising, open
Latest event Offering amended · Sep 11, 2026
SEC.govInvestor
- 7 filing events with values and deltas, latest 2026-09-11, and alerts on the next one
- 3 offering timelines: velocity, share raised, first-sale lag, stalled flags
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Related Persons (Form D)
Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.
Daniel Kaplan
Executive Officer, Director · Charleston, ME
Questions About Heartstone Farm, Inc.
Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.
What is Heartstone Farm, Inc.?
Heartstone Farm, Inc. is an issuer that filed a Form D with the SEC on September 11, 2026. The filing claims 506(b), 506(c), Rule 504, 4(a)(5).
Is Heartstone Farm, Inc. legit?
AltStreet does not rate legitimacy; it reports the public record. Heartstone Farm, Inc. filed a Form D with the SEC on September 11, 2026 claiming 506(b), 506(c), Rule 504, 4(a)(5). A Form D is a notice of an exempt offering, not a review or approval of it. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.
Is Heartstone Farm, Inc. registered with or approved by the SEC?
No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Heartstone Farm, Inc. claimed 506(b), 506(c), Rule 504, 4(a)(5) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.
How much has Heartstone Farm, Inc. raised?
Heartstone Farm, Inc. reported no amount sold as of the Form D filed September 11, 2026.
Who is selling Heartstone Farm, Inc. and how are they paid?
The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly.
Who is behind Heartstone Farm, Inc.?
The Form D lists 1 related person: Daniel Kaplan, executive officer, director. Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.
Where is Heartstone Farm, Inc. located?
The issuer's address on its SEC filings is 128 Paine Rd, Me, Charleston, ME 04422. Its phone number of record is 2078971780. It is organized under the laws of Delaware.
How long is the Heartstone Farm, Inc. offering open?
An issuer must amend its Form D annually while a continuing offering stays open; 1 amendment is on record for this CIK.
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Data Methodology
Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.